England and the Closing of the Middle Ages: the Battle of Bosworth, 22 August 1485

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England and the Closing of the Middle Ages: the Battle of Bosworth, 22 August 1485

 

The death of Richard III at the Battle of Bosworth is the culminating event of the literary cycle, eight plays long, developed by William Shakespeare during the decade 1590-1600. The historical demise of Richard III on 22 August 1485, and the subsequent coronation of Henry Tudor as Henry VII, marked the conclusion of the bitter, century-long, dynastic struggle between Lancaster and York that has since become known as the War of the Roses. The cultural memory of those violent years of civil strife during the middle of the 15th century still haunts our modern imagination. What happened at Bosworth over a half millennium ago? How was it that the feudal contest was finally settled, and why is the outcome still discussed today?

The sequence of events that produced this watershed in English history is, however, shrouded in the fog of war. Tumultuous record keeping and aggressive propaganda during a period of devastating civil war has long obscured the events of the battle. Only in the last decade has modern battlefield archaeology been combined with systematic analysis of the source material to produce a scientific perspective on what happened on that epoch defining day in August more than 530 years ago. This post examines the military events of the battle, the dynastic political background, and the socioeconomic factors, that combined to ultimately bring to a close the Middle Ages in English history.

Henry Tudor’s victory at Bosworth began in England the process of consolidation and state formation that was already underway in France, Spain, and Central Europe. A cultural revolution was spreading across the continent, the result of more than 400 years of feudal warfare, as European societies were newly energized by the Humanist movement of northern Europe, and the Italian Renaissance in the Mediterranean. At the dawn of the 16th century England had become a unified kingdom, somewhat parochial and backward, but on the frontier of a new Age of Discovery.

The story of how the British Isles arrived at that point requires, first, looking back a thousand years to the end of Anglo-Saxon rule in Britain.

 

Part One: The Sons of Edward III & The Hundred Years War 

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King Harold Godwinson, the last Anglo-Saxon ruler of England, was killed at the Battle of Hastings, 1066, as recorded by the Bayeux Tapestry. The death of Harold is the marker for a period, ultimately longer than 500 years, during which the Kings of England laid claim to a cross-Channel polity that connected the emerging Kingdoms of England and France.

 

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Territorial holdings of the Normans under King William in 1087, & the Angevin Empire inherited by King Henry II, in 1172.

The Kingdom administered by the successors of William the Conqueror slowly declined relative to its continental competitors. The Norman dynasty was soon eclipsed by the rising Plantagenet family, originating from the House of Anjou. In 1153 King Stephen the Norman was forced to recognize Henry of Anjou as his heir designate, formalized by the Treaty of Westminster. When Stephen died the following year, Henry Plantagenet inherited the English crown as Henry II. 88 years had passed since the death of King Harold at the Battle of Hastings.

 

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After Henry II’s death in 1189, Philip II Auguste, the Capetian, over the course of his 43 year-long reign, reconquered most of the Angevin territory in France. England retained only Aquitaine (Gascony) when Philip II died in 1223.

 

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Louis IX (r. 1226 – 1270), Philip III (r. 1270 – 1285) and Philip IV (r. 1285 – 1314) consolidated France’s state lands for nearly 90 years. England, meanwhile, was weakened by internal strife, exemplified by the Second Baron’s War (1264 – 1267) during the reign of Henry III (r. 1216 – 1272), followed by the struggles with Scotland and Wales during the reigns of Edward I (r. 1272 – 1307) and Edward II (r. 1307 – 1327).

 

Edward III, painted in the late 16th c.

On 24 May 1337, 271 years after Hastings, King Philip VI declared Aquitaine forfeit, a major blow to Edward III who was also Duke of Aquitaine and thus heir to the Plantagenet family’s claims in France. Edward formally set claim to the French throne on 6 July 1339.

 

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Top: Battle of Crecy, 26 August 1346. Lower: Battle of Poitiers, 19 September 1356, by Eugene Delacroix, 1830.

Edward III and his son Edward the Black Prince invaded France and won decisive victories at Crecy, in August 1346, and at Poitiers, in September 1356. Edward eventually settled for the Treaty of Bretigny and recognition of England’s dominion over Gascony.

 

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English holdings in France after Edward III secured the treaties of Bretigny, 8 May 1360, and Calais, 24 October 1360. Charles V (r. 1364 – 1380) of France rolled back the English conquests, and by 1380 the land holdings of Edward’s successor Richard II (r. 1377 – 1399) had been reduced to only the rump of Bordeaux and Calais.

 

Lineage of Henry III Plantagenet and the houses of Lancaster and York.

 

The century long succession struggle that culminated in the Wars of the Roses originated, in its immediate sense, with Edward III’s sons. Edward’s first son, the Prince of Wales, Edward the Black Prince, the Earl of Chester and Duke of Cornwall, was heir to Edward’s claim as King of both England and France. The Black Prince died before Edward III, however, and upon the King’s death in 1377 the throne passed to the Prince of Wales’ son, Richard II.

Richard II, son of the Black Prince, engraving by George Vertue, 1718

The new King was surrounded by his uncles, although his eldest uncle, Edward’s second surviving son, Lionel of Antwerp, the Duke of Clarence, died in 1368 to be succeeded by his only daughter, Phillippa.

John of Gaunt (Ghent) was Edward’s third son, holder of the Duchy of Lancaster, with estates in Derby, Leicester and Lincoln. Thomas of Woodstock, the Duke of Gloucester, was the youngest son of Edward III, held estates in Buckingham, Northampton and Essex.[i] Edmund of Langley was fourth, the Duke of York, whose descendants would inherit Lionel of Antwerp’s claim (and estates) through the marriage of his son, Richard the Earl of Cambridge, to Anne Mortimer, daughter of Phillippa, the Countess of Ulster. Their son, born in 1411, was Richard Plantagenet, the father of two kings, Edward IV and Richard III.

The struggle for power became apparent in 1388 when Thomas, Duke of Gloucester, with the support of John of Gaunt’s son, the Earl of Derby, assembled with the Earls of Arundel, Nottingham and Warwick, and mobilized against the 23 year-old King’s supporters. Richard II’s circle of power included the archbishop of York, the Duke of Ireland, the Earl of Suffolk, and Sirs Robert Tresilian and Nicholas Brembre.[ii] This force, under the Duke of Ireland, was defeated by Thomas, Duke of Gloucester, at Oxfordshire, resulting in the King’s virtual subjugation to his powerful uncle. Richard’s followers, including Lord Beauchamp of Holt, Sir Simon Burley, Sir James Berners and John Salisbury, were all purged, being arbitrarily condemned for high treason.

 

John of Gaunt (Ghent), Duke of Lancaster & Aquitaine, by George Yate, c. early 17th century. Effigy of Edmund of Langley, First Duke of York, at Westminster Abbey. & Thomas of Woodstock, Duke of Gloucester, engraving by Richard Godfrey, 1776.

 

Richard II however succeeded at expelling Gloucester’s various supporters from his Royal Council, including the Archbishop of Canterbury, who was Chancellor, the Bishop of Hereford, the Treasurer, and the Earl of Arundel, who was High Admiral. The Earl of Warwick and the Duke of Gloucester himself were both reduced in power and status.[iii] A general pardon was issued by Parliament and then proclaimed by the King (except for the Duke of Ireland) to normalize government affairs, and soon the powerful Duke of Lancaster, who had been overseas attempting to promote his claim to the throne of Castile, returned to England. In 1396 a 25-year truce was arranged between England and France, and Richard, in a royal arrangement with the French court, married Charles Valois daughter, Isabella, then only seven years old.

By 1397 the Duke of Gloucester was conspiring for war with France, a position that put him at odds with Richard II’s peaceful policy. With the support of the Dukes of Lancaster and York, as well as their sons, the Earls of Derby and Rutland, Gloucester was arrested and conveyed to Calais where he was unceremoniously executed. Parliament was elected along lines more favourable to Richard and the pardons previously issued were annulled. Gloucester’s chief lieutenants, the Earls of Arundel and Warwick were likewise arrested, the former executed afterwards. Warwick was banished to the Isle of Man.[iv]

In 1398, with his power waning, and his former allies turning against him, Richard banished the Duke of Lancaster’s son, Henry Bolingbroke, and when the Duke died in 1399, the King attempted to confiscate all of his Lancastrian property. At this delicate juncture Richard II made the mistake of departing for a campaign in Ireland, enabling Henry Bloingbroke, the Lancastrian, to land at Ravenspur, Yorkshire, with a contingent of 60, including the Earl of Arundel. Within days their force was swollen by reinforcements. Now supported by the Earls of Northumberland and Westmoreland,[v] the Duke of York opened London’s gates to his nephew Lancaster, and when Richard II returned from Ireland he was confronted by Henry’s party, led by Northumberland, and captured.

 

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Henry of Bolingbroke, afterwards Henry IV (r. 1399 – 1413), c. late 16th century.

 

On 30 September Henry, claiming descent from Henry III, was crowned Henry IV, King of England. Parliament, with no other realistic options, recognized Henry as the legitimate monarch, disavowing the deposed Richard II, who died a prisoner the following year, possibly starved to death by Henry IV, at the age of 34.

Henry quickly rid himself of Richard’s supporters and in 1400 the Earls of Rutland (Albermarle), Kent (Surrey), Huntingdon (Exeter), Lord Spenser (Gloucester), Salisbury and Lord Lumley, were all executed, save for Rutland, the future Duke of York, who betrayed and murdered Lord Spenser in a demonstration of loyalty to Henry IV.[vi] The Earl of Worcester was despatched to maintain order in Gascony, although the French made little effort to take advantage of the disorder in England.

Battle of Shrewsbury, 21 July 1403, illustrated by Thomas Pennant in 1781.

 

In 1402, Henry Percy (Hotspur), with support from the Earls of Northumberland (his father), Worcester and Douglas, raised an army to oppose Henry IV. Percy and Douglas were met by Henry IV at Shrewsbury on 21 July 1403, where in bloody fighting their armies were destroyed and Percy slain. Worcester, after his capture, was executed, although Douglas was given quarter due to his great status and past service. Northumberland, upon hearing of his son’s death, disbanded his army and traveled to York where he met with King Henry, who granted a royal pardon, although Henry Percy’s recantation was not to last long.[vii]

 

Henry Percy, father of Hotspur, the Earl of Northumberland, engraving by R. Clamp, 1792

 

In 1405 the Earl of Nottingham and the Archbishop of York, with the Earl of Northumberland’s support, rebelled against the King. These rebels were captured by the Earl of Westmoreland and their executions ordered by Henry. Northumberland fled to Scotland from where he conducted raids into England. It was on one such adventure into Yorkshire that Henry Percy, the Earl of Northumberland, was slain in 1407.[viii]

Having consolidated his power, Henry IV began to increase his interest in foreign affairs. In 1411 he sent forces to support the Dukes of Burgundy and Orleans against the King of France. When Henry IV died in 1413, his son, Henry the Prince of Wales, carried on his mission.

 

Henry V, engraving, c. 18th century. & Catherine of Valois, engraving by Silvester Harding, 1792. Ascending to the throne in 1413, Henry V attempted to end the war by forcing the outright military conquest of France. His victory at Agincourt, 25 October 1415, decisively weakened France in the struggle against England and Burgundy, and in his second campaign in 1418 succeeded in annexing Normandy.

Henry V’s objectives were multifaceted. First, he sought to reverse the conquests of Phillip Augustus, second, in doing so, to assert his legitimacy through the adoption of Edward III’s mission to acquire for England the Kingdom of France. Third, the best means of securing this arrangement, would be the English King’s marriage to Charles VI’s daughter, Catherine, at cost of 2 million crowns. Another 1.6 million crowns would be paid on the outstanding debt owed for King Jean’s 14th century ransom.[ix] Through these means, military and matrimonial, Henry V sought to secure his claim to the thrones of England and France.

 

Descendants of Edward III

 

Weakness in the French crown made concessions possible. Henry’s diplomatic objective was merely to stall for time while he marshalled his forces. Before he could embark on his campaign of conquest, Henry ordered the executions of the traitorous Lord Scrope of Masham, Sir Thomas Grey of Heton, and Earl of Cambridge (father of Richard of York), the plotters of the infamous Southampton plot to assassinate Henry before he embarked for France.

 

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Modern illustration of southampton in 1415, & Royal army transported across the Channel, from Froissart’s Chroniques, c. 1480.

 

With England secure behind him the King departed on 11 August, landing in Normandy three days later and marching against the port of Harfleur, immediately placed under siege on the 19th of August. A month of bombardment from Henry’s siege artillery forced the port to surrender, but this effort had absorbed most of the fall campaign season.[x] Henry, with his supply lines at Harfleur reduced to only a trickle, now determined to make for Calais. This base was far more secure than Harfleur, nearly impervious to French attack by land or sea, where he could draw on stockpiled supplies over the winter and prepare for further activity the following spring.[xi] Victualing as they raided through the Norman country side en route, Henry was however outmaneuvered by a large French army under the command of the Constable D’Albert who now blocked the approach to Calais.

 

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Henry V’s 1415 campaign

 

Henry in effect had attempted to repeat Edward III’s 1346 campaign, with the expected result that the French would confront him near the conclusion. With the French army blocking the road to Calais, Henry had no choice but battle. In the ensuing battle at Agincourt, 25 October 1415, the French were foolish enough to play into Henry’s offensive-defensive tactics, and were cut down by massed longbow arrows amidst confined and muddy ground that rendered the French cavalry useless.[xii] Although the Duke of York and Earl of Suffolk were both slain in the battle, the French, a number of whose prisoners Henry had ordered killed during a moment of crisis,[xiii] suffered far greater losses in men and nobles, amongst whom were the Dukes of Alencon, Bar, Brabant, Admiral Jacques de Chatillon, and Counts of Marle, Vaudemont, Blamont, Roucy, Dammartin, Vaucourt, Fauquembergue, Nevers, and others, including the Constable D’Albert and 1,500 knights.[xiv] Captured by Henry were the Dukes of Orleans, Bourbon, and the Counts Vendome, Richemont and d’Eu.[xv]

 

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Henry’s position and approach at Agincourt, from Oman, England and the Hundred Years War, Chapter 10, & Keegan, Face of Battle, p. 64.

 

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Renderings of the Battle of Agincourt 25 October 1415; from St. Alban’s Chronicle by Thomas Walsingham, c. 15th century. & Enguerrand de Monstrelet’s 15th century miniature.

 

Although this initial campaign had met with the luck of tactical success at Agincourt,[xvi] with long-term implications for the stability of the French crown, Henry was actually faced with operational defeat. His expeditionary army had been reduced by disease and lack of supplies, and then exhausted by a long and difficult march culminating in the slaughter at Agincourt. Henry thus withdrew from the continent on 16 November. Less than a year later, on 15 August 1416, Henry’s eldest brother the Duke of Bedford defeated a Franco-Genoese fleet in the Channel in a battle near Harfleur, capturing three of the enemy’s eight carracks in the process.[xvii] On 25 July 1417 the Earl of Huntingdon won another important naval battle in the Bay of the Seine, capturing a further four Genoese carracks and effectively winning control of the sea for the English, clearing Henry’s supply lines for a second invasion.[xviii] The French nation was soon at its weakest point. Invaded by the Duke of Burgundy, with Charles VI increasingly delusional, the death of his elder sons left only the seventeen year-old Dauphin, Charles, as heir to the throne.

 

The Treaty of Troyes, 21 May 1420, as ratified by the Estates-General, proclaimed Henry V Lancaster, and his heirs, as inheritors of the throne of France.

 

Henry took advantage of this situation to land another army in 1418. Henry maintained negotiations with the Duke of Burgundy to arrange for the return of the territory ceded to Edward III by the Treaty of Bretigny (1360), however, the Duke was himself negotiating with the Dauphin in opposition to Henry, and, although progress was being made, the Duke was assassinated by the Dauphin’s men in 1419. The Duke’s successor, Phillip, Count of Charolais, now changed sides to support Henry’s claim and a treaty between the two was concluded at Arras, with Henry, Gloucester, and Clarence, meeting the Duke at Troyes.[xix] Henry’s marriage to Charles VI’s daughter, Catherine of Valois, soon followed, and upon entering Paris the Estates-General ratified the treaty of Troyes. Henry left Paris under guard of the Duke of Exeter and departed to suppress the Dauphin, whose supporters rejected Henry’s claim.

 

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The conquests of Henry V & English holdings and alliances in France after the Treaty of Troyes, 1420, & European political map c. 1422

 

Henry VI, engraving, c. 18th century.

 

Henry V died on 31 August 1422 and hardly two months later Charles VI was dead, leaving the combined Anglo-Franco crown to nine month old Henry VI.[xx] The Kingdom was placed under a regency headed by Henry VI’s oldest uncle, the Duke of Bedford, while responsibility for England went his youngest uncle, the Duke of Gloucester. The Bishop of Winchester, son of John of Gaunt, would act as Henry VI’s tutor. The English military was led by able generals, including the Earls of Somerset, Warwick, Salisbury, Suffolk, Arundel and knights including Sir John Talbot and Sir John Fastolf.[xxi] Meanwhile Catherine, Henry V’s widow, married Sir Owen Tudor and with him had two sons, Edmund, Earl of Richmond, and Jasper, the Earl of Pembroke.

 

John of Lancaster, the Duke of Bedford, Regent to Henry VI. Humphrey, his brother, Duke of Gloucester, & Henry Beaufort the Bishop of Winchester, son of John of Gaunt, Henry VI’s tutor. Although Henry VI was crowned King of France in Paris on 16 December 1431, the Dauphin, who by then had been crowned Charles VII, continued to fight a determined campaign to oppose the English and their Burgundian allies.

 

Bedford continued the conquest of France, winning the decisive battle at Verneuil, 17 August 1424.

 

Although final victory was within sight, a poorly timed campaign by the Duke of Gloucester against Holland and Brabant diverted forces that should have been sent to support Bedford and he was forced to return to England, where he discovered further disunion. The Bishop of Winchester had consolidated power around himself. As a result of these affairs, the Dukes of Burgundy and Brittany began to withdraw their support for England. In France in 1426, meanwhile, the Count of Donois succeeded in raising Warwick’s siege of Montargis, signalling the beginning of a series of reversals that within thirty years would lead to England’s defeat in the Hundred Years War.

 

Orleans in 1428-9, by Anatole France. 

 

In 1428 Bedford despatched the Earl of Salisbury to lay siege to Orleans. Realizing that Orleans would become the focal point of resistance to the English invasion (similar in significance to Verdun nearly a half millennium later), the Dauphin rushed in reinforcements. Salisbury was killed by a cannon ball during the siege and replaced by Suffolk. Sir John Fastolf was able to reinforce the English, despite intervention by Dunois.

The Duke of Burgundy, the alliance with England slipping as a result of a disagreement with Bedford, recalled his forces from the siege and thus dramatically weakened the English position. The timely arrival of Joan of Arc invigorated the French forces, and Suffolk was captured in a side-action. The English were successfully expelled from Orleans, an operation that was complete by 8 May 1429. The English forces remaining were under the command of Fastolf, Scales and Talbot who now hastened their retreat, the latter two were captured, and Fastolf was stripped of his knighthood for cowardice.

 

Joan of Arc enters Orleans, by Jean-Jacques Scherrer, 1887.

 

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France in 1430, from E. F. Jacob, The Fifteenth Century.

 

The Dauphin Charles now hastened to Rheims, chasing the English as they fled before him, and was there crowned Charles VII on 17 July 1429, effectively nullifying the Treaty of Troyes from the French perspective. Militarily the war was not yet over, and Bedford was able to prevent Charles from regaining the capital. Bedford now invested Henry VI with the crown of France.

 

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Phillip III, the Good, Duke of Burgundy. & Charles VII of France, painted by Jean Fouquet, c. 1445 – 1450.

The Burgundian capture and ransom of Joan of Arc to the English was a minor coup, although her witchcraft trial and execution only served to martyr the French heroine. Bedford’s position in France was weakening, his credit reserves nearly exhausted, and with his allies turning against him, he died on 14 September 1435. Eight days later Charles VII, King of France, and Phillip the Good, Duke of Burgundy, signed the Treaty of Arras, sealing the fate of Bedford’s decades long struggle to complete his brother’s conquest of France.

Gloucester and the Bishop of Winchester quickly consolidated power, only for the Duke of York to slip through their fingers and emerge as the Protector of the Kingdom. When York returned to France he found that Paris had turned against England, and Burgundy was laying siege to Calais. Gloucester raised the siege of Calais, and Talbot was promoted Earl of Shrewsbury. York’s continuation of Bedford’s policy was noble, but the cause was lost, the nail in the coffin symbolized by the death of Warwick, the Lieutenant of France, in 1439. Richard Duke of York arranged a truce with Burgundy, and in 1443 the Earl of Suffolk began negotiations with Charles VII. These laudable acts of diplomacy resulted in the Treaty of Tours, 28 May 1444, by which Henry VI would marry Margaret of Anjou, a Princess descending from ancient Frankish crusading families whose father was titular King of Naples and of the Templar kingdom of Jerusalem. Henry and Margaret were married on 23 April 1445, ensuring the maintenance of peace until 1446.[xxii]

 

Margaret of Anjou, who, by her marriage to Henry VI (24 years-old) as a result of the Treaty of Tours in May 1445, became Queen of England at the age of 15. Reproduced here in George Goodwin, Fatal Colours: Towton 1461 (2011).

 

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Edmund Beaufort, the Duke of Somerset, negotiating his surrender at Rouen, 1449 & the Siege of Caen, 1450, from the Bibliotheque Nationale de France. Reproduced in George Goodwins, Fatal Colours: Towton 1461 (2011). Cannons notable.

 

With the crown unable to bankroll the cost of maintaining England’s position in France, Somerest, the new Lieutenant of France, had the disappointing duty of overseeing the collapse of the war effort as the half century approached. The French invaded and conquered Normandy, although Somerset was allowed to withdraw to Harfleur after he arranged to pay 56,000 crowns in ransom for his surrender at Rouen.[xxiii] Cherbourg fell in December 1450, and then Dunois led the inevitable invasion of English Gascony. This string of victories reasserted the status quo as established by the conquests of Charles V eighty years prior.

 

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The death of John Talbot, the Earl of Shrewsbury, at Castillon, 17 July 1453, illustrated manuscript by Martial d’Auvergne (c. 1493). Note presence of cannons. With the English now retaining only Calais, this battle finalized England’s defeat in the Hundred Years War. Constantinople had fallen to the Turks only a month before on 29 May. 387 years had passed since King Harold died at the Battle of Hastings.

 

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National consolidation: France in 1453, when only Calais remained in English possession, & cosmopolitan Paris in 1460.

 

Part Two: Wars of the Roses, Lancaster & York, 1453 – 1485 

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Illustration of London from Charles d’Orleans poetry, c. 1450 – 1500, looking west from the Tower towards the customs house and London Bridge. Reproduced in Alison Weir, The Princes in the Tower (1999).

 

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France, with York & Lancastrian estates in England between 1455 – 85. England during the Wars of the Roses. Map of English Counties, & Landholdings of the principal noble families of England and Wales in c. 1450, from E. F. Jacob, The Fifteenth Century.

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Book printing, literacy, and the legal system all flourished during Henry VI’s reign. Note the number of clerks processing legal writs. Based on Gutenberg’s movable type press, mass publication spread from Bravia, where it was invented in the 1450s, to Nuremberg, Cologne, Paris, Venice, and Rome, before reaching London around 1470. Sir Thomas Malory’s Arthurian epic Le Morte D’arthur appeared post-humously on 31 July 1485, published by Claxton’s press. The feudal era in Britain was thawing as Humanism spread from the Renaissance in Italy and Flanders.

 

Cloth exports surpassed wool as pastoral commodities were purchased for textile production. England’s textile craft industry heralded a rise in living standards for the artisanal class and was tightly controlled by the English crown.

 

Stages of medieval cloth production; agrarian decline leads to rise in pastoralism. Sheep rearing, wool shearing, weaving on the loom, dyeing, tailoring, and sale of the finished products at market.

 

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Despite frequent markets across Great Britain, Wales in the west and Yorkshire in the north remained relatively sparsely populated. Populations were concentrated in the London area and in coastal townships dotting the English coast; from Fernand Braudel, The Wheels of Commerce (2002).

 

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Over all currency deflation in this period caused by peak silver conditions in Europe, combined with the introduction of gold as a specie supplement, conspired to keep wages low, despite labour scarcity resulting from the Black Death (1347-51). Wages and prices remained remarkably stable from the reigns of Richard II to Richard III, as the nation slowly grew and its war-debt  was repaid over the course of a century. Note price inflation in the 1431-40 decade, when England was financing distant siege operations and ultimately losing the war in France. Commodities were sold cheaply but in bulk, and merchants were getting rich on export trade. Life expectancy remained low while the wealth and power of the landed nobility increased until the largest land and title holders determined the fate of kings. See, Christopher Dyer, Making a Living in the Middle Ages: the People of Britain, 850-1520 (Yale University Press, 2013), p. 266-8. Diagrams from E. F. Jacob, The Fifteenth Century (1993), p. 383 et seq

 

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Blacksmithing & armouring in the 14th and 15th centuries

The cost and complexity of warfare continued to increase. The proliferation of gunpowder weapons and increase in cost and sophistication of body-armour was beginning to revolutionize battle. The immense expense of a century of warfare had accumulated to the point that Henry VI, after the loss of Castillion, had no choice but to recognize defeat in France. The national debt had grown to the figure of £372,000, an immense sum, considering that Henry V’s pre-invasion income amounted to only £55,700 per annum.[xxiv]

French, Italian or Gothic-type full-plate men-at-arms and knight’s armour, popular between 1450-1500.

Late 15th c. organ-gun and cannon. Bosworth, 1485, Foard & Curry, 2013, Figure 7.31. Burgundian-type cannons, including organ guns, were popular in Flanders and with Charles the Bold, Duke of Burgundy. The Duke had deployed large siege trains during his disastrous Swiss campaign of 1476.

 

Illustration of the Battle of Grandson, made c. 1515

 

Cannons had first been introduced into European arsenals in the middle of the 14th century. Over the following century the European monarchs accumulated a variety of handguns, arquebuses, field guns and siege cannons. At Castillon in July 1453, French artillery had outranged John Talbot, the Earl of Shrewsbury, and inflicted a disastrous defeat for the English that effectively terminated the Hundred Years War. Seventy-two years later at the battle of Pavia in 1525, pike, field cannon and the arquebus had become the decisive instrument in battle.

 

The Wars of the Roses occurred during a transitional phase in Europe’s military history. New weapons, such as handguns and field cannon, and rediscovered tactics, such as pike and halberd formations, reduced the importance of heavy cavalry and emphasized the renewed importance of mobile infantry. Battle of Pavia tapestry woven in Brussels, c. 1528-31.

 

Wars of the Roses Genealogy, the descendants of the Henry V

 

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Castles of England and battles of the Wars of the Roses, from E. F. Jacob, The Fifteenth Century.

 

Richard Plantagenet, the son of Anne Mortimer (great-granddaughter of Lionel of Antwerp) and Richard Earl of Cambridge. As Duke of York, Richard had claim to the throne through Edward III’s line from his second son Lionel, Duke of Clarence. In Ireland, the star of York was rising as Somerset’s was falling in Normandy.

Richard’s father, the Earl of Cambridge, had been executed at the order of Henry V for charge of treason as a member of the Southampton plot of 1415. Richard’s descent from Edward III’s second surviving son, Lionel of Antwerp, made his claim to the throne more immediate than Henry VI’s, whose grandfather Henry Bolingbroke was descended from John of Gaunt, the third surviving son of Edward III. Richard’s interests were advanced by his brother-in-law, the Earl of Salisbury and by the Earl of Warwick, both of the family Neville. For its part the Lancastrian claim was generally supported by the Earls of Westmoreland, Shrewsbury and Northumberland, and by the Duke of Somerset, Edmund Beaufort, Henry Holland, the Duke of Exeter, and the Duke of Buckingham.[xxv]

 

Richard Neville, 5th Earl of Salisbury, father of Richard, 6th Earl of Salisbury.

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Richard Neville, 16th Earl of Warwick, 6th Earl of Salisbury, the Kingmaker. 16th c.

 

In 1452 Richard, eager to assert his claim and with his power solidified, led an army against London where he was met by the King. Unsupported by Warwick and Salisbury, on this occasion, Richard was dismissed by the King and forced to retreat to Wigmore on the border of Wales. Richard did not have to wait long, as the death of Shrewsbury and the final loss of Gascony in 1453 weakened the crown such that in 1454 Henry was forced to agree to concessions and promote Richard to Lieutenant of the Kingdom, a power soon confirmed by Parliament.[xxvi] Resistance from the Lancastrian faction was crushed by Warwick and Salisbury on 22 May 1455 at the First Battle of St. Albans. Edmund Beaufort, the Duke of Somerset, Henry Percy the Earl of Northumberland, and the Earl of Stafford were all slain.

 

First Battle of St. Albans, 22 May 1455, York in red, Lancaster in blue.

This was such a disaster for the Lancastrian forces that Henry VI was forced to agree to all of York’s demands, which effectively amount to his promotion to Protector of the Realm, until the coronation of Edward, the Prince of Wales. Although Henry, with Margaret’s support, was able to moderate Richard’s power, the Duke of York’s claim was now too strong to be realistically opposed.

The Queen, established in Cheshire, and supported by the new Duke of Somerset, rallied support to her cause.[xxvii] Warwick, however, with the fleet now unified under his command, landed at Sandwich in Kent with a force led by Sir John Blount and Andrew Trollop. Warwick reached London on 21 September and made his start towards Ludlow where he was to rendezvous with Salisbury and Edward, the Earl of Marche, son of Richard of York.

Margaret summoned Lord Stanley to raise his force and join the King who was at Eccleshall Castle. The Lancastrian army on this occasion was led by James Touchet, Lord Audley, supported by Lord Dudley, although nominally under the authority of the Prince of Wales. This force was to intercept Salisbury before he could join forces with York or Warwick. Salisbury had with him between 3,000 – 4,000 men, mainly spearmen and some cannon, and was outnumbered by Audley with between 6,000 – 12,000, including quality archers but also many conscripts.[xxviii] Salisbury, in a strong defensive position supported by cannon, won a victory over Audley at Blore Heath on 23 September 1459, in which 2,000 Lancastrian soldiers were killed and Audley himself was overtaken and slain.

 

Blore

Battle of Blore Heath, 23 September 1459

 

This was sour news for Margaret, although the sting of defeat was somewhat lessened when Salisbury left his cannon on the field and withdrew, the cannon captured shortly afterwards by Margaret’s main force, as were Salisbury’s sons, Thomas and Sir John Neville.

Salisbury nevertheless made his connection with Warwick at Ludlow, where the Duke of York was scheduled to join them. Already assembled were the Earls Somerset, Northumberland, with Lords Buckingham, Egremont, Exeter, Devon, Arundel, Shrewsbury, Wiltshire and Beaumont.[xxix] The Yorkist force perhaps numbered as many as 25,000 men, about half the size of the Royal army’s 40,000 – 60,000. York was further frustrated by the defection of a number of his Calais veterans, in particular Sir Andrew Trollop.[xxx]

York, Warwick and Salisbury, recognizing the weakness of their position, deserted their army on 13 October and fled, leaving Ludlow Castle, along with Richard’s wife the Duchess Cecily Neville, to be captured by the Royal force. York fled once again to Ireland. Warwick, March and Salisbury had by November retired to Calais where they began a campaign of piracy against the lucrative Channel wool and textile trade. On 20 November Margaret arranged for a Parliament at Coventry, in which all the Yorkist commanders were declared guilty of high treason. Somerset sailed with a small force to harass Warwick and impose an embargo on Calais and succeeded in capturing a castle near Calais, although Warwick captured the new Lord Audley, and Humphrey Stafford, in the process.[xxxi] Over the winter Lord Rivers assembled a fleet to invade Calais, but on 15 January Sir John Dynham raided Sandwich and captured Rivers and his ships, hauling them off to Calais, another demonstration of the importance of sea control during the 15th century.

In March 1460 Warwick sailed to Ireland to join with York, while Somerset made another effort to capture Calais, but was defeated at Newham Bridge. Pressure was maintained on the Yorkist forces when the Duke of Exeter was made Admiral of England and given fifteen ships. On 25 May he sailed to intercept Warwick but was unsure of the loyalty of his men and so put in at Dartmouth, leaving the channel to Warwick, lately returned to Calais. In June Warwick raided Sandwich and captured the entire Lancastrian fleet (see N. A. M. Rodger, Safeguard of the Sea, p. 153). On 26 June Warwick, Salisbury and March, with 2,000 men, landed at Sandwich and on the 27th entered Canterbury. On 2 July London threw open its gates to the Yorkist force.

Warwick marched north with an entourage that included Lord Fauconberg, Edward Earl of March, the Archbishop of Canterbury, Bishops of Ely, Exeter, Rochester, Lincoln and Salisbury, and the papal legate Coppini – who carried a letter from Pope Pius II urging Henry VI to accept the Yorkist demands.[xxxii] Salisbury, Cobham and Wenlock, with 2,000 men, were left in London to finish the siege of the Tower.

Rome

Rome in the 15th century. Papal intervention attempted to moderate the conflict, evidence of ongoing international diplomacy.

 

Henry VI marshalled his forces under the Duke of Buckingham, and then departed to march on Northampton. The Royal army blocked the road from London with their cannon and prepared other defensive measures in anticipation of Warwick, who promptly arrived at Northampton on 10 July. Warwick attempted to bargain with Henry through the Bishop of Salisbury and papal legate Coppini, but was rebuffed. Warwick’s force was double the size of the King’s, who is said to have marshalled 20,000 men, but did not receive the full reinforcements he expected.

Edward, Earl of March, led Warwick’s vanguard, supported by Lord Scrope, with Fauconberg in the rear. Lord Grey de Ruthin commanded Henry’s vanguard, but had been promised concessions if he were to desert and join Warwick. In the event the Royal cannon were inundated with rain and so rendered useless, although the Lancastrian archers inflicted many casualties.[xxxiii]

 

Battle of Northampton, 10 July 1460

 

Lord Grey’s treachery and the loss of several thousand men in battle was a blow to the Lancastrian war effort. Lord de la Warre and the Earl of Kendal switched sides, joining the Yorkist cause.[xxxiv] The Duke of Buckingham, the Earl of Shrewsbury, Lords Beaumont and Egremont and Sir William Lucie were all slain, while the Royal Personage, Henry VI himself, was captured. Proceeding to Westminster, Warwick, with Henry VI in tow, entered London on 16 July and soon forced Lord Scales to surrender the Tower, during which that Lancastrian commander was captured and murdered while attempting escape.

Queen Margaret, with her young son Edward, escaped to Wales where they met Jasper Tudor at Harlech Castle. From there Maragret proceeded to Denbigh Castle where she was joined by Exeter and Pembroke. She wrote to Somerset and Devon to raise an army, while she sailed to Scotland to meet with Queen Mary of Gueldres, who was sympathetic to the Lancastrian cause and made arrangements for the Earls Douglas and Angus to support Margaret.

York now returned from Ireland, landing near Chester in Wales on 8 September 1460. He collected his wife, the Duchess Cecily, who had been freed after the Battle of Northampton. Together they marched to London and arrived on 10 October, in time for the meeting of Parliament. Although Parliament approved further concessions they did not completely endorse Richard’s claim to the throne.

By the Act of Settlement (“of Accord”) of 24 October 1460, Henry VI was to remain as King, although power of governance was completely vested in the Duke of York, who, or his sons, it was determined, would inherit the kingdom upon Henry VI’s death. The attainders against York were reversed, he was made Protector of England, while Lord Bourchier was made Treasurer and Warwick’s brother George was made Bishop of Exeter and Chancellor.[xxxv]

Margaret was naturally infuriated by these developments and soon marched south to join with her allies. Her army when it reached Yorkshire numbered 20,000, under the generalship of Somerset, Northumberland, Devon, Exeter and Clifford. Margaret issued a challenge to Richard to settle his claim by force of arms.

York, raiding the Tower Arsenal for cannon to take with him and with about 5,000 – 6,000 men, left Warwick in charge of the capital and hastened out of London on 9 December with his son Edmund, Earl of Rutland, and the Earl of Salisbury, to confront Margaret.

 

Sandal Castle

sandal_castle_plan

Sandal Castle, a traditional holding of the York family, granted from Edward III to Lionel of Antwerp, reputed to be both formidable and luxurious.

Richard’s force is said to have swollen to 12,000 when he arrived at Sandal Castle on 21 December, although this, like most military figures for the period, is likely an exaggeration. York most likely intended to await the arrival of his son Edward with reinforcements. The Lancastrians however deployed a significantly larger force, increased by the desertion of Lord Neville with 8,000 men who joined Margaret.

Outnumbered and with supplies dwindling, Richard, for reasons that have never been completely explained, rode from the castle with his vanguard and was immediately surrounded by the Lancastrians.[xxxvi] The Duke of York, 50 years of age, and 1,000 – 2,000 of his men, including Sir Thomas Neville, Sir Thomas Parr and Sir Edward Bourchier, were therefore destroyed at the Battle of Wakefield, 30 December 1460. Edmund, Earl of Rutland, was handed over to Lord Clifford, who murdered him.[xxxvii] Richard Neville, Earl of Salisbury, was captured and executed.[xxxviii]

 

Battle of Wakefield, by Graham Turner for Osprey©, where Richard of York met his demise on 30 December 1460.

The death of Salisbury, Warwick’s father, resulted in Warwick inheriting that wealthy Earl’s land, effectively doubling the size of Warwick’s holdings and making him by far the wealthiest man in the Kingdom. Edward, the 18 year-old Earl of March, now inherited his father’s title as Duke of York, making him heir to the throne by the Act of Accord. Edward’s brothers, George and Richard, were sent to Burgundy to live under the protection of Duke Phillip, although the widowed Duchess of York remained in London.[xxxix]

Margaret, who had wintered in Scotland and signed an agreement with Queen Mary by which Edward the Prince of Wales was to be married to Mary’s daughter, Margaret Stewart, now despatched Jasper Tudor, Earl of Pembroke, alongside James Butler, Earl of Whiltshire, and Sir Owen Tudor, to defeat Edward while she took the main force to London to confront Warwick.

 

Second Battle of St. Albans, Henry VI is re-captured by the Lancastrian forces in their greatest victory.

 

At the Second Battle of St. Albans, 17 February 1461, Margaret’s force, led by Exeter, Somerset, Devon, Shrewsbury, Northumberland, Clifford, Grey, Roos, and Sir Trollop, defeated Warwick’s army, led by Norfolk, Suffolk, Arundel, Lords Fauconberg, Bourchier and Bonville. Warwick’s army included 500 Burgundian archers, various mercenaries, crossbowman and indeed some handgunners firing ribaudkins in addition to a few cannon.[xl] Prior to the battle Sir Henry Lovelace, who had been Warwick’s steward and in command of his vanguard but had promised his loyalty to Henry VI, deserted the Yorkists. Falling snow negated Warwick’s advantage in gunpowder (although not in archers, who inflicted many casualties on the Lancastrians), and the King was re-captured by Margaret while Warwick was forced to flee. A number of Warwick’s supporters were captured and executed, including Lord Bonville and Sir Thomas Kyriell. With Richard of York slain at Wakefield, and Warwick defeated at St. Albans, the Lancastrians were riding on a swell of victory, however, this good fortune was to prove illusionary.

 

Battle of Mortimer’s Cross, 2 February 1461, Edward Duke of York destroys Pembroke and Owen Tudor’s army and clears the route to London.

 

Richard Plantagenet’s eldest son Edward, now the Duke of York, with Lord Audley, Sir William Herbert, Sir Walter Devereux, Lord Grey de Wilton, Lord FitzWalter and Sir William Hastings, with a force of 5,000 had meanwhile, on 2 February, destroyed Pembroke and Whiltshire’s Lancastrian army of between 4,000 – 8,000 at Mortimer’s Cross. Although Pembroke and Whiltshire escaped, Owen Tudor – the old husband of Catherine Valois – was captured and beheaded.[xli] While Pembroke fled to France, Henry Tudor, grandson of Owen Tudor and son of Edmund Tudor and Margaret Beaufort, was deposited at Pembroke Castle and later captured by the Yorkists, being subsequently imprisoned at Raglan Castle.

Edward of York advanced from his victory against Pembroke and collected Warwick at Oxfordshire with his remaining force of 4,000 on the 19th of February. Edward was able to stay ahead of Margaret in the race to the capital. The Lancastrian army was short on money and victuals and therefore withdrew, leaving London open to Edward. This was a decisive mistake for the Lancastrian cause as not yet nineteen year-old Edward Plantagenet entered London with his army on 27 February and shortly thereafter on 3 March, with great enthusiasm and church support (for his claim was considered the legitimate return to Plantagenet rule that had been usurped by Henry IV in 1399), was proclaimed King Edward IV.

 

Edward, son of Richard, Duke of York, became King Edward IV

 

A ceremony took place at Westminster Abbey where Edward was presented with the crown and the sceptre of St. Edward the Confessor.[xlii] Warwick, already the wealthiest man in the Kingdom and not yet 32 years old, was now raised to colossal proportions, being made Great Chamberlain, Captain of Dover, and Lord Warden of the Cinque Ports, that is, controller of the lucrative cloth trade, a situation that was formally recognized in 1465.[xliii]

Queen Margaret led a strategic retreat north, continuing to accumulate her army, still under the command of Somerset, Northumberland, Rivers, and Clifford, a force now estimated to be as large as 30,000 – 60,000.

Edward did not waste time and on 5 March despatched Norfolk to East Anglia to raise men. The King left London on 13 March to lead his force, estimated at 25,000, expecting to be joined by significant detachments under Warwick and Norfolk as he set out to confront the Lancastrians.

The total size of the two forces now approached 100,000 men – as much as 2% of the total population of the Kingdom in 1461.[xliv] The Lancastrian force was commanded by the 24 year-old Duke of Somerset and supported by Exeter, Northumberland, Devon, Trollop, and Lords Fitzhugh, Hungerford, Beaumont, Dacre of Gilsland, Roos, and Grey of Codnor. The Yorkist force was commanded by Warwick, Norfolk, Bourchier, Grey de Wilton, Clinton, Fauconberg, and Lords Scrope and Dacre (Richard Fiennes), and the young king himself, Edward IV.

 

towton4

Graham Turner painting of longbowmen at Towton.

 

In a preliminary engagement on 28 March, while attempting to cross a bridge over the River Aire, Lord Clifford ambushed Lord FitzWalter and Warwick, slaying the former and wounding the latter in the leg, although Warwick was able to escape and rejoin Edward’s army. A melee developed as Edward rushed reinforcements to support the crossing but the Lancastrians destroyed the bridge. Edward moved his army upstream and crossed at Castleford. Clifford marched there to block Fauconberg but was outnumbered and the murderer of Rutland was thus slain by an arrow as he retreated.[xlv]

 

towton5

Towton3

Battle of Towton, 29 March 1461. From A. H. Burne, The Battlefields of England (2002). Edward and Warwick annihilate a large Lancastrian army under Somerset and Northumberland, & the field at Towton from Goodwin, Fatal Colours (2011).

With lines established outside of Towton on 29 March, in the midst of a blizzard, the two factions confronted each other. The initial Lancastrian arrow volleys were ineffective as Fauconberg’s archers were masked by the snow while being able to recover the arrows fired at them. In turn they launched back effective volleys. With losses mounting, Somerset urged his men to rush in a general melee, which the Yorkists immediately joined, and the butchery of Towton commenced.[xlvi] The outcome of the battle was hard fought, with Edward IV and Warwick fighting on foot in the thick of the action, joined as evening descended by Norfolk’s detachment. Norfolk had arrived at a timely juncture and flanked the Lancastrian position. Margaret’s army fled and was destroyed in detail, Edward encouraged the Yorkists to give no quarter. Somewhere between 28,000 and 40,000 men were killed, the majority on the side of the Lancastrians.

This was a crushing defeat for Maragert. Among those slain were the Duke of Devonshire, Earls of Westmoreland and Northumberland, Lords Dacre and Welles, Sir John Neville, and Sir Andrew Trollop. The Duke of Somerset, however, escaped the carnage and re-joined Margaret and Henry, who, learning of the devastation, fled to Scotland. Edward IV, vowing to destroy Henry VI, ordered the deaths of 42 Lancastrian knights, and later the Earl of Oxford and Whiltshire, who were both executed, although the Plantagenet king pardoned others including Northumberland’s brother, Sir Ralph Percy.[xlvii] Lord Rivers surrendered himself and joined Edward.

Edward’s party was now riding a wave of victory, having secured the crown and effectively reversed the outcome of Wakefield and St. Albans. Edward thus entered Yorkshire in triumph, where he removed the skulls of his father, brother, and his uncle Salisbury, which had been displayed on the walls of York as a Lancastrian provocation since Wakefield the year before.[xlviii] Edward, leaving Warwick and his brother, John Neville, Lord Montague, in charge of pacifying the north, returned to London on 2 May, from which he prepared to campaign in Wales and reduce the last areas loyal to the Lancastrians. Edward promoted his brother George to Duke of Clarence (who also received Henry Tudor’s Earldom of Richmond) and in 1462 made young Richard the Duke of Gloucester, sending him to live at Warwick’s Middleham estate.[xlix]

Edward IV was formally crowned in Westminster Abbey on 28 June 1461. His symbols of the triple sun and white rose of York were displayed prominently, and he was lavish with his subjects, yet economical in governance.[l] Noted for his proven warrior virtue, enormous gastronomical and sexual appetites – “voluptuous” was what Winston Churchill called him[li] – the young King’s reign was at first generally mild and peaceful, certainly a welcome change from the preceding years of violence and calamity. Edward enjoyed a royal income of £50,000, late in 1461 increased to £80,000 by confiscation of Henry VI’s estates and other properties including the Duchy of Lancaster, awarded directly to the crown. In 1465 Parliament granted Edward lifetime duties on English ports, which brought in another £25,000 a year.[lii] With Warwick, whose income soon skyrocketed from £3,900 to £15,000 a year,[liii] and Fauconberg, who had been promoted Admiral of England in 1462, Edward was in firm control of the seas and reaping great profit from the wool and cloth trade. Edward used these regal incomes to begin repaying the vast outstanding national debt that had worsened under Henry VI. Upon his death in 1483 Edward had repaid £97,000 to London and Italian bankers.[liv]

 

Campaign in the North, 1464. Map 5 from Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485 (2017).

 

Although the dynastic war in England now entered a period of relative calm, political developments on the continent conspired to keep the flame of civil strife alive. Charles VII of France died on 22 July 1461 and was succeeded by Louis XI, from whom the defeated and impoverished Margaret now sought whatever support she could gain. Louis’ main political ambitions were to secure Burgundy and Brittany for France, and he perceived Margaret’s request for support as a chance to destabilize relations between England and Burgundy,[lv] thus opening an avenue for French intervention. In England, after spending the early 1460s quashing Lancastrian rebellion, Edward IV had indeed intended to cultivate closer relations with Burgundy, whose merchants controlled the cloth trade throughout Belgium and Holland. Edward IV was a fan of everything Burgundian and in fact modelled his court and army on the Burgundian pattern.

 

Louis3

Louis XI of France

Granted a small force financed by Louis, in exchange for forfeiting Calais, Margaret now sailed from Normandy and landed, after tribulations caused by the weather, in Northumberland, where she began once again to consolidate her position.

Warwick and Edward IV soon arrived with a large army, and Margaret, with nowhere near enough forces to oppose them, was forced to retreat to Scotland. On 24 December 1462 Somerset changed sides by agreement with Warwick.[lvi] In spring 1463 the Lancastrians sallied forth from Scotland to invest castles in Northumberland, beginning with Bamburgh where Sir Ralph Percy opened the gates, and on 1 May Margaret secured Alnwick Castle, where Sir Ralph Grey turned to her side. Again Warwick marched north with an army and again Margaret was forced to flee, now seeking to make her way, with the Duke of Exeter and Sir John Fortescue, to Burgundy where she intended to plead with Phillip for support.[lvii] Although Phillip warily agreed to meet her, and paid her a gift of gold, he could not endorse her efforts and sent her instead to Bruges to be entertained by his son Charles. Margaret eventually traveled to meet her father, Rene of Anjou, who granted her a small stipend of 6,000 crowns per annum, reducing somewhat her financial straits.[lviii] In December 1463 Somerset again defected, and traveled to the Anjou court at Bar where he rejoined Margaret.

In the north Henry VI was rallying his forces, including Humphrey Neville, Roos, Hungerford, Sir Ralph Grey and Sir Ralph Percy, who were then rejoined by Somerset after his voyage to the continent. Sir Ralph Percy, however, was trapped and killed in battle by Montague’s men on 25 April 1464 at Hedgeley Moor.[lix] Montague then rode to York where he met Scottish envoys and with them secured a 15 year truce, another blow to the Lancastrian cause.[lx]

Montague finally caught up with Somerset and defeated him at Hexham, 15 May 1464. The Duke was beheaded upon capture, amongst others condemned by Montagu and John Tiptoft, the Constable of England, including Roos, Robert Hungerford, Sir Philip Wentworth, Sir Thomas Finderne, Sir Edmund Fish, Sir William Tailboys, and Sir Ralph Grey.[lxi] Warwick captured Alnwick Castle on 23 June and Montague was promoted Earl of Northumberland.[lxii]

 

Harlech Castle today. The last Lancastrian stronghold after the 1464 campaign.

Only Harlech Castle in Wales now remained in Lancastrian hands. Edward IV appointed Lord Herbert constable of Harlech, entrusting him with persecuting and concluding the siege of that place, which finally fell in 1468.[lxiii] In 1465 Henry VI, until then hiding in various rebel settlements in the north, was captured and brought to London for imprisonment in the Tower.[lxiv]

 

Elizabeth Wydville (Woodville), wife of Edward IV and Queen of England. John Faber Sr., early 18th c. & from Queen’s College Cambridge.

 

Edward, with the Lancastrian cause crushed and Henry VI once again his prisoner, returned to the pursuit of his pet-project: an alliance with Burgundy. This was an annoyance for Warwick, still the most powerful man in the country, who supported Louis XI of France. Warwick’s power had been encroached upon by the rising Wydville (Woodville) family, to whom Edward was intimately connected through his marriage to Elizabeth Wydville in May 1464.[lxv] In 1466 Edward dismissed Warwick’s uncle, Lord Mountjoy, who had been Treasurer of England, and replaced him with Richard Wydville, Elizabeth’s father, who Edward also promoted to Earl Rivers. This was a particular insult to Warwick, who had once captured Wydville during the upstart’s career as a Lancastrian.[lxvi]

In October of that year, despite Warwick’s opposition, Edward IV and Philip of Burgundy reached an understanding. A number of trade barriers were cleared between the English and Flanders merchants, and certain protections were granted for Channel shipping. These entirely sensible proposals were certain to alienate Warwick, whose income was always supplemented by tacitly acknowledged Channel piracy.[lxvii] In 1467 Warwick hatched a scheme wherein his two daughters, Isabel and Anne, would marry Edward’s brothers, the Dukes of Clarence and Gloucester. Edward, wary of Warwick’s effort to gain royal power for the Neville family, continued to pursue his Burundian alliance, at last concluded in November 1467. Philip of Burgundy had been succeeded by Charles the Bold that June. Another diplomatic success was scored the following spring through alliance with Brittany.

This progress with Burgundy and increase of the Wydvilles was deeply frustrating to Warwick, who was still keen to see England allied with France.[lxviii] In retaliation for Edward IV’s support for Burgundy and Britany, Louis XI agreed to finance the Earl Pembroke, Jasper Tudor, so that he could return to England and assemble a Lancastrian army. After landing in Wales Pembroke began his march towards Harlech Castle, intending to raise Edward’s four year-long marathon siege. Unfortunately for the Lancastrians, Harlech fell on 14 August 1468 and so Pembroke’s rebellion was halted before it could truly get underway.[lxix] With Louis XI now openly supporting the Lancastrians, Parliament granted Edward IV £62,000 in 1469 to finance an invasion of France.[lxx]

By late 1468 Warwick, “bitterly vexed” in Charles Oman’s phrase,[lxxi] had exhausted his patience with Edward, and thus began to turn against the Plantagenet King he had done so much to install.[lxxii] Edward continued to purge potential sources of Lancastrian support, and in January 1469 Henry Courtenay and Thomas Hungerford were both tried as traitors and condemned to death. Sir Richard Roos was able to sneak out a coded message to the Earl of Oxford, entreating the Lancastrians to rally with Warwick against Edward.[lxxiii] Warwick, along with Oxford and Clarence – Edward IV’s brother who Warwick still planned to marry to his daughter Isabel – retired to Calais where they could negotiate with Louis and organize their planned coup against Edward. Warwick clearly intended to reverse his decline under Edward by loading the deck in favour of Lancaster – a weak cause he could control. On 11 July Clarence was married to Isabel, and the following day Warwick issued a manifesto decrying Edward’s supporters.[lxxiv]

Warwick landed in Kent on 16 July 1469 and quickly rallied a sizeable force. He marched on London with ease and entered the city on 20 July. Edward was at this time in the north. The Earl of Pembroke (York: William Herbert, ie, not Jasper Tudor) meanwhile, supported by the Earl of Devon, rallied forces to confront a small rebel group led by Robin of Redesdale while they were enroute to joining Edward at Nottingham. Pembroke forced a bridgehead over the River Cherwell and was then joined by Sir William Parr and Sir Geoffrey Gate. Not long afterwards, however, they spotted the vanguard of Warwick’s force approaching. Devon promptly deserted to join Warwick and a battle ensued that the Yorkists were winning, but the tide turned when Warwick arrived personally with his main force and scattered Pembroke’s remaining forces.[lxxv] William Herbert, the Earl of Pembroke, was captured as a result, and he and his brother were both condemned to death by the all conquering Warwick.[lxxvi]

 

Infographic near battle-site describing the Battle of Edgecote, 26 July 1469.

Warwick’s army caught up with Edward IV on 2 August and in a major coup the King was captured. With Edward IV in his custody, Warwick now attempted to summon Parliament so as to justify his blatant usurpation, but was forced to cancel this summons not long afterwards. While these arrangements were being made Warwick cleaned house, exacting revenge on the detested Wydville family on 12 August by condemning to death Sir John Wydville, and Lord Rivers, respectively Queen Elizabeth Wydville’s father and brother. Warwick’s raw displays of power caused chaos, a situation that was exploited in the north by Humphrey Neville of Brancepeth, who raised a pro-Lancastrian rebellion. Warwick marched to suppress this revolt but in doing so was forced to agree to liberate Edward IV. Edward was soon joined by his loyalists and Warwick had no choice but to set him free, whence the King returned to London. Although the Lancastrian rebellion was crushed and Humphrey Neville captured and beheaded, Warwick’s power had been exposed for what it was – a flagrant appropriation of the King’s authority driven essentially by the Earl’s lust for power.[lxxvii]

Edward pardoned both Clarence and Warwick, but the action during 1469 had destroyed Warwick’s position as the arbiter of the realm. Edward feigned forgiveness for the Kingmaker but wasted little time isolating him. Warwick now had only one card left to play, namely, to somehow depose Edward IV and promote Clarence as King. In the meantime the King appointed his 17 year-old brother Richard, Duke of Gloucester, to set out for Wales and suppress any rebellion found there.[lxxviii]

Warwick for his part set about fomenting rebellion while maintaining a façade of loyalty. By March 1470 Warwick had convinced Sir Robert Welles to lead a rebellion with the objective of deposing Edward in favour of Clarence, although the rebels themselves were clearly unaware that they were being used as pawns in Warwick’s game, being led to believe that they were supporting the cause of Henry VI.[lxxix] Edward took this affair seriously – it could have been the prelude to a French invasion – and brought his artillery with him to Stamford, where he ordered the execution of Lord Welles, Sir Robert’s father, to demonstrate his intention to quash the rebellion. In the ensuing battle at Empingham the rebels were decimated by Edward’s artillery, and the rebel leaders, Welles, de la Lande and Dymoke were all captured and executed.[lxxx]

Edward, his position now more secure, on 24 March denounced Warwick and Clarence as traitors. The two conspirators ignored Edward’s royal summons and instead made for the coast. Although Warwick’s ships were soon captured, the two outlaws were nevertheless able to depart from Exeter on 3 April.[lxxxi] Warwick and Clarence arrived off Honfleur on 1 May and on 8 June were given an audience with King Louis. Warwick was convinced by Louis that his best chance of recovering his position was through Margaret and Henry VI, who Warwick now agreed to support.[lxxxii] To sweeten the deal, Anne, Warwick’s younger daughter, would marry Edward Lancaster, Henry VI’s son, and in the interim Warwick would become Regent and Governor of England, a pattern that had played out under York and Bedford before him. On 25 July Edward Lancaster was betrothed to Anne Neville.[lxxxiii]

A Burgundian and English blockade was dispersed by storm and Warwick, Jasper Tudor, with Oxford and Clarence, returned to England. Edward was in Yorkshire suppressing rebellion and marshalling his forces when, on 13 September 1470, Warwick’s fleet landed his army at Dartmouth and Plymouth.[lxxxiv]

Warwick quickly assembled a large force estimated at between 30,000 and 60,000, joined by Lord Stanley and the Earl of Shrewsbury. Edward was at this point betrayed by Lord Montague, and realizing he now no longer possessed any chance of confronting Warwick on even terms, the King fled to Norfolk where, on 30 September, with Gloucester and Hastings, he departed for Burgundian Holland. On 6 October Warwick and his force entered London and promptly restored Henry VI, who had been confined to the Tower since his capture several years prior, and proclaimed him their lawful King.[lxxxv] The Earl of Oxford bore Henry’s Sword of State at the King’s ceremonial restoration on 13 October.[lxxxvi] The hated Tiptoft was captured and executed – a trial overseen by the 13th Earl of Oxford – being replaced as Treasurer by John Langstrother.[lxxxvii] Jasper Tudor arrived at Hereford where he liberated Henry Tudor, 13, who was now brought to London to meet Henry VI before he returned to Wales. With Warwick’s powerful support the Lancastrian cause was once again riding high. Edward’s usurpation was declared invalid, and all of the titles issued by him were revoked, including that of his brother Richard, the Duke of Gloucester.

 

Rogier van der Weyden’s c. 1460 portrait of Charles the Bold. Charles was defeated and killed at the Battle of Nancy, 5 January 1477.

Having toppled the pro-Burgundian Yorkists, Louis XI now took advantage of his position and declared war against Burgundy, hoping to drag England along with him. Warwick had no choice but to support the French alliance, which unfortunately for the Lancastrian cause imperilled London’s business interests. Charles the Bold, Duke of Burgundy, immediately agreed to finance Edward IV’s return to the English throne.[lxxxviii]

On 2 March 1471 Edward departed Flushing in his flagship the Anthony, and although  supported by a fleet of 36 Burgundian and Hanseatic ships, was denied a landing on 12 March at Norfolk due to the Earl of Oxford’s presence, and so landed two days later at Ravenspur, Yorkshire.[lxxxix]

Edward entered York on 18 March and was soon at the head of an army significant enough to confront Warwick, who had hastened with an army to Leicester. Edward confronted Warwick at Coventry, but Warwick refused to accept Edward’s challenges. Edward eventually withdrew, despatching a covering force to block Oxford at Leicester, who was marching to join Warwick. Oxford’s force was defeated on 3 April.[xc] Clarence, encouraged by Burgundy and Gloucester, now betrayed Warwick and deserted to Edward with as many as 12,000 men.

Margaret meanwhile prepared her army (Fortescue, Wenlock, Morton, and 3,000 French knights) and sailed from Harfleur on 24 March.[xci]

 

Battle_of_Barnet_lithograph

Death of Warwick at the Battle of Barnet, 14 April 1471, from the Ghent Manuscript. & 1885 lithograph of Warwick’s defeat.

 

barnet5

Map of Barnet from A. H. Burne, The Battlefields of England (2002)

 

Edward marched to the capital and entered London. Warwick’s brother, the Archbishop Neville of York, facilitated Edward’s entry into the city.[xcii] Edward, after restoring himself to the crown, secured Henry VI and departed London with the army, intending to intercept Warwick. The two forces met at Barnet on 1 April, Warwick with 20,000 – 30,000 men, Edward IV with perhaps 10,000. The King commanded the center, 18 year-old Gloucester the right and Hastings the left.[xciii] Warwick’s center was commanded by Somerset, Oxford and Montagu took the right, while Exeter, supported by Warwick himself, held the left.[xciv] Both sides possessed a number of hand-gunners and cannon, with Warwick holding a slight advantage in artillery. In the ensuing battle, in which both Edward and Warwick fought on foot, a highly confused state of affairs developed due to mist that covered the field. Both Oxford and Gloucester won their respective flank battles, while Montague was killed and the Yorkist forces launched a devastating cavalry charge that broke the Lancastrian lines. Warwick, attempting to flee, was overrun and killed. Nearly 1,000 Lancastrians were killed to 500 Yorkists, including Lord Cromwell, Lord Say, Humphrey Bourchier, Sir John Paston and others.[xcv] Oxford, although he personally fought well, had “pursued recklessly” according to Charles Oman, and failed to tightly control his division, which at least partly contributed to the chaos in the Lancastrian lines that produced the defeat at Barnet.[xcvi] The Earl now fled to Scotland, but was captured several years later. He would yet play an unexpected and decisive role in the rebellion against Richard III.

Unfortunately for Queen Margaret the demise of her principal champion, Warwick, was unbeknownst when she landed with Prince Edward at Weymouth, where they were joined by Jasper Tudor (Pembroke) and the Earls of Devonshire, Courtney and the Duke of Somerset. Edward IV, immediately changing gears following his victory over Warwick, left Windsor Castle on 23 April to seek out Margaret and destroy her. After a long and exhausting chase Edward’s army confronted Margaret at Tewkesbury on 4 May 1471. Somerset led the Lancastrian army, and commanded the right wing. Prince Edward under Wenlock took the center, and Devon the left. Edward IV commanded the Yorkist center himself, with Gloucester, now Constable of England, the left, and Hastings the right.

 

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Tewkesbury approach from A. H. Burne, The Battlefields of England (2002)

 

tewks2

Field sketch from A. H. Burne, The Battlefields of England (2002) & Battle of Tewkesbury, 4 May 1471, from the Ghent Manuscript.

The two armies were very nearly matched, about 5,000 strong, although Edward, who had captured Warwick’s artillery, by far possessed the larger train of gunpowder weapons. Gloucester led the Yorkists forward, developing a heavy fire with arrows and cannon and then feigned a retreat. Somerest ordered a charge but was soon caught in the trap and surrounded. Wenlock refused to move in support and Somerset’s men were destroyed. Managing to escape and return to the Lancastrian lines, Somerset located Wenlock and, in a fit of anger, killed him.[xcvii] Gloucester and King Edward meanwhile led a devastating charge that routed the Lancastrians, leaving 2,000 of their enemy slain on the field.

The Earl of Devonshire and Lord Wenlock were dead, as was John Beaufort, Sir Walter Courtenay, Sir William Vaux, Sir Robert Wittingham, Sir William Roos and Sir Edmund Hampden.[xcviii] The Duke of Somerset was captured and, under the auspices of the Gloucester, beheaded along with a dozen others on 6 May.[xcix] Prince Edward was either killed on the field, or captured and then murdered by the Dukes of Clarence, Gloucester, Lord Hastings and Sir Thomas Gray.

 

beheadingsomerset

Beheading of Somerset, 6 May 1471, at King Edward’s orders.

 

Margaret was captured by Lord Stanley,  and when Edward IV returned to London on 21 May, she was confined to the Tower. King Henry VI, 50 years old, son of Henry V, his cause utterly lost, was now murdered at Edward’s behest, possibly by 19 year-old Richard, Duke of Gloucester.[c] Whatever happened, it should be noted that in 1484 Richard, now Richard III, ordered Henry VI’s reburial at Windsor.[ci]

Pembroke and Henry Tudor, the exiled Earl of Richmond, were now the last remaining Lancastrian loyalists alive and at liberty, and for this reason they quickly fled to Brittany. Henry Tudor, upon whom the remainder of the civil war now focused, had a claim that derived initially from two sources: his mother, Margaret Beaufort, was the daughter of John Beaufort, the Duke of Somerset, descendant of John of Gaunt, and therefore Tudor’s mother was the great-great granddaughter of Edward III. In 1455 at the age of 12 she was married to Edmund Tudor, son of Owen Tudor and Catherine of Valois, the former Queen of England and France. Edmund Tudor died in 1456 and Margaret gave birth on 27 January 1457 (at age 13) to Henry, her only son.[cii]

 

London3

Jean de Waurin presenting his book to Edward IV, c. 1470-80. The figure at the bottom left wearing the Garter is believed to represent Richard, Duke of Gloucester. Reproduced in Alison Weir, The Princes in the Tower (1999). Edward IV’s was noted for his patronage of printing, a rapidly expanding industry in 1470s England. See John Harvey, The Plantagenets (1972), p. 203

In England Edward IV was, for the moment, again triumphant, all his enemies having been crushed or driven before him. Henry VI and Warwick were dead and Margaret, her son killed and his claim extinguished, was imprisoned in the Tower. Edward, joined in alliance with the Duke of Burgundy, now prepared for his much delayed war with France. In 1475 Edward landed at Calais with an army of 1,500 men-at-arms and 15,000 archers. Burgundy did not uphold his end of the agreement, however, and when Edward marched to confront Louis, the latter agreed to terms that effectively paid off Edward, with the promise of money and marriage of the Dauphin to Edward’s daughter. Louis also agreed to pay Queen Margaret’s ransom, and she was released from the Tower and returned to France where she eventually died in 1482. Charles the Duke of Burgundy, for his part, foolishly struggled against the Swiss and then the French until he was killed at the Battle of Nancy in 1477. Louis promptly invaded and conquered Burgundy, a pivotal event in the national formation of France that likewise pushed the Netherlands towards Austria’s sphere of influence. The rump of Dutch Burgundy was swallowed by Maximillian I.

 

Albrecht_Dürer_-_Portrait_of_Maximilian_I_-_Google_Art_Project

Albrecht Durer’s 1519 portrait of Maximilian I, son of Emperor Frederick III, and husband of Mary, Charles the Bold’s only daughter, inheritor of the Burgundian estates.

 

Edward and Richard meanwhile consolidated their power. The Duke of Clarence was condemned to death by Parliamentary vote and forced to commit suicide in 1478.[ciii] Richard, accompanied by the Duke of Albany, invaded Scotland in 1481 and won a decisive victory at Berwick. The final phase of this century-long drama opens with Edward IV’s death in 1483 at the age of 42, leaving his two young sons, Edward, the Prince of Wales, and Richard Plantagenet. Edward, at age 13, thus became Edward V, although not yet crowned, and within three months he was deposed by his Regent and Protector, Richard of Gloucester.

Edward V was protected by the Earl of Rivers, who, at the time of the King’s death, had been campaigning in Wales. Both parties now set out for London, with Gloucester departing York whence he was joined by the Duke of Buckingham. Edward and Rivers were caught at Stony Stratford and, together with Sir Richard Gray and Sir Thomas Vaughan, were arrested by Richard’s authority.

Edward IV’s wife, the Queen Elizabeth, with her supporters and the young Duke of York, fled to Westminster Abbey when Gloucester entered London. The Queen however was soon compelled to turn over both herself and her son, and once these personages were secured, Gloucester ordered the execution of Rivers, Gray and Vaughan, who were despatched by the authority of Lord Hastings.[civ] Richard than struck the Wydvilles and Warwick’s brother-in-law, Lord Stanley, on 13 June 1483. As the purges accelerated Hastings was brought before Richard and condemned for treason, paying the usual toll for that offense. Lord Stanley, the Archbishop of York, and the Bishop of Ely, were all imprisoned in the Tower. Edward IV’s sons were soon murdered.[cv]

In the course of a few weeks what effectively amounted to a dynastic coup was orchestrated and, with the support of the Duke of Buckingham, Gloucester was proclaimed King Richard III. The deaths of Edward Lancaster, Henry VI, Edward V and his brother, made it clear that Richard would stop at nothing, including regicide, to achieve power. He was soon known as one of the most infamous tyrants in Europe.[cvi]

Richard III surrounded himself with supporters. Lord Thomas Howard was created Duke of Norfolk, his son Sir Thomas Howard, was made Earl of Surrey. Lord Lovel was made Viscount, and Lord Stanley was made Steward of the Household. Buckingham regained several estates and was promoted to Constable.

 

Henry Stafford, Second Duke of Buckingham, by William Sherlock, 18th C.

 

Buckingham, like so many others in this story of civil strife, soon changed sides and vowed to support the Earl of Richmond, Henry Tudor, who was then living under the custody of the Duke of Brittany. In November 1483 Tudor’s party had attempted a landing, with six ships and 390 Breton soldiers, but was delayed due to bad weather and forced to return to Brittany.

On 24 December 1483 Henry was pledged into marriage with the Princess Elizabeth of York, eldest daughter of Edward IV, a marriage that would effectively unite the claims of Lancaster and York under the Tudor name. Thus, in his person, after more than a century, the old dilemma of which of the descendants of Edward III would inherit the crown was solved. All Henry Tudor now had to do was land in Wales, gather up support, defeat Richard, and march on London.

Richard III continued his tyrannical regime, brutally centralizing power through the execution of Buckingham, who was confronted by Richard and charged with treason, on 2 November 1483. Richard summoned parliament in 1484 to formalize his kingship, hoping to appoint his young son Edward as Prince of Wales. Edward did not live long, however, and died at age 10 in April 1484.

In March of that year, to prevent another attempt by Henry, Richard ordered Lord Scrope, with Arundel’s son, to patrol the Channel,[cvii] and Lord Bergavenny was ordered to sea in the spring of 1485, likewise with orders to prevent invasion.[cviii] Richard was also pressuring Brittany to turn over Henry. On 16 May 1485 Anne Neville, the mother of Richard’s son Edward, died. She may have been murdered so that Richard could arrange his marriage to the Princess Elizabeth, his niece, upon whom the legitimacy of the Yorkist claims were focused.[cix] However, it is also possible Richard was attempting to foist off Elizabeth on Portugal in exchange for a royal marriage and that Anne died of natural causes.[cx]

 

AnnaRichard

RichardIII

Stained glass depiction of Richard III and Anne Neville from Cardiff castle, & Late 16th c. painting of Richard III. From Bicheno, Blood Royal: The Wars of the Roses, (2017), & Richard III and Queen Anne from St. Stephen’s Hall statues, New Palace of Westminster

 

Nottingham2

Castle Nottingham, the stronghold nearest to Richard’s HQ at Bestwood Lodge, from whence he summoned his retainers, prior to marching to Leicester to intercept Henry Tudor.

In the summer of 1485 Richard was planning to raise a force to support Brittany against France, however, Charles VIII arranged a truce with Brittany on 9 August 1485. Richard, expecting a French landing, had been waiting in Nottingham since 22 June. Henry Tudor was on his way, having set out from Harfleur and/or Honfleur on 31 July – 1 August, to land in Wales at Milford Haven six days later.[cxi]

 

carrack2

Tudor, and his small but determined and experienced army, landed at Milford Haven on 7 August 1485.

 

Part Three: Battle at Bosworth, 22 August 1485

battles

Battles of the Wars of the Roses, Bosworth, 1485, Foard & Curry, 2013, loc. 312

 

Armies

Reconstruction of Richard & Henry’s forces, specifying the various nobility brought by each region and including the Stanley’s, who ultimately sided with Henry, but not including Tudor’s 2,000 French & Scottish mercenaries. From Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485, (2017), p. 389 et seq.

 

The Forces of Richard III

Anne&Richard.jpgRous_Roll_Richard_III_detail

19th c. etching of the Rous Roll, also showing Queen Anne & original 1483 illumination of Richard III showing the king in Gothic armour.

 

London granted Richard £2,000 for protection of the realm and raised 3,178 men to guard the capital while the King set out to confront Henry Tudor.[cxii] With action imminent, Richard ordered the Great Seal to be brought to him, and so it was delivered on 1 August in the presence of the Archbishop of York – John the Earl of Lincoln – Lord Scrope, Lord Strange and John Kendall, Richard’s secretary.[cxiii] On 11 August Richard was informed of Henry’s landing and the King now issued summons to his nobles to join him, beginning with Northumberland, and including Sir Robert Brackenbury, Constable of the Tower and keeper of the Royal artillery, and John Howard, Duke of Norfolk, plus Henry Vernon and others.[cxiv]

Oddly, until this point, Richard had waited to assemble his army, and instead of relying on the mass shire-levy, preferred summoning veterans he could trust. As he had learned at Barnet, 14 years before, ill-disciplined conscripts could be as much of a burden as they were a numerical advantage. The late feudal system of pay for English levies relied on small groups raised for only a few weeks.

Richard needed only to send out writs of summons and his lords would arrange themselves. Of these major peers, so critical to his cause, Richard assembled certainly seven or more at Bosworth: Henry Percy, the Earl of Northumberland, commanding the rearguard, his retinue in 1475 had consisted of 9 knights, 51 men-at-arms and 350 archers. John Howard, Duke of Norfolk, whose military capacity in 1484 was between 760 – 1,000 men, commanded the vanguard.[cxv] Also present was Norfolk’s son, the Earl of Surrey, plus Richard’s nephew, the Earl of Lincoln, with Francis the Viscount Lovell, Baron Walter Devereux, John Lord Zouche of Haringworth and Lord Ferres of Chartley, the last who in 1475 had raised 20 men at arms and 200 archers.[cxvi]

 

John NOrfolkpercy4

John Howard, the Duke of Norfolk, commanded Richard III’s vanguard, the right wing, while Henry Percy, 4th Earl of Northumberland, commanded the left, rearguard.

Six others may have been present: the Earl of Westmoreland (Ralph Neville), the Earl of Shrewsbury (George Talbot), Baron John Tuchet (Lord Audley), Lord Grey of Codnor – 20 men-at-arms, 160 archers in 1475, Lord Scrope of Bolton – 20 men-at-arms, 200 archers in 1475, and Thomas, Lord Scrope of Masham.[cxvii] Individual knights were accounted as anyone owning a single manor, or £5 per annum, to more than a dozen properties valued at £100 per annum, as was the case amongst small barons.[cxviii] These knights and gentry typically brought with them a collection of men-at-arms and two or three dozen archers. The average man-at-arms was paid 12d a day.[cxix]

 

Konradknight

Knight and squire, 1435 by Konrad Witz.

The Stanleys, who would play a critical role in the battle, can also be accounted based on their contributions to Edward IV’s 1475 expedition to France. At that time Lord Stanley had marshalled 40 men-at-arms and 300 archers while his brother, Sir William Stanley provided 3 men-at-arms and 20 archers. At Bosworth it is likely they marshalled somewhere around 1,000 soldiers, arranged in two battles, or sections, each.[cxx]

 

Richard’s household establishment numbered 600 various servants, significantly including 50 picked knights, 108 esquires, and 138 Royal Yeomen (bowmen and archers).[cxxi] These knights comprised Richard’s bodyguard and headquarters and included Thomas Dalande, in charge of tents and pavilions, Sir Robert Percy, controller of the household, and Sir Ralph Bigod of Yorkshire.[cxxii] Sir Juan Salazar, a Basque knight, was in the service of Maximilian of Hapsburg and accompanied Richard as a foreign ambassador.[cxxiii] Salazar may also have commanded a small contingent of Flemish mercenaries.[cxxiv]

 

footman5

Richard’s derived from Yorkshire, Norfolk, and the North. Richard had little time for his summons to be fulfilled after Henry’s landing, and the support of certain magnates, including the Stanleys, was suspect. Henry’s strongest echelons came from Wales, the Midlands, and Oxfordshire.

 

The Forces of Henry Tudor

Infantry2

Henry was joined by John de Vere, 13th Earl of Oxford, in November 1484 to begin planning for the next invasion. Charles VIII, to make the planned invasion legitimate, on 12 May 1485 promoted Tudor to Princeps Anglie, with rank in the French royalty after the Dukes of Orleans, Bourbon and Lorraine.[cxxv]

Charles VIII was eager to leverage Henry Tudor’s claim to negate Richard III’s scheming in Brittany. Henry was thus financed by a grant of £4,400 (40,000 livres) after Charles’ formal entry into Rouen with Henry on 14 April 1485. In the event Charles, strapped for cash, was only able to pay £1,100 upfront and Henry was forced to loan a further £3,300 (30,000 livres) from Philippe Luilllier, Captain of the Bastille.[cxxvi]

The expedition force was soon assembled, the core being composed of nearly 2,000 soldiers, mainly French and Scottish mercenaries. The French-financed and Lancastrian-backed force included a mix of professionals, trained in the Swiss pike style that Charles VIII was to use in his Italian campaigns a decade hence.[cxxvii] Henry also had his share of freebooters, Channel pirates, and hired swords, such as the rebellious knights, Sir Robert Willoughby, Edmund Hampden, and Sir Richard Edgecumbe [cxxviii] Henry’s retinue was composed of the 300 to 500 elites who supported his claim to the throne.[cxxix]

 

Charles_VIII_Ecole_Francaise_16th_century_Musee_de_Conde_Chantilly

Charles VIII of France.

The most powerful echelon in Henry’s army was under the command of the Earl of Oxford, who was a kind of 15th century English Odysseus. Described by one historian as a “tactical genius” and “wily and experienced” by another, Oxford’s role at Bosworth was of decisive importance.[cxxxi] [cxxx] Following his imprisonment in the Tower during 1468 for suspected loyalties to the Lancastrians, not surprising since Edward IV had ordered the execution of his father and brother in February 1462,[cxxxii] Oxford had in fact, after a pardon granted for a confession, sided with Warwick and Clarence in 1469.[cxxxiii] John de Vere had married Warwick’s sister Margaret, and so his fortunes were intimately connected with both the Lancastrian and Neville causes.[cxxxiv]

footman2

Oxford commanded a wing at Barnet and, after Warwick’s demise, led pirate raids against Edward IV’s shipping in the Channel.[cxxxv] Wounded in the face by an arrow while besieged at St. Michael’s Mount, Cornwall, he surrendered to John Fortescue on 15 February 1474 and was shortly thereafter imprisoned at Hammes Castle outside Calais. Although imprisoned in relative comfort, the Earl’s fortune seemed to have reached a nadir. In early October 1484 he escaped with the aid of his gaoler, Sir James Blount, so that both could join Henry the following month. Not a moment too soon in fact as Richard’s agent William Bolton arrived at Hammes on 28 October with orders to collect Oxford for re-imprisonment in England.[cxxxvi] Oxford, free again at the age of 43 and with a powerful vendetta against Richard, was now appointed by a grateful Henry Tudor to command the vanguard.

 

maceman

Shortly before Bosworth, Oxford was joined by Sir Gilbert Talbot, Sir John Savage, “that hardy knight” with Sir Humphrey Stanley, Sir Robert Tunstall, Sir Hugh Persall, “with shield and spear” amongst others.[cxxxvii] These were all actually Lord Thomas Stanley’s retainers, who had joined Tudor the day before the battle when the Stanley’s met with Henry at Atherstone.[cxxxviii] These were key reinforcements as Oxford needed experienced captains to take command of his various contingents. Talbot, with 500 men, was given the right, while Savage took the left.

Other late joiners included Sir Richard Corbet, who brought 800 men, accompanied by Roger Acton.[cxxxix] Thomas Croft arrived with a contingent from Herefordshire, John Hanley one from Worcester, and Robert Pointz led men from Gloucestershire.[cxl] Also present were Lord John Wells, Henry Tudor’s uncle, and Edward Wydville, Elizabeth of York’s brother, “a most valiant knight.” Others named in the Croyland Chronicle are William Berkeley, Thomas Arundel, Edward Poynings and Richard Guilford.[cxli]

A Scottish contingent of perhaps a thousand men, primarily longbowmen, was led by John de Coningham, but also included knights, under Sir Alexander Bruce, and men-at-arms under Captain Henderson, son of Robert Henderson.[cxlii] Henry’s Welsh contingent, more than a thousand strong, included Rhys ap Thomas, “with a goodly bande of Welshmen” according to Holinshed, plus Arnold Butler, Richard ap Gruffydd, Rhys ap Maredudd, John Morgan of Tredegar and others.[cxliii]

footman4

Henry was not interested in simply assuming the mantel of the Lancastrians in their essentially lost-cause struggle with York, but rather in uniting both houses under his personal, Tudor, leadership. As a result the Tudor cause became the haven not only for old Lancastrian defenders but also for anyone displeased with Richard III’s tumultuous rule.[cxliv] John Mortimer, one of Richard’s esquires, defected to join Henry. Likewise, Thomas Bourgchier and Walter Hungerford, hostages held by Sir Robert Brackenbury, escaped imprisonment on 20 August to join with Henry.[cxlv] The night before the battle Brian Sandford, Simon Digby and John Savage “the younger” deserted from Richard’s army, with their fighters, to join the Tudor army.[cxlvi] A number of banished clergy and clerks were also present, including Peter, Bishop of Exeter, Master Robert Morton, Clerk of the Rolls of Chancery, Christopher Urswyk, afterwards Henry’s almoner, and Richard Fox, afterwards Henry’s secretary.[cxlvii] From these high-profile desertions it should be clear that Richard’s support was waning even before he took to the field.

Henry and the Earl of Pembroke, for their part, fought on foot, behind the battle line. Henry’s standards were prominently displayed, both the banner of St. George and the Red Dragon of Cadwallader.[cxlviii] While he was still making preparations in France, Henry ordered William Bret, his merchant in London, to purchase six sets of armour, 12 brigandines (mail coats) and 24 sallets (helmets), to provide Henry and his guard with appropriate English armour upon their landing.[cxlix]

 

longbowmen

Henry’s army could have been supplied with cannon by the French,[cl] although his quick moving amphibious force was reliant on infantry rather than guns or cavalry. At any rate, had he wanted cannon, Henry could have raided the Calais garrison, which included 233 guns then under the command of Sir James Tyrell.[cli] Shortly after Bosworth one Sir Richard Guildford, who had traveled with Henry during the campaign, was made master of ordnance, suggesting his probable role in command of whatever artillery Henry did possess.[clii] A. H. Burne pointed out that the rate of Henry’s march slowed after he reached Lichfield, and this may have been from collecting heavier cannon (and other reinforcements) as the army advanced.[cliii] Whatever the case it is certain that Henry’s artillery was far outnumbered by Richard’s.

 

The Approach

roads2

Roads in England, c. 15th century.

The exact location of the battlefield has been a subject of controversy in the historiography. By 2004 the probable location based on archaeological recoveries and historical analysis, in particular of early modern maps, narrowed the probable battle location to a 6 km survey area.

 

The approach of the Tudor and Yorkist armies in 1485. Henry Tudor’s approach (red) from his Calais – Wales landing, Lord Stanley (green) joining him. Richard marches from Nottingham (blue), his forces assembling in Leicester.

 

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Brackenberry marches from London with Richard’s artillery, Howard comes from Kent, and Percy from the north to join Richard at Leicester. Henry lands near Pembroke and is joined by Welsh supporters before arriving at Shrewbury and marching inland. Richard moves to intercept Henry before he can advance on the capital. From Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485, (2017), p. 388

 

On 19 – 20 August Richard moved to Leicester as his force continued to assemble. It was at this time that Henry Tudor met with Sir William Stanley, no doubt to discuss the Stanley’s potential support in the coming battle. Henry’s army, about 5,000 strong, had been marching 16 miles a day (Henry V averaged 14.5 miles per day between Harfleur and Agincourt), for over 225 miles, in the two weeks since their landing.[cliv] Richard’s scouts soon located Henry’s force and reported back to the King. On 21 August Richard marched his army, about 8,000 or 9,000 men, roughly twice that of Henry’s,[clv] to intercept Tudor as the pretender marched down the Roman road just north of Dadlington.

Both sides camped on the night of 21 August. Richard no doubt camped near or on Ambion Hill with at least part of his force. The Stanleys, in all probability, camped near Crown Hill from where they would be well positioned both to observe the battle and decide upon their moment of intervention. The following morning the Royal artillery and gunners were deployed so that they covered the Fenn Lane and approaches. It would be necessary for Henry to fight if he intended to continue his march towards London.

 

The probable battle locations within Leicestershire by 2005, survey by the Battlefield Trust.

 

Advance, Deployment & Contact

approach4

Approach phase map, Figure 8.1 in Bosworth, Foard & Curry (2013), also showing round shot scatter. See also, Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485, (2017), p. 388

 

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Townships in battle-area where Henry VII paid compensation incurred by his army’s movement, Figure 3.2 in Bosworth, Foard & Curry

 

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Alternative version of the advance by Michael Jones, Bosworth, 1485: Psychology of a Battle (2014). & map by A. H. Burne, Battlefields of England.

View west from Sutton Cheney Ridge into Redemore basin, & looking north on Redemore from Crown Hill, Stoke Golding, photographs by Glenn Foard.

 

Field sketch by A. H. Burne, Battlefields of England.

 

This battle near Bosworth Market, although completely decisive, possesses an illusive quality. Tudor supporters suppressed information about Richard III after the battle, while Yorkists no longer had any reason to prove their allegiance to Richard through incriminating written documents. What can be pieced together is done so from various contemporaneous historical chroniclers, county records, and fragments of letters.  Analysis of the battlefield, only in the last quarter decade, has added the crucial archaeological evidence. What is known is that Richard outnumbered Henry, although both sides produced comparable numbers of elites, knights and men-at-arms. Richard possessed a large artillery train including a great number of cannon of various kinds, although how much ammunition he had for these guns is questionable. Henry, although outnumbered and lacking in artillery and horses, had the advantage of possessing a more highly motivated and professional army. Henry’s commanders, crucially, proved to be a caliber above anyone willing to support the King.

 

Lord Stanley and his brother Sir William waited for their moment to intervene. Richard III certainly knew Stanley’s commitment was uncertain, most of all because Thomas, Lord Stanley, was married to Henry Tudor’s mother and was thus Tudor’s stepfather. Born c. 1433, Stanley had been made a squire by the time he was nine. The mercurial Stanley changed allegiance with the weather during the civil war. Although he initially supported Queen Margaret, his close family connections with the Yorkists soon drew him into Warwick’s orbit. Stanley supported Warwick when he turned against Edward IV in 1470, but was forgiven by Edward after the rebellion and even made Steward of the King’s Household later in 1471.[clvii] In 1475 Stanley collected 40 knights and 300 archers for the planned French campaign, and later took part in the re-conquest of Berwick from Scotland with Richard Duke of Gloucester in 1482.[clviii] Richard, to insure the Stanley’s loyalty, was holding Lord Strange, Thomas Stanley’s son, as a hostage. Stanley, as we have seen however, had already met with Henry Tudor and in fact loaned him several of his picked knights.

Richard, after deploying his intimidating yet disunited force, delivered a speech to encourage his men. The King had drawn up his army in a long line, with Norfolk on the right, in the vanguard, supported by the Earl of Shrewsbury, on the left, and Northumberland in the rear. The cannon were deployed along the line in their great variety, “seven scores Serpentines without doubt,” and “many bombards that were stout”.

 

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Bicheno’s version of the approach, from Blood Royal

 

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Richard’s potential deployment positions, Figure 8.2 in Bosworth, 1485, Foard & Curry, 2013.

 

The Cannonade and Melee

Appraoch3

Oxford’s opening charge and Richard’s cannonade. Bicheno suggests that Northumberland’s position was along the Fenn Lane road, from where he could screen the Stanleys.

What happened next is perhaps best described in Molinet’s Chroniques: “The king had the artillery of his army fire on the Earl of Richmond [Henry Tudor], and so the French, knowing by the king’s shot the lie of the land and the order of his battle, resolved, in order to avoid the fire, to mass their troops against the flank rather than the front of the king’s battle.”[clix]

At the critical moment Oxford’s compact vanguard developed its oblique attack against Richard’s flank, quickly closing the distance with Norfolk’s vanguard (Richard’s right wing).[clxii] Oxford, as Captain of Archers, led Henry’s left wing forward, approaching Richard’s lines while avoiding the worst of the King’s firepower.[clxi] Oxford’s concentrated longbow and infantry formation would have broken through the flank of Richard III’s extended defensive line. As Peter Hammond and others have pointed out, Oxford’s arrangement of his battle in close order was a continental technique that took advantage of a combined pike and halberd formation learned in France from the Swiss during their wars with the Burgundians.[clxiii]

 

wheelerbattle

A particularly ‘clean’ version of the battle, showing Richard’s position covering the Fenn Lane (Roman road), Oxford’s decisive flank attack around the King’s guns, and Richard’s desperate charge against Henry’s HQ beside the Fenn Hole marsh. Reproduced in Peter Hammond, Richard III and the Bosworth Campaign (2010), Chapter 6, Map 3.

 

For roughly fifty years (1470-1520) the Swiss pike formations  – like massed longbows a century prior – were the dominant paradigm of battle in central Europe.[clxiv] If Oxford, who had every reason to maintain tight control over his force given his experience at Barnet, had indeed formed his lead echelon into such a pike wedge, or similar formation, the Royalists opposing him would no doubt have been surprised by the dense mass attacking in this audacious manner. Whatever happened next, it is clear that Norfolk’s division was destroyed, his men fleeing. Norfolk was either slain in battle, or captured and killed in the ensuing pursuit, possibly by Sir John Savage near the Dadlington windmill.[clxv] Northumberland, either because of prior arrangement with Henry or because he was engaged screening Sir William Stanley, failed to relieve Norfolk in time.[clxvi]

 

Location of battle related finds: artifacts, bullets and round shot, from all eras. Bosworth, 1485, Foard & Curry, 2013, Chapter 5, loc. 4050

 

Metal detectorist Simon Richardson, photographed by Glenn Foard, while scanning the Bosworth survey area for the £154,000 Leicestershire County Council and Heritage Lottery Fund archaeological study.

A systematic metal detector survey, using the same methods as deployed in surveys of Towton (1461), as well as US and UK Civil War battlefields, was carried out between September 2005 – December 2010. The survey produced significant findings that firmly located the battlefield in the region Upton – Shenton – Dadlington – Stoke Golding, covering an area roughly 2 kms in size.

Projectiles recovered from the Bosworth battle site demonstrated a mixture of weapons, including guns and small cannon. Gun bullets are counted as those projectiles below 20 mm in size, and of the 251 lead or lead composite projectiles of all sizes recovered, it was determined that most of the smaller calibres originated from post-Bosworth dates, in particular, from a Civil War era cavalry skirmish that took place in 1644.

 

Distribution of bullets, coins and spurs originating from Civil War era, c. 1644

 

Distribution of medieval artillery shot, Bosworth, 1485, Foard & Curry, 2013, Figure 8.4, calibre in mm.

 

The larger projectiles, however, were found to represent ammunition for late 15th century cannon types. Of the 31 projectiles above 28 mm in size, 52% were of solid lead, 32% were of lead wrapped around a stone ball, and 16% were of lead wrapped around an iron cube or “dice” – all types favoured during the later 15th century but prior to the replacement of lead and stone with iron spheres in the 16th & 17th centuries.

 

gunners

15th c. handgunners, from Hammond, Richard III and the Bosworth Campaign, chapter 5.

 

serpentine

19th century drawing of a 15th c. serpentine-type cannon

 

falconetbreech

3D model of a 15th c. Burgundian muzzle-loading falconet, & diagram of 15th c. breech-loading cannon.

 

stoneshot

Calibre distribution of medieval era round-shot recovered from the Bosworth battlefield. Note the demi-culverin or saker ball at upper right. Figure 7.26 in Bosworth, 1485, Foard & Curry, 2013.

 

Foard & Curry conclude, based on the analysis of the larger projectiles, that a number of unique muzzle and breech loading cannon were used at Bosworth, ranging from small 28.6 mm “base” guns, to 35 mm “robinet” guns, also in 38, 43, & 44 mm varieties, 56-58 mm “falconets“, 63 mm “falcons” (there were 31 in the Tower of London in 1495, and Henry VII ordered a further 28 in 1496-7), and at least one demi-culverin firing a 97 mm ball. English cannon from this period were primarily derived from Burgundian models, manufactured in Flanders and Brabant, Calais, and in England proper. See, Bosworth, 1485, Foard & Curry, 2013, Chapter 7: Gunpowder Weapons, loc., 4641, 5408-5448 & Appendix One, Catalogue of Round Shot and Large Calibre Bullets

 

The various medieval artifacts recovered from the battlefield, including pendants, straps, buckles, buttons, spurs, studs and other military implements. Bosworth, 1485, Foard & Curry, 2013.

 

The 97mm shot recovered. Bosworth, 1485, Foard & Curry, 2013, various figures.

 

archerline

 

A Warrior’s Death

“Every man’s conscience is a thousand swords,

To fight against that bloody homicide.”

The Earl of Oxford, William Shakespeare’s Richard III

 

approach3

Map of Richard’s desperate charge, from Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485, (2017), p. 390

Richard, with his cannon ineffective and Norfolk slain, was at this point desperate to secure the support of the Stanleys, but Lord Stanley made no indication that he was going to side with Richard. The King thus ordered the execution of Stanley’s son, his hostage, Lord Strange, although this was not in fact carried out. There had been a break in the fighting, either caused by a feigned retreat from Oxford or as a result of exhaustion after the action in which Norfolk was killed (pauses in battles were common at this time), and as a result a slight gap had opened on Henry’s right flank. It was now that Richard spotted Henry’s standard. Seizing the moment with the commitment of desperation, Richard led a cavalry charge against Henry’s guard.

At Barnet in 1471 Edward IV had won the day despite early setbacks with an audacious charge that Richard had been an instrumental figure in. No doubt also the memory of his father’s demise against insurmountable odds at Wakefield influenced Richard’s thinking at this moment. Richard and his bodyguard slipped around the right-hand side of Oxford’s battle, the flank covered by Sir Gilbert Talbot’s men. Sir Gilbert saw what was happening and attempted to block Richard’s charge, but his men were overrun, Talbot being injured in the process.[clxvii] Richard plowed into Henry’s guard, unhorsed Sir John Cheyne “a man of surpassing bravery” and killed Henry’s standard bearer, Sir William Brandon.[clxviii] Henry Tudor was out of reach, and behind Richard the trap was closed by Sir William Stanley. Pressed back against the Fenn Hole marsh with no chance of escape Richard’s guard was whittled down.

 

knightdead2

The King was at last unhorsed and then killed by a Welsh halberdier, perhaps one Thomas Woodshawe, later a member of Henry VII’s Yeomen of the Guard, or by Ralph Rudyard of Staffordshire,[clxix] or by someone in the retinue of baron Rhys ap Thomas, whose prominent role in the battle was recognized when Henry knighted him three days later.[clxx] One such individual was Rhys ap Maredudd, subsequently known as Rhys Fawr (the mighty), who was recorded as carrying Henry’s standard following the death of William Brandon.[clxxi] Richard’s retinue, including Sir Richard Ratcliffe, Thomas Pilkington, Thomas Gower, Thomas Markenfield, Alan Fulthorpe, William Conyers, Sir Robert Percy, Sir Robert Brackenbury, and John Kendell, were all slain in the fighting.[clxxii] With Richard slain there was now no longer any cause to fight for, and so the Royal army melted away.

In addition to the King and his guard, the Yorkist losses varied from a few hundred to more than a thousand, including the Duke of Norfolk and Lord Ferrars of Chartley. Sir William Catesby was captured and executed on 25 August while Henry was at Leicester, becoming the only senior Ricardian so condemned.[clxxiii] John, the Earl of Lincoln, along with Thomas, Earl of Surrey (Norfolk’s son), and Francis Viscount Lovell, managed to escape, although Surrey and Lincoln were rounded up when Catesby was captured and Northumberland surrendered to Henry after the battle. Some years later Northumberland was killed by an anti-Tudor mob.[clxxvii]

After the battle, Lord Stanley presented Henry Tudor with King Richard III’s crown, and the new King and his army advanced to Leicester with Richard’s body in tow. Richard was then buried at the Franciscan Greyfriars church after Henry VII departed Leicester three days later.

leicester

Greyfriar’s church (circled) in 15th century Leicester, location of the skeleton exhumed from the church ruins, beneath a modern carpark.

 

Skeleton believed to be that of Richard III.

 

On 4 September 2012 an excavation at the site of the Greyfriar’s church in Leicester exhumed a skeleton that was identified, after a battery of scientific tests, as almost certainly being that of Richard III. The skeleton was determined to be that of a 30 to 34 year-old male, who had been living most likely between 1450 and 1540. The skeleton was described by the team of scientists responsible for the investigation as, “an adult man with a gracile build and sever scoliosis of the thoracic…”[clxxiv] The cranium of the skeleton had received nine blows, with an additional two wounds to the body, these latter both being post-mortem blows to the pelvis. The blows to the skull included a sword blow through the back of the head. The scientists concluded that, due to the lack of defensive wounds, the skeleton had most likely still been armoured at the time of death, with the helmet crucially missing.

 

gr4.jpg

Skull of the skeleton suspected to be that of Richard III, showing fatal sword and halberd blows to the back of the head.

The findings suggest that Richard had been unhorsed, his helmet removed or lost, before he was overwhelmed by his enemies who proceeded to stab him to death, careful to leave his face un-damaged for later identification. Such was the end of the last Plantagenet King, that “child of a violent age” destined to become the last King of England killed in battle.[clxxv] Almost 419 years had passed since Harold Godwinson had been killed at the Battle of Hastings.

 

crown.jpg

Lord Stanley presents Richard III’s crown, retrieved after the battle, to Henry VII, copy of 15th c. Castle Rushen tapestry.

 

The Tudor King

HenryVII

Painting of Henry VII by unknown Dutch artist, made in October 1505 by order of Herman Rink, agent of Holy Roman Emperor Maximilian I. Note the Tudor rose, combining both Lancastrian (red) and York (white). See also engraving, drawn by J. Robert.

Henry arrived outside the capital on 28 August and was formally welcomed into London on 3 September. On the 15th he summoned Parliament, to assemble on 7 November. Henry then issued a general pardon, on 24 September, with the exceptions of Sir Richard Radcliff, Sir James Harrington, Sir Robert Harrington, Sir Thomas Pilkington, Sir Thomas Broughton, Sir Robert Middleton, Thomas Metcalf and Miles Metcalfe.[clxxvi] Only 29 individuals, including Richard III, were dispossessed by attainder, a relatively low number that stressed Henry Tudor’s policy of reconciliation rather than revenge.

On 30 October Henry Tudor was crowned Henry VII by the Archbishop of Canterbury. Tudor married Elizabeth of York on 18 January 1486.

 

lizofyorks

Elizabeth of York, 16th c. copy of 15th c. painting.

 

Spoils were distributed to the victors. Jasper Tudor, the Earl of Pembroke, was promoted to Duke of Bedford. Sir William Stanley, whose timely intervention on 22 August had in all probability saved Henry Tudor’s life, was made Chamberlain of the King’s Household.[clxxviii] Thomas, Lord Stanley, was made Earl of Derby, and Edward Courtney the Earl of Devonshire.[clxxix] Chandos of Brittany was made Earl of Bath, Sir Giles Daubeny was made Lord Daubeny and Sir Robert Willoughby was promoted Lord Broke.[clxxx] John Morton was made Bishop of Ely and then Archbishop of Canterbury, and Richard Fox was promoted Bishop of Exeter and eventually Privy Seal and Bishop of Winchester. Edward Stafford, Henry Stafford’s son, was returned to his title as Duke of Buckingham.

 

knight

Oxford, whose “adroit leadership” in the oblique attack at Bosworth had made the Tudor dynasty possible, was promoted to Admiral of England and then Constable of the Tower.[clxxxi] Henry VII would now be protected at the state’s expense, and thus the Yeomen of the Guard were created as 50 picked archers to attend the King’s safety. The demise of Richard III was met with international approval and in 1486 Innocent VIII granted Henry VII a papal bull that verified all of his claims. Richard’s former supporters were denounced and demoted, but pardoned, except for the Earl of Surrey and the son of the Duke of Clarence, Edward IV’s nephew, young Edward (Plantagenet), the Earl of Warwick, whose existence was dangerous to the Tudor claim and who was therefore imprisoned in the Tower. On 16 June 1487 the Earl of Oxford and Jasper Tudor led the Royal army that annihilated the Earl of Lincoln’s rebellion in Edward Plantagenet’s name at Stoke Field. Edward, the last Plantagenet, was executed, after being condemned on 21 November 1499, by the Constable of the Tower, Knight of the Garter, Lord High Admiral, Sir John de Vere.[clxxxii]

 

Johnrous.jpg

John Rous (1420-1492), author of the History of the Kings of England, 18th c. engraving from 15th century illumination

 

Jean_Molinet_presents_his_book_to_Philip_of_Cleveschroniques2

Poet and chronicler Jean Molinet presents his translation of the Roman de la Rose to Philip of Cleves, c. 1500. Molinet wrote an important historical Chronique covering the years 1474 – 1504, as published in Paris in 1828.

 

Polydorvergil2Polydor England2

Polydore Vergil wrote his Anglicae Historiae manuscript in 1512, which was later published in 1534.

 

croyland4

crowland2Crowland3

The Croyland Chronicle & Continuations, record of the Benedictine Abbey of Croyland, Lincolnshire, published in 1908. The Second Continuation covers 1459-1486 and is suspected to have been written by John Russell, Bishop of Lincoln. The ruins of the Abbey church as they appeared prior to reconstruction and restoration in 1860. The church today.

 

Holinshed2Holinshed3

In 1548 Reginald Wolfe began work on a universal history of England. The project was finally completed by Wolfe’s assistant, Raphael Holinshed, and published in 1577, & again in 1587. Holinshed’s Chronicles were immensely influential, not least upon William Shakespeare.

 

holbien2

Holbein

Drawing for painting of Henry VII and Henry VIII by Hans Holbein. Henry VIII from the workshop of Hans Holbein the Younger, c. 1537-47. The original was destroyed in the Whitehall Palace fire of 1698.

 

holbien4

 

London 1620b.jpglondon2.jpgLondon1559.jpglondontower.jpg

View towards London (left) and Greenwich (right) in 1620. Map of London c.1579, made in Colonge & Detail of London in 1559, print from copper plate engraved in the Netherlands. &  Claes Visscher panorama of London, 1616 compared with 2016 view & The Tower as it appears today.

claes1616

Notes

[i] David Hume, The History of England, Henry III to Richard III, Kindle ebook, vol. 1, 3 vols. (Philadelphia: J. B. Lippincott & Co., 1901)., p. 148. Robert Balmain Mowat, The Wars of the Roses, 1377 – 1471, Kindle ebook (London, 1914)., Chapter 1, loc. 78

[ii] Hume, The History of England, Henry III to Richard III., p. 156.

[iii] Hume., p. 157.

[iv] Hume., p. 160-1.

[v] Hume., p. 163

[vi] Hume., p. 172-3

[vii] Hume., p. 176

[viii] Hume., p. 177

[ix] Hume., p. 186

[x] E. F. Jacob, The Fifteenth Century, 1399-1485, The Oxford History of England 6 (New York: Oxford University Press, 1993)., p. 150-2.

[xi] Jacob., p. 157.

[xii] John Keegan, The Face of Battle: A Study of Agincourt, Waterloo and The Somme, Random House eBooks (London: Pimlico, 2004). p. 64-6.

[xiii] Keegan., p. 66-7

[xiv] Jacob, The Fifteenth Century, 1399-1485., p. 156.

[xv] Hume, The History of England, Henry III to Richard III., p. 188

[xvi] Charles W. C. Oman, England and the Hundred Years’ War (1327-1485), Kindle ebook (Uckfield: Naval & Military Press Ltd, 1898)., Chapter 10, loc. 1605-39.

[xvii] N. A. M. Rodger, The Safeguard of the Sea. A Naval History of Britain, 660-1649 (New York: W. W. Norton & Company, 1998)., p. 143-4.

[xviii] Rodger., p. 144.

[xix] Hume, The History of England, Henry III to Richard III., p. 191

[xx] Mowat, The Wars of the Roses, 1377 – 1471., Chapter 3, loc. 240.

[xxi] Hume, The History of England, Henry III to Richard III., p. 197; Shakespeare’s John Falstaff is based in part on Sir John Oldcastle (1378 – 1417). https://www.britannica.com/biography/John-Oldcastle

[xxii] Hume., p. 213

[xxiii] Hume., p. 216

[xxiv] Hume., p. 195 & 219

[xxv] Hume., p. 223

[xxvi] Hume., p. 225

[xxvii] Alison Weir, Lancaster and York: The Wars of the Roses, Kindle ebook (London: Vintage, 2011)., Chapter 15, loc. 4034

[xxviii] Weir., Chapter 15, loc. 4072

[xxix] Weir., Chapter 15, loc. 4149

[xxx] Hume, The History of England, Henry III to Richard III., p. 227

[xxxi] Weir, Lancaster and York: The Wars of the Roses., Chapter 15, loc. 4225

[xxxii] Weir., Chapter 16, loc. 4372

[xxxiii] Weir., Chapter 16, loc. 4409

[xxxiv] Weir., Chapter 16, loc. 4439

[xxxv] Weir., Chapter 16, loc. 4554

[xxxvi] Matthew Lewis, Richard Duke of York: King by Right, Kindle ebook (Stroud: Amberley Publishing, 2016)., Chapter 25, loc. 5185

[xxxvii] Lewis., Chapter 25, loc. 5209

[xxxviii] Hume, The History of England, Henry III to Richard III., p. 229

[xxxix] Weir, Lancaster and York: The Wars of the Roses., Chapter 17, loc. 4955

[xl] Weir., Chapter 17, loc. 4832

[xli] Hume, The History of England, Henry III to Richard III., p. 228-9

[xlii] Weir, Lancaster and York: The Wars of the Roses., Chapter 17, loc. 4992

[xliii] Weir., Chapter 18, loc. 5013; see also, Jacob, The Fifteenth Century, 1399-1485., p. 565

[xliv] Weir, Lancaster and York: The Wars of the Roses., Chapter 18, loc. 5050

[xlv] Weir., Chapter 18, loc. 5078

[xlvi] Weir., Chapter 18, loc. 5107

[xlvii] Weir., Chapter 18, loc. 5174 – 84

[xlviii] Weir., Chapter 18, loc. 5194

[xlix] Weir., Chapter 20, loc. 5568

[l] Weir., Chapter 19, loc. 5348 – 77

[li] Winston S. Churchill, The Birth of Britain, A History of the English-Speaking Peoples, vol. 1, 4 vols., (Toronto: McClelland & Stewart Limited, 1956)., p. 452

[lii] Weir, Lancaster and York: The Wars of the Roses., Chapter 19, loc. 5415.

[liii] Jacob, The Fifteenth Century, 1399-1485., p. 564

[liv] Weir, Lancaster and York: The Wars of the Roses., Chapter 19, loc. 5425.

[lv] Weir., Chapter 20, loc. 5540

[lvi] Weir., Chapter 20, loc. 5675

[lvii] Jacob, The Fifteenth Century, 1399-1485., p. 530

[lviii] Weir, Lancaster and York: The Wars of the Roses., Chapter 20, loc. 5780

[lix] Weir., Chapter 20, loc. 5827

[lx] Jacob, The Fifteenth Century, 1399-1485., p. 531

[lxi] Weir, Lancaster and York: The Wars of the Roses., Chapter 21, loc. 5898

[lxii] Jacob, The Fifteenth Century, 1399-1485., p. 531

[lxiii] Weir, Lancaster and York: The Wars of the Roses., Chapter 21, loc. 5918

[lxiv] Weir., Chapter 21, loc. 6032-43

[lxv] Weir., Chapter 21, loc. 5870

[lxvi] David Grummitt, A Short History of The Wars of the Roses (London: I. B. Tauris, 2013)., p. 87-8

[lxvii] Jacob, The Fifteenth Century, 1399-1485., p. 554-5; see also, Rodger, The Safeguard of the Sea. A Naval History of Britain, 660-1649., p. 154

[lxviii] Weir, Lancaster and York: The Wars of the Roses., Chapter 21, loc. 6167

[lxix] Weir., Chapter 22, loc. 6226 – 35.

[lxx] Weir., Chapter 22, loc. 6245

[lxxi] Charles W. C. Oman, Warwick, The Kingmaker, Kindle ebook (Perennial Press, 2015)., Chapter 13, loc. 1890

[lxxii] Jacob, The Fifteenth Century, 1399-1485., p. 553

[lxxiii] Weir, Lancaster and York: The Wars of the Roses., Chapter 22, loc. 6293

[lxxiv] Weir., Chapter 22, loc. 6331-41

[lxxv] Weir., Chapter 22, loc. 6369

[lxxvi] Weir., Chapter 22, loc. 6379

[lxxvii] Weir., Chapter 22, loc. 6445

[lxxviii] Weir., Chapter 22, loc. 6454

[lxxix] Weir., Chapter 23, loc. 6504; see also, Jacob, The Fifteenth Century, 1399-1485., p. 558

[lxxx] Weir, Lancaster and York: The Wars of the Roses., Chapter 23, loc. 6533

[lxxxi] Weir., Chapter 23, loc. 6570

[lxxxii] Weir., Chapter 23, loc. 6608

[lxxxiii] Churchill, The Birth of Britain., p. 466

[lxxxiv] Weir, Lancaster and York: The Wars of the Roses., Chapter 24, loc. 6737

[lxxxv] Weir., Chapter 24, loc. 6792

[lxxxvi] S. J. Gunn, “Vere, John de, Thirteenth Earl of Oxford (1442-1513),” in The Oxford Dictionary of National Biography (Oxford University Press, 2008).

[lxxxvii] Cora L. Scofield, “The Early Life of John de Vere, Thirteenth Earl of Oxford,” The English Historical Review 29, no. 114 (April 1914): 228–45., p. 234

[lxxxviii] Weir, Lancaster and York: The Wars of the Roses., Chapter 24, loc. 6963

[lxxxix] Weir., Chapter 25, loc. 6989.

[xc] Weir., Chapter 25, loc. 7057

[xci] Weir., Chapter 25, loc. 7048

[xcii] Hume, The History of England, Henry III to Richard III., p. 243-4

[xciii] Weir, Lancaster and York: The Wars of the Roses., Chapter 25, loc. 7155

[xciv] Oman, Warwick, The Kingmaker., Chapter 17, loc. 2511

[xcv] Weir, Lancaster and York: The Wars of the Roses., Chapter 25, loc. 7203

[xcvi] Oman, Warwick, The Kingmaker., Chapter 17, loc. 2531

[xcvii] Weir, Lancaster and York: The Wars of the Roses., Chapter 26, loc. 7334

[xcviii] Weir., Chapter 26, loc. 7353

[xcix] Alison Weir, The Princes in the Tower (London: Folio Society, 1999)., p. 27

[c] Hume, The History of England, Henry III to Richard III., p. 245; Weir, Lancaster and York: The Wars of the Roses., Chapter 26, loc. 7469; see also, Weir, The Princes in the Tower., p. 25-6

[ci] Weir, Lancaster and York: The Wars of the Roses., Chapter 26, loc. 7548

[cii] Michael Jones, “The Myth of 1485: Did France Really Put Henry Tudor on the Throne?,” in The English Experience in France c. 1450-1558: War, Diplomacy and Cultural Exchange, ed. David Grummitt (Aldershot, Hants: Ashgate Publishing Limited, 2002), 85–105.

[ciii] Hume, The History of England, Henry III to Richard III., p. 249-50

[civ] Hume., p. 254

[cv] Weir, The Princes in the Tower., p. 138-42

[cvi] Keith Dockray and Peter Hammond, Richard III From Contemporary Chronicles, Letters & Records, Kindle ebook (Croydon: Fonthill Media LLC, 2013)., Chapter 9, loc. 2007-164

[cvii] Glenn Foard and Anne Curry, Bosworth 1485: A Battlefield Rediscovered, Kindle ebook (Oxford: Oxbow Books, 2013)., Chapter 2, loc. 1019

[cviii] Foard and Curry., Chapter 2, loc. 1031

[cix] Weir, The Princes in the Tower., p. 198-9

[cx] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1041

[cxi] Churchill, The Birth of Britain., p. 496; Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1489, 1554

[cxii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 998 – 1071, 1206

[cxiii] Foard and Curry., Chapter 2, loc. 1113

[cxiv] Foard and Curry., Chapter 2, loc. 1227 & 4559

[cxv] Foard and Curry., Chapter 2, loc. 1323

[cxvi] Foard and Curry., Chapter 2, loc. 1354

[cxvii] Foard and Curry., Chapter 2, loc. 1354

[cxviii] Christopher Dyer, Making a Living in the Middle Ages: The People of Britain, 850-1520 (Yale: Yale University Press, 2013)., p. 148

[cxix] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1196

[cxx] Foard and Curry., Chapter 2, loc. 1385; The Ballad of Bosworth Field, ed. M. Bennet, Battle of Bosworth (Stroud, 1985), p. 155-7. Quoted in Appendix 3, Joshua Flint, “A New Reassessment of the Importance of Gunpowder Weapons on the Battlefields of the War of the Roses.” (MA Thesis, University of Huddersfield, 2014).

[cxxi] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1426

[cxxii] Foard and Curry., Chapter 2, loc. 1437

[cxxiii] Foard and Curry., Chapter 2, loc. 1468

[cxxiv] Ralph A. Griffiths and Roger S. Thomas, The Making of the Tudor Dynasty, Kindle ebook (Stroud: The History Press, 2005)., Chapter 11, loc. 2624

[cxxv] Jones, “The Myth of 1485: Did France Really Put Henry Tudor on the Throne?”

[cxxvi] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1554

[cxxvii] Stephen Turnbull, The Art of Renaissance Warfare, From the Fall of Constantinople to the Thirty Years War, Kindle ebook (Yorkshire: Frontline Books, 2018). Chapter 4, loc. 995

[cxxviii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1554

[cxxix] Foard and Curry., Chapter 2, loc. 1521

[cxxx] James Ross, The Foremost Man of the Kingdom: John de Vere, Thirteenth Earl of Oxford (1442-1513) (Woodbridge: The Boydell Press, 2011)., p. 85

[cxxxi] Dan Jones, The Hollow Crown: The Wars of the Roses and Hte Rise of the Tudors (London: Faber & Faber Ltd., 2014)., Chapter 19, loc. 4986

[cxxxii] Scofield, “The Early Life of John de Vere, Thirteenth Earl of Oxford.”

[cxxxiii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered.

[cxxxiv] Scofield, “The Early Life of John de Vere, Thirteenth Earl of Oxford.”, p. 230

[cxxxv] Scofield., p. 238

[cxxxvi] Ross, The Foremost Man of the Kingdom: John de Vere, Thirteenth Earl of Oxford (1442-1513)., p. 82

[cxxxvii] The Ballad of Bosworth Field, ed. M. Bennet, Battle of Bosworth (Stroud, 1985), p. 155-7. Quoted in Appendix 3, Flint, “A New Reassessment of the Importance of Gunpowder Weapons on the Battlefields of the War of the Roses.”

[cxxxviii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1385; see also, Griffiths and Thomas, The Making of the Tudor Dynasty. Chapter 11, loc. 2564-72

[cxxxix] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1709; see also, Griffiths and Thomas, The Making of the Tudor Dynasty. Chapter 11, loc. 2503

[cxl] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1709

[cxli] Henry T. Riley, trans., Ingulph’s Chronicle of the Abbey of Croyland, with Continuations (London: George Bell and Sons, 1908)., p. 502

[cxlii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1621

[cxliii] Foard and Curry., Chapter 2, loc. 1676; http://english.nsms.ox.ac.uk/holinshed/texts.php?text1=1577_5327

[cxliv] Foard and Curry., Chapter 2, loc. 1447

[cxlv] Griffiths and Thomas, The Making of the Tudor Dynasty., Chapter 11, loc. 2555

[cxlvi] Griffiths and Thomas., Chapter 11, loc. 2572; http://english.nsms.ox.ac.uk/holinshed/texts.php?text1=1577_5327

[cxlvii] Riley, Ingulph’s Chronicle of the Abbey of Croyland, with Continuations., p. 503

[cxlviii] Churchill, The Birth of Britain., p. 497

[cxlix] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 2, loc. 1532

[cl] Foard and Curry., loc. 4605

[cli] Foard and Curry., Chapter 2, loc. 1510

[clii] Foard and Curry., loc. 4611

[cliii] A. H. Burne, The Battlefields of England (London: Penguin Books, 1996)., p. 304

[cliv] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., Chapter 3, loc. 1963

[clv] Foard and Curry., Chapter 2, loc. 1815

[clvi] Michael J. Bennett, “Stanley, Sir William (c. 1435-1495),” in The Oxford Dictionary of National Biography (Oxford University Press, 2008).

[clvii] Michael J. Bennett, “Stanley, Thomas, First Earl of Derby (c. 1433-1504),” in The Oxford Dictionary of National Biography (Oxford University Press, 2008).

[clviii] Bennett.

[clix] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 3, loc. 2247

[clx] Peter Hammond, Richard III and the Bosworth Campaign (Barnsley, South Yorkshire: Pen & Sword Military, 2010)., Chapter 6, loc. 1671

[clxi] The Ballad of Bosworth Field, ed. M. Bennet, Battle of Bosworth (Stroud, 1985), p. 155-7. Quoted in Appendix 3, Flint, “A New Reassessment of the Importance of Gunpowder Weapons on the Battlefields of the War of the Roses.”

[clxii] Hammond, Richard III and the Bosworth Campaign., Chapter 6

[clxiii] Hammond., Chapter 6; See also, Turnbull, The Art of Renaissance Warfare, From the Fall of Constantinople to the Thirty Years War., Chapter 2, loc. 611.

[clxiv] Geoffrey Parker, The Military Revolution, Military Innovation and the Rise of the West, 1500 – 1800 (Cambridge: Cambridge University Press, 2011)., p. 18

[clxv] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 3, loc. 2501

[clxvi] Hugh Bicheno, Blood Royal: The Wars of the Roses: 1462-1485, Kindle ebook (New York: Pegasus Books, 2017)., Chapter 33.

[clxvii] Bicheno., Chapter 33.

[clxviii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 3, loc. 2343; see also Bicheno, Blood Royal: The Wars of the Roses: 1462-1485., Chapter 33.

[clxix] Hammond, Richard III and the Bosworth Campaign., Chapter 6

[clxx] J. Molinet, Chroniques of Jean de Molinet (1474 – 1506), ed., M. Bennett, Battle of Bosworth, (Stroud, 1985), p. 138. Quoted in Appendix 3, Flint, “A New Reassessment of the Importance of Gunpowder Weapons on the Battlefields of the War of the Roses.”; see also, Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 2, loc. 1543, 1697

[clxxi] Bicheno, Blood Royal: The Wars of the Roses: 1462-1485., Chapter 33.

[clxxii] Bicheno., Chapter 33.

[clxxiii] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 3, loc. 2611

[clxxiv] Jo Appleby et al., “Perimortem Trauma in King Richard III: A Skeletal Analysis,” The Lancet 385, no. 9964 (January 17, 2015): 253–59.

[clxxv] Weir, The Princes in the Tower., p. 27

[clxxvi] Foard and Curry, Bosworth 1485: A Battlefield Rediscovered., chapter 2, loc. 1396

[clxxvii] Steven G. Ellis, “Percy, Henry, Fourth Earl of Northumberland (c. 1449-1489),” in The Oxford Dictionary of National Biography (Oxford University Press, 2008).

[clxxviii] Bennett, “Stanley, Sir William (c. 1435-1495).”

[clxxix] David Hume, The History of England, Henry VII to Mary, Kindle ebook, vol. 2, 3 vols. (Philadelphia: J. B. Lippincott & Co., 1901)., loc. 125

[clxxx] Hume., loc. 188

[clxxxi] Gunn, “Vere, John de, Thirteenth Earl of Oxford (1442-1513).” & Ross, The Foremost Man of the Kingdom: John de Vere, Thirteenth Earl of Oxford (1442-1513)., p. 86

[clxxxii] Gunn, “Vere, John de, Thirteenth Earl of Oxford (1442-1513).”

 

 

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Master of the Seas of the Two Indies: the Naval Career of Admiral Sir George Pocock

national portrait gallery

Early 19th Century oil painting of Sir George Pocock, based on a c. 1761 painting by Thomas Hudson.

The Career of Admiral Sir George Pocock

A distant figure in our time, Sir George Pocock was a consummate naval officer, with victories in both the War of Austrian Succession and the Seven Years War, responsible in the latter for securing command of the Indian Ocean during 1759, and for Britain’s greatest maritime operation of the 18th century – the capture of Havana in 1762. Closely associated with controversial figures such as Lord Clive, John Byng and the Earl of Albemarle, Pocock was marginalized in the historiography during the 19th century in comparison to the towering figures of Anson, Rodney, Hawke and Boscawen. Pocock nevertheless played an integral role in several of Britain’s most important maritime operations and his well deserved reputation for courage, steadfastness and imperturbability encourage modern reappraisal.

The Young Gentleman

George Pocock was born on 6 March 1706 at Thames Ditton, Surrey, the son of the Reverend Thomas Pocock and his wife Joyce Master. Thomas was a Royal Navy chaplain who ministered to the Royal Hospital at Greenwich.[i]

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HMS Superb, captured French Superbe of 1710, flagship of Admiral George Byng, Pocock’s first posting in 1718

Pocock’s naval career began in 1718 at the age of twelve when he joined HMS Superb (64), the captured French warship then the flagship of Admiral George Byng (Viscount Torrington) – himself married to one Margaret, Joyce’s sister. Superb’s flag captain was Streynsham Master, Pocock’s uncle. Pocock was accompanied to sea by his cousin John Byng (of eventual Minorca infamy) who was also beginning his career aboard the flagship of the Admiral, his father.[ii] Pocock’s path was thus smoothed by his close association with senior officers and his extended network of relatives and relations.

Both Byng and Pocock were aboard Superb when it fought at the battle at Cape Passaro, Sicily, 11 August 1718.[iii] From here Pocock spent three years aboard the hospital ship Looe and a further four years aboard the warships Prince Frederick (70) and Argyle (50).

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HMS Namur, 90 gun 2nd rate in which Pocock was made First Lieutenant in August 1732.

The Portrait of a Naval Officer, from Lieutenant to Post Captain

Pocock made Lieutenant on 19 April 1725 (other sources say December 1726), and was stationed aboard HMS Burford (70), followed by Romney (54), and then Canterbury (60).[iv] Pocock was next appointed to HMS Namur (90) the flagship of Admiral Sir Charles Wager, and in August 1732 he was promoted to First Lieutenant. Pocock’s first command was the fireship Bridgewater, to which he was appointed on 26 February 1733.

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1719 establishment frigate similar to the 1727 rebuilt 20 gun 6th rate HMS Aldborough, Pocock’s first command in 1738.

Pocock made Commander in February 1734,[v] and after four years of service was promoted, on 1 August 1738 at the age of 32, to Post Captain with command of the frigate Aldborough (20), first built in Pocock’s birth-year of 1706, then rebuilt in 1727.[vi] Thus, Pocock was stationed in the Mediterranean under Rear Admiral Haddock. The squadron in which Pocock served secured several lucrative Spanish captures following the declaration of war in 1739.[vii] Pocock continued in the Mediterranean until 1741, and then he returned to England.

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HMS Woolwich in 1677 as a 54 gun 4th rate, by Willem van de Velde, rebuilt in 1702 and again in 1736 as a 50 gun ship, to which Captain Pocock was appointed in 1742.

In August 1742, now 36, Pocock was appointed to the Woolwich (50), a heavily rebuilt 4th rate originally completed in 1675.[viii] He was transferred briefly to the Shrewsbury and then in 1744 (or January 1743) he was appointed to the Sutherland (50) a new 4th rate only three years out of the yards, in command of which he was despatched to the East Indies, convoying British East India Company (BEIC) ships. These 4th rates of the 1733 and 1741 establishment were designed by Sir Jacob Acworth, the Surveyor of the Navy between 1715-1749. Although plentifully armed,[ix] they were nevertheless under-gunned due to a shortage in heavier ordnance that prevailed in Britain during the 1730s, and have further been criticized as cramped and overly expensive.[x]

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Lines of the ‘Sutherland’-type 50 gun 4th rates built in 1741, Pocock’s command in 1744.

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Block model of HMS Preston a 1733 establishment 50 gun cruiser built in 1742. The 853 ton 4th rate was crewed by 300 men and equipped with 22 18-pounders, 26 12-pounders, 14 6-pounders on the quarterdeck and four 6-pounders on the forecastle.

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Model of 50-gun cruiser circa 1725, similar to the newer Sutherland commanded by Captain Pocock in 1744.

Pocock was ordered to the African coast in October 1744, but his sailing from Plymouth was delayed due to trouble fitting and manning the Sutherland and the operation was not carried out until April 1745 (Pocock arrived at Madeira on the 27th of that month).[xi]

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The eastern Caribbean during the War of Austrian Succession (1740-1748), the principle convoy assembly points at Antigua (British – red), and Martinique (French – blue) circled.

Antigua

Map of Antigua made in 1780 and drawn from late 1740s surveys, base of Britain’s Leeward Island Station during the 18th century

Pocock was eventually assigned to the Barbadoes and Leeward Islands station under Commodore Edward Legge, who had been appointed to the Leeward Island station command on 24 October 1746.[xii] The Sutherland, arrived at Antigua on 28 April 1747. Under Legge’s command, Pocock’s Sutherland was employed on trade defence, convoy protection and shipping interdiction missions, working with the other cruisers on station in pairs. Sutherland worked alongside HMS Captain (70), Suffolk (70), Dragon (60), Sunderland (60), Dreadnought (60), Gosport (44), and assorted frigates and sloops against the French convoys sailing from Martinique.[xiii]

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Second Battle of Cape Finisterre, 14 (25) October 1747, Rear Admiral Hawke’s action scattered a large French convoy that proceeded to the West Indies where it was intercepted by Pocock’s Leeward Island’s squadron in November.

Pocock was thrust into command when Commodore Legge became seriously ill in August and then died on 18 or 19 September 1747 at the age of 37. Pocock, the senior captain, now succeeded Legge as C-in-C.[xiv] Pocock’s singular achievement came in November with the capture of a scattered French convoy, the result of Rear Admiral Hawke’s action off Cape Finisterre, 14 (Julian, 25, Gregorian) October 1747.[xv] Pocock’s small squadron of cruisers, frigates, sloops and privateers captured as many as 40 merchant ships – and 900 prisoners – although a further 66 merchant ships from the original convoy of 252 made it to Martinique.[xvi]

Pocock returned to England, having been relieved in the Caribbean in May 1748 by Rear Admiral Henry Osborne. Shortly afterwards, on 18 October 1748, the treaty of Aix-la-Chapelle ended the War of Austrian Succession.

Pocock, now a wealthy – although not yet rich – man as the result of his shipping captures, moved into an apartment on St. James Street, London. In 1749, at the age of 43, Pocock was painted by Thomas Hudson.

Hudson, Thomas, 1701-1779; Admiral Sir George Pocock (1706-1792)

Commodore George Pocock, 43, painted by Thomas Hudson in 1749

Pocock had no command until 1754 when he was appointed to the Cumberland (66) for home duty, before being transferred to the Eagle (60) – although this ship was badly damaged in a storm, and Pocock returned to the Cumberland – to sail on 24 March with Rear Admiral Charles Watson and 400 troops, destined for the East Indies.[xvii]

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Admiral in the Indian Ocean

The Seven Years War with France provided Pocock with the opportunity he needed to resume his naval career. Cumberland arrived in the Indian Ocean in September 1754 and Pocock’s role in the global conflict began at sea on 6 January (or 4 February) 1755 when he was advanced to the rank of Rear Admiral of the White.

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Maps of India, showing European trade stations during the Seven Years War, and prevailing annual weather during.

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Pocock sails for India in early 1755 aboard HMS Cumberland

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The capture of Geriah, 12 – 13 February 1756, by Dominic Serres in 1771. Rear Admiral Watson’s flagship, HMS Kent is in the centre, with Pocock’s Cumberland to its right, facing backwards.

Cumberland reached Bombay on 10 November 1755. Watson and Pocock were soon engaged fighting the pirate Tugalee Angria, who sortied from his base at Geriah near Goa. Rear Admiral Watson in Kent, with Pocock as his second in command in Cumberland, transported a detachment of troops under Lieutenant Colonel Robert Clive to Geriah, arriving on 12 February 1756. Clive’s soldiers were landed in the evening while Watson’s force put Angria’s pirate flotilla to the torch and bombarded his base. Although Angria himself escaped, the pirate’s base and treasure (including £130,000 of spices, jewels, and other valuables) were captured. Watson returned to Madras at the end of April, and Pocock was promoted to Rear Admiral of the Red on 4 June 1756.

Almost two weeks later Suraj-ud-Daula, the nineteen year-old nawab of Bengal, deployed 30,000 men to surround Calcutta, where Britain’s Fort William was garrisoned by a mere 500 soldiers. The fort fell on 20 June, the captured British prisoners suffering their ignominious fate in the notorious Black Hole of Calcutta – more than half dying from suffocation.[xviii]

News of this disaster reached Madras on 16 August, where Watson and Pocock were stationed. A relief expedition was organised but it was unable to sail until October when the prevailing winds made progress tortuously slow. Pocock’s mission, working with C-in-C Watson, was to escort a landing force to Calcutta, but the squadron did not arrive until 8 December,[xix] while Pocock’s Cumberland had became separated from the attacking squadron and was running short on supplies. By the time Pocock reached Calcutta, in January, Calcutta and the surrounding forts had already been recaptured by Watson’s landing force of 700 regulars, 600 sailors and marines, and 1,200 sepoys, commanded once again by Colonel Robert Clive. Nevertheless, Pocock was promoted to Vice Admiral of the White in February 1757 (or possibly earlier on 8 December 1756).

Clive, after defeating Suraj-ud-Daula in open battle and securing his cooperation through a peace treaty on 9 February, was eager to advance on towards the French trade post at Chandernagore. Conveniently, it was now that news arrived from Europe that war had indeed been declared between France and Britain, so Clive and Watson set off upriver.[xx]

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Rear Admiral Watson’s force – KentTiger (under Pocock) and Salisbury – bombarding Chandernagore on 23 March 1757, by Dominic Serres, 1771

Pocock, arriving at Calcutta shortly after this, followed up the Hooghly river in a boat and barge flotilla. He arrived on 22 March 1757 and immediately took command of the warship Tiger (60), which along with Kent (70) and Salisbury (50) had managed to work themselves upriver. The bombardment was opened the following day. In this violent action Pocock himself was wounded when he was hit by flying splinters (Salisbury failed to get into position while Tiger suffered 13 killed and 54 wounded; Kent another 19 killed and 74 wounded).[xxi] Following the surrender of Chandernagore, Clive went on to defeat Suraj-ud-Daula – who had once again turned against the BEIC – in the famous battle at Plassey, 23 June 1757.[xxii]

On 15 or 16 August 1757 Rear Admiral Watson died of fever at Calcutta and Pocock assumed command of the entire East Indies squadron. Also at this time, Pocock learned of the court martial and execution of his cousin, Admiral John Byng, stemming from the latter’s failure to recapture Minorca (20 May 1756).

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Royal Navy reinforcements arrive in 1757 & Pocock becomes C-in-C East Indies. Note the loss of Kent.

The Duel

Early in 1758 Pocock left Bengal for Madras, where he was met by Commodore Charles Steevens with reinforcements: four ships-of-the-line and a frigate,[xxiii] and on 5 February (or 31 January) Pocock was promoted to Vice Admiral of the Red.[xxiv]  The essence of fleet strategy in the Indian Ocean revolved around securing trade from the west coast of the sub-continent between April and September, before the monsoon season began, and no doubt the French would do what they could to interdict this trade.

Indeed, intelligence soon arrived that the French were sending reinforcements to counter-attack. A small force led by the skilled Anne Antoine Comte d’Ache de Serquigny had been despatched from Brest on 3 May 1757 (although three of d’Ache’s four ships-of-the-line had to be diverted to Louisburg).[xxv]

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Build up of forces in the Indian Ocean during 1758, Pocock battles the Comte d’Ache for control of the East Indies.

PocockMadras

Pocock’s East Indies squadron after being reinforced by Commodore Stevens in early 1758. Note Captain Richard Kempenfelt’s presence as Commodore Stevens’ flag-captain aboard HMS Elizabeth.

Pocock flew his flag from HMS Yarmouth (70) and put to sea on 17 April, passing Negapatam and Fort St. David, and on 28 April Pocock’s squadron of seven intercepted the Comte d’Ache’s squadron of nine (eight total owned by the French East India Company, some acquired enroute at Mauritius) near Cuddalore.[xxvi] D’Ache had previously arrived at Fort St. David where he forced two of Pocock’s detached frigates to run aground, whence the British crews torched the ships to prevent capture.[xxvii]

D’Ache was escorting 1,200 French reinforcements (four battalions) under the command of the Comte de Lally (Lieutenant General Thomas Arthur Lally, baron de Tollendal, descendent of an Irish émigré; a solider of fortune) destined for Pondicherry. While Pocock was preparing to close with d’Ache, the Comte despatched Lally-Tollendal in the Comte de Provence (74) to make for Pondicherry, leaving d’Ache with only eight ships to fight Pocock’s seven.

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HMS Yarmouth (70), Pocock’s command in 1758-9

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View of Pocock’s first action with d’Ache, 29 April 1758

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Order of battle for Cuddalore/Gondelour

Between 2:15 and 3 pm on 29 April Pocock steered directly for d’Ache’s flagship, the Zodiaque, and although he was receiving incoming fire from the French line, did not return fire until within pistol-shot.[xxviii] At the decisive moment he signaled for close action. In the ensuing battle (known as the battle of Gondelour in French and Cuddalore or Sadras in English), only four of Pocock’s ships engaged (leaving Cumberland, Newcastle, and Weymouth behind, and generating court martials for the three hesitant captains), and by the time the three laggard ships had caught up the British had been badly damanged, allowing d’Ache to make good his escape, limping into Pondicherry, where the Comte de Lally had already arrived.[xxix] Although Pocock flew the signal for general chase it was clear the British, with many sails and masts shot away, could not pursue and thus only the frigate Queenborough was sent ahead to try to locate the French squadron during the night, but to no avail.[xxx] D’Ache later lost the East Indiaman Bien-Aime (58) when it crashed ashore.[xxxi]

Nevertheless, Pocock’s force had inflicted numerous casualties: 162 killed and 360 wounded (or near 600 killed and wounded), in particular aboard d’Ache’s flagship. D’Ache, however, had done well himself, having achieved his objective of getting through to Pondicherry and had inflicted casualties of his own, primarily on the Yarmouth. Total British losses were 29 killed and 85 (or 89) wounded.[xxxii]

Pocock refitted at Madras and was prepared to sail on 10 May. Lally-Tollendal was on the move, however, and with 3,500 Europeans and another 3,000 Indian troops first captured Cuddalore and then laid siege to Fort St. David.[xxxiii] Pocock intended to relieve the siege of Fort St. David, but was unable to reach the outpost before it surrendered on 2 or 6 June, along with its garrison of 1,000.[xxxiv] Pocock’s normally cool temper was by now enflamed and upon return to Madras for victuals and water he ordered the court martials of Captains Vincent, Legge and Brereton, whom he held responsible for failing to engage on 29 April. Captain Vincent was relieved of his command, Legge was cashiered and Brereton reduced a year in seniority.[xxxv] The incident had stung Pocock – a man not easily shaken from his serene demeanour – and in later years he acknowledged this fact, coming to believe that he had been overly harsh in handing out these sentences.[xxxvi]

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British and French order of battle off Negapatam, 3 August 1758. Notice the change of British captains following the court martials held in July.

Pocock put to sea again on 25 July and made a half dozen merchant ship captures before scouting the harbour at Pondicherry on the 27th. D’Ache, realizing he was about to be trapped, and with few provisions remaining, took his force of seven and a frigate and fled to sea, once again alluding Pocock’s general pursuit.[xxxvii] Pocock was, however, able to capture and burn a French ammunition ship that had been approaching Pondicherry.

Pocock sighted d’Ache on 1 August, and, although d’Ache skillfully delayed with a series of maneuvers all of August 2nd, Pocock was finally able to bring the Comte to action on the morning of the 3rd near Negapatam.[xxxviii] At 1:20 pm d’Ache decided it was time; his fleet drawn up in a crescent, and signaled to engage. Pocock followed suit, but was temporarily frustrated as d’Ache pulled his squadron away, firing chain shot at the English line, carrying away signals and masts.[xxxix] Pocock was determined to fight, however, and at 2:25 flew the signal for close action.

Captain Kempenfelt in the Elizabeth furiously attacked the Comte de Provence, temporarily setting it ablaze, then moving on to attack the Duc de Bourgoyne. Meanwhile, Pocock, in the Yarmourth, once again made for d’Ache’s flagship, the Zodiaque, and engaged it with a heavy fire, destroying the ship’s wheel. A gun exploded aboard the French flagship and in the confusion the Zodiaque collided with the Duc d’Orleans.[xl] With Yarmouth and Tiger closing in, d’Ache could see that the battle was turning against him – once again the daring French commander effected his escape, making for Pondicherry at 2:08 pm. Pocock signaled for general chase but, again, it was too late and d’Ache, although shaken, limped back into harbour. Pocock’s squadron suffered 200 casualties (31 killed and 116 – 166 wounded, including a slightly injured Pocock and Commodore Steevens – who had been shot by musket ball in the shoulder)[xli] to d’Ache’s 800 (250 killed and 600 wounded, amongst the latter including d’Ache himself as well as his flag captain).[xlii]

The strategic situation was liable to worsen as the French, on 9 March, had despatched additional reinforcements from Brest: Minotaure (74), Actif (64), and Illustre  (64), as well as Fortune (54) from Lorient on 7 March. The Royal Navy was able to spare only Grafton (70) and Sunderland (60) sailing from England on 8 March.[xliii]

In the meantime, with the monsoon season set to arrive, Pocock made for Bombay to effect his repairs while d’Ache sailed for Mauritius (where he combined with Captain Froger de L’Eguille’s force of three-of-the-line). On 14 December Lally-Tollendal sieged Madras, but the siege was broken when Captain Kempenfelt, despatched by Pocock, arrived with frigates and several small craft loaded with stores and reinforcements, forcing Lally-Tollendal to raise the siege on 17 February 1759.[xliv]

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Order of battle for Pondicherry

Bataille_de_Pondichéry_le_10_septembre_1759

Battle of Pondicherry, 10 September 1759, the culminating battle between Pocock (top) and d’Ache (bottom), concluding with d’Ache’s flight from the Indian Ocean, securing India for Britain, much as Admiral Saunders and General Wolfe had done for Canada at Quebec (13 September), Commodore Moore had done for Guadeloupe in the West Indies (1 May), while Hawke destroyed the Brest fleet at Quiberon Bay (20 November) and Boscawen destroyed the Toulon fleet at Lagos (18 August): the string of victories that made 1759 Britain’s annus mirabilis.

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Royal Navy casualties at Pondicherry

The situation remained a stalemate until 17 April 1759, when Pocock, with the weather once again favourable, sailed for Ceylon, hoping to intercept d’Ache at sea. For the following four months Pocock cruised, hunting for the French squadron.[xlv] Nevertheless, d’Ache was nowhere to be found and with provisions running low, Pocock set course for Trincomale on 1 September. However, within 24 hours of this decision, the frigate Revenge located d’Ache’s squadron at sea and hastened to inform Pocock. Hearing of this break of good fortune Pocock put about and signaled for a general chase. D’Ache, once again faced with his old nemesis, knew exactly what to do and proceeded to amuse Pocock at sea for three days, until the French commander disappeared into a bank of haze.

Pocock immediately made to blockade Pondicherry, hoping to intercept d’Ache should he try for that port – which was in fact d’Ache’s intention as he carried supplies for that critical base.[xlvi] Pocock arrived off Pondicherry on 8 September early in the morning; exactly eight hours before d’Ache. The French squadron was sighted at 1 pm and two hours later had been identified as 13 sail.[xlvii] Pocock continued ahead of d’Ache to prevent his escape and hounded the French squadron for 48 hours, finally closing on d’Ache’s line at 2:10 pm on 10 September. On this occasion (known as the battle of Pondicherry) Pocock had nine of the line against d’Ache’s eleven. D’Ache, with Yarmouth nearly within musket shot, saw that battle was now unavoidable and signaled for action, Pocock immediately following. An intense cannonade commenced until d’Ache pulled away not long after 4 pm. Once again Pocock’s ships were too badly damaged in their masts and yards to pursue. In the pitched battle d’Ache himself was again wounded (and his flag-captain killed), one amongst a total of 1,500 French casualties. Pocock’s forces had sustained 569 casualties (118 killed and another 66 dying afterwards, with another 385 variously wounded).[xlviii] Furthermore, Captain Michie of the Newcastle had been killed.[xlix]

Pocock ordered the frigate Revenge to follow d’Ache while the English made quick repairs at sea. The next morning the English sighted the French squadron but d’Ache again made sail, disappearing over the horizon. With Tiger and Cumberland under tow, Pocock made for Negapatam to repair, where he sent to Madras for reinforcements. At sea again on the 20th, Pocock set course for Pondicherry, where he found d’Ache at anchor beneath the fortress guns on the 27th – the French admiral had achieved his purpose and had landed his supplies. To Pocock’s frustration d’Ache proceeded to slip away, avoiding the still damaged English ships. Pocock returned to Madras. D’Ache, meanwhile, made for Mauritius, leaving the Royal Navy in control of the Indian Ocean, and clearing the way for the capture of Pondicherry itself, accomplished on 15 January 1761.

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The East Indiaman “Pitt” engages St. Louis on 28 September 1758/9, by Dunn Lawson. St. Louis was a veteran of all three of d’Ache’s battles with Pocock. An artistic representation of the grand naval duel for India – if the exact particulars are perhaps imaginary.

Pocock, his health weakened by five years of relentless warfare in the East Indies, was ordered to hand-over his command to Commodore Steevens and return to London at the end of 1759. Pocock, however, felt his presence was still required and thus did not relinquish his command until April 1760. Back in London, he was rewarded with a marble bust commissioned by a grateful East India Company. Later that year, at the age of 54, Pocock was elected MP for Plymouth, and was subsequently knighted in March 1761. Pocock used his influence and his close relationship with Lord Anson to advance the interests of his commanders, being able to get James Hawker promoted, although not William Owen.[l] Pocock believed in rewarding those who had supported him, telling a follower that, “…if not too open and glaring an impropriety, I might rely on him.”[li]

Of Pocock’s actions in Indian waters Sir Julian Corbett wrote in 1907, “It is the fashion now merely to deride his battle tactics, which after three actions in eighteen months had failed to secure a real decision, though the tactics which would have secured a decision against a superior force determined to avoid one are never very clearly indicated. More just it would be to praise his vehement ‘general chases’, the daring and resolute attacks which in manner yielded nothing to Hawke’s, and above all for the strategical insight and courage which enabled him to dominate a sea which it was practically impossible for his inferior force to command.”[lii]

As for D’Ache, Pocock’s great antagonist in those distant waters, Pitt’s American strategy – culminating in the capture of Quebec while treating India as a holding action – had effectively terminated the threat from Mauritius. Clive now wrote that, “…this time the superiority of our force at sea, I take for granted, is beyond dispute, and of consequence our resources must be more than those of the French… A victory on our side must confine the French within the walls Pondicherry; and when that happens, nothing can save them from destruction, but a superior force at sea…”[liii] On 8 June 1760 news arrived at Mauritius informing D’Ache that the English were now preparing to shift their efforts to the Indies and thus that he should expect an operation with sizable forces against his island base, precluding any chance of further operations in Indian waters.[liv] D’Ache sent two frigates to inform Pondicherry of this unhappy fate and in January 1761 that last, all-important, French base in India capitulated.[lv]

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Return of a fleet into Plymouth Harbour, Dominic Serres, 1766

Triumph: The Havana Operation of 1762

War was declared against Spain on 4 January 1762 when the British government learnt of a treaty signed between France and Spain in August the previous year. The Cabinet, once again under the Duke of Newcastle, reached the decision to strike Havana on 6 January (a project Pitt had proposed before his resignation in October 1761), and Pocock, promoted to Admiral of the Blue, was selected for overall command, with Lieutenant General the Earl of Albemarle commanding the land forces.[lvi] Lord Anson drew up the plan, part of a two-pronged assault against the Spanish empire’s key colonial outposts: the Philippines and Cuba. On 7 January the Navy Board issued its request for transportation for the project and by the end of January the transports had been prepared and supplied for seven months rations. Pocock’s final orders arrived on 18 February.[lvii]

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Lord Anson by Joshua Reynolds

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Caribbean during the Seven Years War, showing Pocock’s “Old Bahama” route to Havana.

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Lines of HMS Namur, 90 gun second rate built in 1756, Pocock’s flagship for the Havana operation.

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Pocock’s initial force as assembled (minus transports, etc) at Spithead.

By 26 February the entire force was prepared and assembled at Spithead (Albemarle described Pocock’s effort as “indefatigable”).[lviii] Pocock was to proceed with his forces to the Lesser Antilles, rendezvous with Major General Robert Monckton and Rear Admiral George Rodney, then sail to St. Domingue to collect additional forces for the landing before moving onto his objective. Pocock was to collect another four thousand regulars and American militia from New York, as well as a planned regiment of 500 blacks and 2,000 slaves from Jamaica, plus pilots from the Bahamas (who turned out to be inexperienced).[lix] Celerity was imperative as the onset of the hurricane season in August was bound to terminate operations, as was the prevalence of tropical disease, such as yellow fever.[lx]

Pocock, with second in command Commodore Augusts Keppel,[lxi] departed England with five sail, 67 transports, and 4,000 troops (four regiments – the 22nd, 34th, 56th and 72nd) on 5 March and arrived at Barbados on 20 April, before sailing to Martinique on 26 April, the latter island recently captured by Rear Admiral Rodney and Major General Monckton that January (St. Lucia had also been captured on 25 February under Captain Augustus Hervey). Rodney had already been informed by the arrival of the Richmond late in March that he was to prepare to join with Pocock – orders made difficult by an expected French assault on Jamaica, to intercept which Rodney had despatched ten ship-of-the-line under Commodore Sir James Douglas.

In the event, further intelligence confirmed that the French attack was not likely to take place and thus Commodore Douglas, aware of the all important nature of the Havana operation, decided to use his detached squadron to blockade the French base at Cape Francois, Saint Domingue, thus preventing the French and Spanish fleet from combining and possibly threatening the invasion force when it arrived.[lxii] Next Douglas despatched the Richmond to the Old Bahama Channel to prepare soundings and make sketches for the approach.

When Pocock arrived at Martinique he assumed supreme command and immediately requested Rodney (who was then ill) to provide him with all available intelligence. Orders were also sent to Commodore Douglas to join him on 12 May off Cape St. Nicolas (Douglas, however, did not receive these messages until 3 May, and although he quickly despatched orders to collect his squadron this still took a number of days).[lxiii] As Rodney and Monckton were on bad terms at this stage of the occupation of Martinique, Pocock and Albemarle were required to significantly re-organize the landing force, including the purchase of slaves from Martinique and elsewhere (as it was realized that Jamaica was unlikely to provide any) – and about 600 slaves were thus obtained.[lxiv] Pocock further upset Rodney by taking charge of the latter’s flagship, Marlborough, and consigning his staff to a smaller 64, before departing.[lxv] Rodney subsequently penned an agitated series of letters outbound, including one to the Prime Minister.[lxvi]

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The Havana invasion force departing Martinique, 6 May 1762 (not showing frigates, sloops, transports, etc).

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Commodore Augustus Keppel by Joshua Reynolds, 1749. Keppel, aboard HMS Valiant, was Pocock’s second in command.

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Lt. General George Keppel, the Third Earl of Albermarle by Edward Fisher based on Joshua Reynolds, 1762

Pocock departed Martinique on 6 May and collected a trade convoy on its way to Jamaica, building the invasion fleet up to over 200 transports and 13 ships-of-the-line. The fleet arrived at Cape St. Nicolas on 17 May and collected what few of Commodore Douglas’ ships were in the area – the rest being still dispersed on blockade duties or re-victualing. The full squadron did not join Pocock until 25 May.[lxvii] Pocock’s complete force now consisted of 20 ship-of-the-line, a 50-gun cruiser, five frigates, three bomb vessels, a sloop, a cutter and the transports carrying 11,000 troops. Pocock allowed the merchants bound for Jamaica to depart (another indication of the powerful Port Royal merchant lobby’s influence) under the escort of HMS Centurion, with Commodore Douglas aboard.

Pocock, entrusted with a copy of Anson’s Spanish charts,[lxviii] and his own navigational experience from his time in the West Indies station, worked the invasion force around the dangerous north coast of Cuba, utilizing skilled navigators such as Captain Holmes in the sloop Bonetta and Captain Lindsay in the Trent, alongside the Lurcher to prepare the way. These vessels were in the process of scouting a route when they found Captain Elphinston of the Richmond on 29 May, who had completed his survey of the approach. A combination of sounding boats and coastal torch-fires to navigate allowed the fleet to sail through the Old Bahama Passage.[lxix]

Minor success occurred during this phase of the operation, such as on 2 June when Captain Alms in the Alarm captured the Spanish frigate Thetis and the storeship Phoenix.[lxx]

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Havana force passing through the Old Strait of Bahama towards Havana, 2 June 1762

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Map of Havana, showing location of Royal Navy operations: Pocock’s bombardment of the Chorea castle (left), the bombardment of the Morro fortress (centre) and Keppel and Albermarle’s landing (right); 1762.

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Detailed map of the same from David Syrett’s Navy Records Society volume on the capture of Havana

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Views of the harbour of Havana circa 1780, showing the harbour as entrance and exit.

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El Morro Fortress overlooking the entrance to Havana harbour today.

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Keppel covers Albermarle’s landing on 7 June 1762, by Dominic Serres.

Pocock arrived off Havana on 6 June and started the landing the following day, with Commodore Keppel – in fact Albemarle’s brother – in overall command. 3,963 soldiers and grenadiers, artillerymen and so forth were landed by 10:30 am. The light Spanish defences at the Coximar river delta were swept away by Keppel’s naval gunfire.[lxxi] While Keppel was carrying out this phase of the operation with his six of the line, Pocock moved with his 13 of the line past the harbour – where he identified 12 Spanish warships – and farther to the west, conducting a feint landing with the Royal Marines at his disposal. Meanwhile the Earl of Albermarle landed his complete force between the Boca Noa and Coximar rivers, supported by gunfire from Captain Harvey in the Dragon along with the sloops Mercury and Bonetta. On 8 June Pocock despatched frigates to scout for additional landing locations and to conduct soundings along the coast, in the process discovering that the Spanish had now sunk a blockship at the harbour entrance, followed by a second on 9 June.[lxxii]

The total Spanish force garrisoning Havana’s various redoubt and fortress environs was 2,800 – three regiments of infantry and a regiment of dragoons – regulars, marines and sailors (the Spanish Admiral in charge of the fleet in Havana harbour was one Hevia), 5,000 militia, 250 arsenal hands, and 600 freed slaves.[lxxiii]

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Pocock’s diversion bombardment of the Chorrera batteries, 11 June 1762

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The remains of the Terreon de la Chorrera today

After securing his position ashore, Albermarle informed Pocock that he intended to attack the La Cabana heights above the Morro fortress on the 10th, and so Pocock provided a diversion in the form of Captain Knight in the Belleisle, which, along with Cerebus, Mercury, Lurcher and Bonetta bombarded the Chorrera (Terreon de la Chorrera – Cojimar) castle. On the 11th at 1 pm Colonel Carleton, Albermarle’s Quarter-Master General, led the assault on La Cabana and carried the heights successfully. Major General William Keppel, the third Keppel brother, was now appointed to command the El Morro siege operation.

To follow up this success, Pocock ordered three bomb vessels and the sloops Edgar, Stirling Castle and Echo to attack the town of Havana. On 12 June the Spanish sunk yet another blockship, completely blockading the entrance to the harbour.

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Havana: landing artillery, 30 June 1762, by Dominic Serres, c. 1770-1775

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Another view of the 30 June landing

On the 15th further landings were made, including 800 marines in two battalions, the first under Major Cambell and second under Major Collins. Another 1,200 troops were landed under Colonel Howe. A few days later mortars were landed from Thunder and Grenado, which began to bombard Morro on 20 June. Cannon were ashore and emplaced, adding their weight of shell to the attack.[lxxiv] In the meantime, Pocock tasked Keppel with deploying Dragon, Cambridge and Marlborough, together led by Captain Hervey, against the Morro, and their cannonade commenced on 1 July. The three ships suffered heavily from the fortress guns (of which there were 70), however, and were called off after six hours of shelling. Captain Goostrey of the Cambridge was killed.

For the remainder of July the Earl of Albermarle sieged the El Morro fortress – despite ever shortening supplies of water and ever increasing sick cases – but it wasn’t until 30 July that the exploding of a mine enabled the taking of the castle by assault, during which as many as 1,000 of the Spanish garrison were made casualties (130 killed, 27 wounded, 326 captured another 213 drowned while fleeing) and the Captain of the Morro fortress, Don Lewis de Velasco, was mortally wounded.[lxxv]

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Dragon, Cambridge and Marlborough bombarding Morro Castle, Havana, 1 July 1762 by Richard Paton

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Losses sustained during the shelling on 1 July.

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Flatboats assault Morro Castle, 30 July 1762, by Dominic Serres. Alcide (64) shown.

Pocock for his part continued to carry out his theatre-level operation, constantly in touch with frigates carrying information about movements around Cuba and Florida, covering the Jamaica convoys, and watching for the approach of expected American reinforcements (who arrived 28 July – although reduced by 500 men who were captured in their transports by the Comte de Blenac’s detached flotilla) and simultaneously managing the supply situation of the siege itself.[lxxvi]

Havana was now surrounded, and the Spanish governor, Don Juan de Prado, asked for terms on 11 August, surrendering two days later. 12 warships were captured, eight line-of-battle ships being fit for sea (the other three being the sunk blockships), as well as £3 million in the process,[lxxvii] with Pocock and Albermarle split to the tune of 1/3 of the total treasure; Pocock’s take amounting to £123,000. Pocock handed out rewards as well, and the flagship’s purser, master and carpenter were respectively made the storekeeper, master attendant and master shipwright of Havana.[lxxviii]

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British flatboats Entering Havana, 14 August 1762.  (note sunken blockship at harbour entrance)

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The British fleet entering Havana, with HMS Namur, Pocock’s flagship, flying his pendent as Admiral of the Blue, 21 August 1762. Commodore Keppel leads his squadron in HMS Valiant at the left. By Dominic Serres, 1775.

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Capture of the Spanish fleet at Havana by Dominic Serres, 1768

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Spanish ships captured at Havana.

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The central plaza at Havana under British occupation following the successful siege, by Dominic Serres, c. 1765-70

The operation, however successful and profitable, had been costly, in particular in terms of sick cases resulting from the temperate climate and difficulty of the extended siege (560 army killed, 86 Royal Navy; and 4,708 army sick cases and 1,300 sailors).[lxxix] Anson, the architect of the plan, had died in London of a heart attack on 6 June, and thus never learned of the success of the campaign.[lxxx]

Pocock sailed for home but lost two ships and 12 transports as a result of stormy weather during the Atlantic crossing, reaching Spithead finally on 13 January 1763.

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Pocock at 56 as Knight of the Bath, Admiral of the Blue, & C-in-C Havana, October (25 March) 1762

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George Pocock as international celebrity: Chevalier de l’ordre du Bain, et Admiral de la flotte Britannique, fameux par les Explois sur les Mers des deux Indes

Legacy: An 18th Century Life

Pocock, now fabulously wealthy and internationally famous, purchased an estate at Mayfair, and, in 1764, bought the resplendent Orleans House at Twickenham. He married the widow Sophia Pitt Dent, together with whom he had a son, George (1765-1840; later the MP for Bridgwater and Baronet Pocock after 1821), and a daughter, Sophia (d. 1811), who married the Earl Powlet. Pocock retired in 1766 at the age of 60, returning to parliament where he notably voted against the repeal of the Stamp Act that February. Pocock, however, soon lost his seat in the 1768 election.[lxxxi] Pocock became master of Trinity House from 1786-1790, and was also vice-president of the Marine Society, his golden years noted for their public charity and serenity.

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The Orleans House at Twickenham, painted by Joseph Nickolls c. 1750

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The interior of the preserved Orleans House Gallery – the Octagon Room – as it stands today.

When Lally-Tollendal was captured – after the fall of Pondicherry – and sent to England, he pleaded that he might be introduced to Pocock, and, this request granted, is alleged to have spoken to the Admiral thus, “Dear Sir George, as the first man in your profession, I cannot but respect and esteem you, though you have been the greatest enemy I ever had. But for you, I should have triumphed in India, instead of being made a captive. When we first sailed out to give you battle, I had provided a number of musicians on board the Zodiaque, intending to give the ladies a ball upon our victory; but you left me only three fiddlers alive, and treated us all so roughly, that you quite spoiled us for dancing.”[lxxxii] Lally-Tollendal was traded back to France, where he was made a scapegoat for the failure in India, and executed at Paris on 9 May 1766.

Pocock outlived his erstwhile opponent of the East Indies, the Comte d’Ache, who died at Brest on 11 February 1780 at the age of 79.

Sir George Pocock, midshipman during the War of the Quadruple Alliance, commodore at the Leeward Islands during the War of Austrian Succession, master of the Indian Ocean and victor of Havana during the Seven Years War, Admiral of the Blue, died at Curzon Street, London, 3 April 1792 at the age of 86.

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Sir George Pocock memorial at Westminster Abbey. Beneath Pocock’s coat of arms (two seahorses abreast a lion, topped by the crest of an antelope issuing from a naval crown, with motto, “Faithful to the King and Kingdom”), sits a majestic Britannia, confidently grasping a thunderbolt, her left arm resting on a profile showing Pocock’s distinctive Mona Lisa smile. Commissioned by George Pocock, esquire, and sculpted by John Bacon in 1796. Sir George is buried at St. Mary’s Church, Twickenham.

Notes

[i] James Stanier Clarke and John McArthur, eds., The Naval Chronicle, Volume VIII, 2010th ed. (Cambridge University Press, 1802)., p. 442

[ii] Tom Pocock, “Pocock, Sir George (1706-1792),” The Oxford Dictionary of National Biography (Oxford University Press, 2004).

[iii] John D. Grainger, Dictionary of British Naval Battles (Woodbridge: The Boydell Press, 2016)., p. 104

[iv] Pocock, “Pocock, Sir George (1706-1792).”

[v] List of Royal Navy Post Captains, 1714-1830, Navy Records Society online.

[vi] J. J. Colledge and Ben Warlow, Ships of the Royal Navy, The Complete Record of All Fighting Ships of the Royal Navy (Philadelphia & Newbury: Casemate, 2010)., p. 10

[vii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 442

[viii] Colledge and Warlow, Ships of the Royal Navy, The Complete Record of All Fighting Ships of the Royal Navy., p. 390

[ix] Brian Lavery, The Arming and Fitting of English Ships of War, 1600-1815 (London: Conway Maritime Press, Ltd., 1998)., p. 119

[x] N. A. M. Rodger, The Command of the Ocean (New York: W. W. Norton & Company, 2006)., p. 412; Robert Gardiner and Brian Lavery, eds., The Line of Battle: The Sailing Warship 1650-1840, Conway’s History of the Ship (London: Conway Maritime Press, 2004)., p. 19

[xi] Richard F. Simpson, “The Naval Career of Admiral Sir George Pocock, K. B., 1743-1763” (Indiana University, 1950)., p.2

[xii] Richard Harding, “Legge, Edward (1710-1747),” The Oxford Dictionary of National Biography (Oxford University Press, 2004).

[xiii] Herbert Richmond, The Navy In The War of 1739-48, vol. 3, 3 vols. (Cambridge University Press, 1920)., p. 70

[xiv] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 443

[xv] Grainger, Dictionary of British Naval Battles., p. 103; see also Hawke to Corbett, 17 October 1747, in Ruddock Mackay, ed., The Hawke Papers, A Selection: 1743 – 1771, Navy Records Society 129 (Aldershot, Hants: Scolar Press, 1990)., p. 51-55

[xvi] Richmond, The Navy In The War of 1739-48., p. 72

[xvii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 443; Martin Robson, A History of the Royal Navy: The Seven Years War (London: I. B. Tauris & Co. Ltd., 2016)., loc. 1272

[xviii] Robson, A History of the Royal Navy: The Seven Years War., loc. 1300

[xix] Robson., loc. 1300

[xx] Robson., loc. 1323

[xxi] Pocock, “Pocock, Sir George (1706-1792).” Robson, A History of the Royal Navy: The Seven Years War., loc. 1341

[xxii] A. T. Mahan, The Influence of Sea Power Upon History, 1660 – 1783 (New York: Dover Publications, Inc., 1987)., p. 306

[xxiii] Rodger, The Command of the Ocean., p. 275

[xxiv] William Laird Clowes, The Royal Navy, A History From the Earliest Times to the Present, vol. 3, 5 vols. (London: Sampson Low, Marston and Company, 1898)., p. 565

[xxv] Robson, A History of the Royal Navy: The Seven Years War., loc. 1347

[xxvi] Jonathan R. Dull, The French Navy and the Seven Years’ War (University of Nebraska: Thomson-Shore, Inc., 2005)., loc. 1847

[xxvii] Robson, A History of the Royal Navy: The Seven Years War., loc. 1368

[xxviii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 445

[xxix]  Mahan, The Influence of Sea Power Upon History, 1660 – 1783., p. 307

[xxx] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 446

[xxxi] Dull, The French Navy and the Seven Years’ War., loc. 1847

[xxxii] Robson, A History of the Royal Navy: The Seven Years War., loc. 1401

[xxxiii] Dull, The French Navy and the Seven Years’ War., loc. 1847

[xxxiv]  Mahan, The Influence of Sea Power Upon History, 1660 – 1783., p. 308

[xxxv] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 446

[xxxvi] N. A. M. Rodger, The Wooden World: An Anatomy of the Georgian Navy (London: Fontana Press, 1988)., p. 247

[xxxvii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 447

[xxxviii] Clarke and McArthur., p. 448

[xxxix] Clarke and McArthur., p. 449

[xl] Robson, A History of the Royal Navy: The Seven Years War., loc. 1401

[xli] Clowes, The Royal Navy, A History From the Earliest Times to the Present., p. 181

[xlii] Sam Willis, Fighting at Sea in the Eighteenth Century: The Art of Sailing Warfare (Woodbridge: The Boydell Press, 2008)., p. 206

[xliii] Dull, The French Navy and the Seven Years’ War., loc. 1839

[xliv] Clowes, The Royal Navy, A History From the Earliest Times to the Present., p. 181

[xlv] Mahan, The Influence of Sea Power Upon History, 1660 – 1783., p. 310

[xlvi] Julian Corbett, The Seven Years War, A Study in British Combined Strategy (London: The Folio Society, 2001)., p. 452-3

[xlvii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 451

[xlviii] Willis, Fighting at Sea in the Eighteenth Century: The Art of Sailing Warfare., p. 207

[xlix] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 451-4

[l] Rodger, The Wooden World: An Anatomy of the Georgian Navy., p. 337

[li] Rodger., p. 289

[lii] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 456-7

[liii] John Malcolm, Robert, Lord Clive: Collected from the Family Papers Communicated by the Earl of Powis, Kindle, vol. 1, 3 vols. (London: John Murray, 1836).

[liv] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 461-2

[lv] Lawrence James, Raj: The Making and Unmaking of British India (New York: St. Martin’s Griffin, 1997)., p. 43

[lvi]  Rodger, The Command of the Ocean., p. 285

[lvii] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 546

[lviii] David Syrett, The Siege and Capture of Havana, 1762 (London: Spottiswoode, Ballantyne and Co. Ltd., 1970)., p. xv, also #64 Albemarle to Egremont, Portsmouth, 22 February, p. 51

[lix] Syrett., p. xiv

[lx] Syrett., p. xiv

[lxi] Alexander Howlett, “Captain Charles Middleton and the Seven Years’ War,” Canadian War Studies Association (blog), December 31, 2016, https://cawarstudies.wordpress.com/2016/12/31/captain-charles-middleton-and-the-seven-years-war/.

[lxii] Syrett, The Siege and Capture of Havana, 1762., p. xvi-xvii

[lxiii] Syrett., #143, Pocock to Douglas, 26 April, p. 98-9

[lxiv] Syrett., p. xvi-xviii

[lxv] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 553; see also David Syrett, ed., The Rodney Papers, Volume I, 1742 – 1763, vol. 1, Navy Records Society 148 (Aldershot, Hants: Ashgate Publishing Company, 2005)., #876, Rodney to Clevland, 27 May 1762, p. 452-3

[lxvi]  Syrett, The Rodney Papers, Volume I, 1742 – 1763., #879, Rodney to Newcastle, 1 June 1762, p. 456-7

[lxvii] Syrett, The Siege and Capture of Havana, 1762., p. xix

[lxviii] Andrew Lambert, Admirals (London: Faber and Faber Limited, 2009)., p. 153

[lxix] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 456

[lxx] Clarke and McArthur., p. 456

[lxxi] Syrett, The Siege and Capture of Havana, 1762., p. xxiii

[lxxii] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 457

[lxxiii] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 562 fn

[lxxiv] Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 458

[lxxv] Pocock, “Pocock, Sir George (1706-1792).”; Clarke and McArthur, The Naval Chronicle, Volume VIII., p. 460

[lxxvi] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 566-9

[lxxvii] Grainger, Dictionary of British Naval Battles., p. 222

[lxxviii] Rodger, The Wooden World: An Anatomy of the Georgian Navy., p. 287

[lxxix] Herbert Richmond, Statesmen and Sea Power (Oxford: The Clarendon Press, 1946).

[lxxx] N. A. M. Rodger, “Anson, George, Baron Anson (1697-1762),” The Oxford Dictionary of National Biography (Oxford University Press, 2004).

[lxxxi] Pocock, “Pocock, Sir George (1706-1792).”

[lxxxii] George Godfrey Cunningham, A History of England in the Lives of Englishmen, vol. 5 (London: A. Fullarton and Co., 1853)., p. 412

Reflections on the 2017 McMullen Naval History Symposium

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This year’s biennial McMullen Naval History Symposium, hosted by the US Naval Academy, Annapolis, Maryland, was a total success. This world-class conference featured a plethora of fascinating panels on subjects ranging from contemporary Canadian naval policy to Julius Caesar’s appreciation of naval power. As always, with a conference of this scale involving hundreds of historians and participants, any one person is only able to see a fraction of the total panels, so individual experience does matter. The conference was not generally digitized, thus, reflections from the participants provide the only method for intersubjectively preserving the experience itself, and there have already been (David Morgan-Owen) several (Trent Hone) contributions (Matthew Eng) in that regard.

The conference was organized by the vigilant Commander Benjamin “BJ” Armstrong, one of the “New Young Turks” relentlessly in pursuit of greater historical appreciation amongst the cadets and midshipmen of the growing United States Navy, not to mention a senior editor with the all-star blog, War on the Rocks. Commander Armstrong also edited the “21st Century” Mahan and Sims volumes for the US Naval Institute Press. The major themes at this years conference were the First World War (naturally enough considering the centenary), global and imperial history, seapower in the Age of Sail, the Asian and the Pacific theatres, the Second World War, naval education, and the evolution of naval technology in the 19th and 20th centuries.

Day One: September 14, 2017

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From left to right: Panel Chair John Beeler, Louis Halewood, Alex Howlett, and David Kohnen (photo credit, Tim Choi)

I was a presenter on one of the first panels, along with Louis Halewood and David Kohnen. My paper on the Royal Naval Air Service and the development of anti-submarine warfare (ASW) 1917-1918, examined the impact of changing administration during wartime, and the organizational learning that took place in an unprecedented and high-technology environment. Louis Halewood described his research on the development of the Anglo-American theory of geostrategy, raising the prospect of the pre-1914 “Imperial Superstate” concept, notably diagnosed by historians such as Carroll Quigley, and Ramsay Muir. Louis Halewood introduced the influential work of luminaries such as Hartford Mackinder, Alfred Thayer Mahan, Julian Corbett, Spencer Wilkinson, and Lord Milner, theorists of naval and military power, strategy and imperial defence, who would all reappear with regularity in the politically charged panels and discussions to follow. Ultimately, the unity of the Wilsonian Anglo-American alliance broke down in the interwar period, in no small measure due to the challenge to British naval supremacy from the United States, in the process destroying the Anglo-Japanese alliance, with profound implications for Britain’s role in the Second World War.

David Kohnen discussed his research on the Knox-Pye-King report, a significant paper published in the United States Naval Institute Proceedings in 1920, bringing to the US Navy (USN) the strategic focus which had been raised in the British school, in particular, by the pre-war historians John Laughton, Julian Corbett, and Captain Herbert Richmond. Captains Ernie King, Dudley Knox and William Pye had been influenced by the irresistible force of Admiral William Sims, one of the significant contributors to the argument in favour of introducing trans-Atlantic convoys, a deciding factor in the victory over the U-boats in 1917-1918. David Kohnen argued that the modern USN had a worrying predilection for defaulting to technological dogma, with the result of the Navy utilizing the acronym saturated language of the Defense Department to stress uncritical “warfighting” instead of historical engagement and peacekeeping as the basis for doctrine.

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Right to left: Panel chair Caitlin Gale, presenters Anna Brinkman, David Morgan-Owen, Paul Ramsey, and commentator Andrew Lambert (photo credit, Tim Choi)

With turn of the century grand strategy on my mind, I moved to the panel specifically examining British foreign policy, with the first paper given by Anna Brinkman (of Imperial Entanglements fame), on Britain’s strategy for managing Spain during the Seven Years War, a complex subject that relied on the interaction between significant stakeholders, Britain and Spain’s differing conceptions of the law of the sea, and the emerging balance of power in Europe. David Morgan-Owen, the brains behind the Defence-in-Depth blog, next brought the discussion into the 19th and 20th centuries by examining Britain’s evolving European and global situation, a subject that hinges on the the sticky topic of imperial and homeland defence, explored further in David’s new book. The expansion of the Committee for Imperial Defence by Prime Minister Arthur Balfour in 1904 was a watershed moment, ultimately leading to the development of conflicting army and naval strategies during the government of Herbert Asquith. Lastly, Paul Ramsey examined Spenser Wilkinson’s debate with historian Julian Corbett about the proper relation of Britain’s foreign and military policy to national strategy, a historically and politically charged sparring played out in the popular press. Professor Andrew Lambert, who was the panel commentator, observed the intricate connections between the papers, with Corbett, a scholar of the Seven Years War and Russo-Japanese War, visualizing Britain’s naval role as a component of an integrated system that only made sense once the land dynamic, with a debt to Clausewitz and Jomini, was integrated.

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Chief of Naval Operations Admiral John Richardson announces the winners of the CNO’s inaugural Naval History Essay Contest (photo credit, Tim Choi)

With this auspicious start, the conference was on a sound footing. I enjoyed lunch in the beautiful Bo Coppedge Room, at the Alumni Hall, where I had an enjoyable conversation with a young officer and naval scholar on the fascinating subjects of Athens versus Sparta, US Marine Corps culture, and the recent Graham Allison book, The Thucydides Trap, concerning the possibility of American conflict with China in the 21st century. I was impressed with the student’s insight, candor, and breadth of knowledge, all of which I found refreshing (as was the key-lime cheesecake). Chief of Naval Operations Admiral John Richardson then presented the awards to the winners of the inaugural Naval History Essay Contest, which promised to raise the bar for scholarly research amongst historians and practitioners alike.

After lunch we headed to the final panel for the first day, again focused on British naval policy in the 19th century. By this point the conference was beginning to resemble a choose your own type of adventure. This was both an advantage and disadvantage of the conference’s scale and international reach. Breaking out of my own area of interest was certainly possible, with simultaneous panels taking place on American, South American, and Second World War naval history, all of which would have been fascinating to attend, if not especially related to my research focus. The conference organizers did the attendees a service by arranging the panels in such a manner that overlap was minimal and it was a fairly straightforward process to figure out which panel was the best choice for my own preferences.

This panel was chaired by John Mitcham, and the first paper was presented by John Beeler, the editor of the Navy Record Society’s Milne papers, on the subject of the Liberal party’s naval policy during the late 19th century. Beeler, who literally wrote the book on the subject, argued that the questionable choices of the Liberal party in terms of naval policy were an indication of a lack of clear strategic thinking, compared to Salisbury’s vision. The nuances of the political situation was emphasized by Peter Keeling, who followed this thread by specifically expanding on the Liberal party’s 1889 Naval Defence Act with original research that examined who voted for and against the Act, and why. Presenting the last paper of the day, Rebecca Matzke, in a fascinating paper reminiscent of the work of Michael Neiberg, discussed the efforts of British propagandists to influence American public perception of the Royal Navy’s war effort, in particular, as it related to the Royal Navy’s blockade and Germany’s counter-blockade (the unrestricted U-boat campaign). Taken together, this panel explored the interrelation of optics, how public support is galvanized by policymakers and NGOs, and the realities of budgetary and geostrategic constraints, firmly recognizing that military policy is never formed in a vacuum, and more often than not, is the result of a complex patchwork of influence.

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James Goldrick delivers the 2017 McMullen Sea Power address in Mahan Hall, (photo credit, Tim Choi)

Thus we adjourned for day one. The next event was the McMullen Sea Power address to be held later that evening in the appropriately named Mahan Hall. Taking advantage of the warm evening air while moving between buildings, I stopped the always approachable James Goldrick for a brief discussion that touched on wide-ranging concepts such as Britain’s anti-submarine defence in the First World War, Germany’s strategic bombing campaigns in two world wars, and the origins of aircraft carrier strike doctrine. I was impressed as always by Professor Goldrick’s erudition. In this spirit of historical reflection, the conference participants made their way over to the fantastic US Naval Academy Museum. After touring amongst the excellent warship models and artifact displays, discussing defence policy with friends, I was stunned into a moment of clarity by news which spread like fire between the attendees that North Korea had launched yet another long-range missile, dramatically bringing home the importance of the subjects we had discussed, in otherwise academic detachment, throughout the day.

Not much more than an hour later I was sitting on the balcony of Mahan Hall watching Rear-Admiral (retired) Goldrick, Royal Australian Navy, deliver the formal 2017 Sea Power address. Professor Goldrick delivered his keynote directly to the young midshipmen sitting across from me on both wings of the balcony, and strove to reconcile the need for thorough professionalism within military education, transcending technological determinism, while also avoiding the other end of the spectrum, ivory tower detachment, a synthesis rare enough amongst long-time scholars yet also essential to the future of service culture: the next generation of young scholar-officers.

Day Two: September 15, 2017

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From left to right: Trent Hone, Wes Hammond, and John Miller, USN.

With three excellent panels on Anglo-American and imperial naval history behind me, I decided to start off day two on a slightly different tact. There would be four panels to see, and I felt it was time to broaden the discussion by revisiting some areas of interest from my previous academic work. Easing into things I visited the panel highlighting some of the winners of the CNO’s essay contest, starting with Trent Hone’s analysis of operational learning by the USN at Guadalcanal in 1942. Hone argued that the Navy, with a strong foundation in historical education and doctrine, derived from the inter-war period and First World War, was well situated to adapt to operational disasters such as the Battle of Savo Island, enabling the Navy to reverse-course and ultimately out think the Imperial Japanese Navy. Lieutenant John Miller then read his case-study analysis of training failure, notably looking at the USS Stark, USS Panay, and USS Chesapeake incidents, concluding that readiness can only be achieved by a thorough understanding of not only ship and crew capability, but also, significantly, environmental awareness, the multifaceted elements of which can only be mastered through carefully cultivated experience and preparation, frequently missing in a high-tempo, rapid deployment situation. Wes Hammond then expanded on this subject by observing the importance of mobile basing, stressing the element of fleet logistics, repair and salvage, upon which all other elements are reliant. An important theme uniting these papers, explored in the panel discussion, was the recognition that contemporary naval affairs are defined by questions with historical antecedents. The notion of having, “been here before” was startling, and a clear reminder of the importance of historical investigation prior to framing naval policy.

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From left to right: Dr. Nicholas Lambert, Alan Anderson, James Smith and G. H. Bennet

The fifth panel was chaired by the Naval Academy’s own Dr. Nicholas Lambert and featured papers by G. H. Bennet, Alan Anderson and James Smith. This panel took a sweeping look at the Admiralty as a political and educational organization in the 20th century. Plymouth University’s Bennet presented on the unique subject of ship and naval station libraries, a critical component in naval education that at first glance might appear parochial, yet, like many of the papers presented, once explored in detail provided rich insight. Bennet’s research explored the organic knowledge networks that developed aboard ships as crew and officers traded and circulated books, while providing a warning evidenced by the decline of these networks during the transformation of the Royal Navy as budgets tightened in the 20th century. Alan Anderson followed up by examining the seemingly bizarre decision of the Admiralty to promulgate the Declaration of London in 1909, and the implications this would have for Britain’s blockade strategy in 1914. Anderson, who has been critical of Nicholas Lambert’s work on British blockade theory, argued that in fact the Admiralty gained significant concessions from the Declaration, notably including affirmations on the illegality of shipping “absolute contraband” in times of war, while simultaneously shoring up neutral shipping rights, essential components of the Royal Navy’s historical mission as safeguard of the seas. James Smith (of the Seapower Thinker blog) built upon these papers with his criticism of the introduction of the Ministry of Defence by the Earl Mountbatten, who was Chief of the Defence staff for six years, starting in July 1959. Smith argued that Mountbatten’s personal ambitions led him to undermine Britain’s traditional maritime focus, relegating the senior service to equality with the RAF and Army, thus stripping the Navy of its institutional power, which had been carefully built up over hundreds of years.

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The Battle of Virginia Capes, 1781

Controversy continued to abound in the two finals panels, both of which I attended out of interest. The first was focused on the Battle of Virginia Capes, 5 September 1781, and second on Japanese naval policy in the 20th century. This was a trip back in time for me, as I had previously written my Masters thesis on the culminating naval battle of the American Revolution, as well as my undergraduate thesis on the only decisive naval battle of the ironclad age, the Battle of Tsushima, 27 May 1905. The first of these panels was known colloquially as the Naval War College panel, featuring papers drawn entirely from that fine institution. Chaired by the College’s John Hattendorf, James Holmes presented the first paper, an insightful strategic analysis of Britain’s naval policy during the Revolutionary War. Holmes argued that Admiralty decision-making ultimately led to the abandonment of the American colonies in favour of protecting the more profitable imperial territories in the Caribbean and India, and seen from the perspective of grand strategy, was reflective of the concept of “antifragility” which helped to explain the Admiralty’s thinking. Holmes provided a broad framework that was then detailed by Jim McIntyre’s paper, examining the egodocuments of Hessian mercenary Johann Ewald, who witnessed the siege of Yorktown. The presentation of Stanley Carpenter flowed naturally from this point, providing a thorough analysis of the Royal Navy’s tactics at the Battle of the Capes itself, with particular attention to the Graves-Hood controversy that emerged. I was pleased to see, eight years after completing my thesis on the subject, Lord Hood receiving the criticism he rightly deserves for failing to bring battle decisively against the Comte de Grasse’s fleet when ordered so by Rear-Admiral Thomas Graves. The discussion after this panel was particularly insightful, with John Hattendorf moderating a lively debate about the vagaries of timing, strategic movements, and the many “mistakes” made, for example, by Lord Cornwallis, who should have known better than to allow his Carolina offensive to become locked up in a position from which the only possible escape was by sea.

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Dr. Alessio Patalano presenting on Japan’s Cold War submarine policy, (photo credit: Tim Choi)

The final panel I attended was presented by Andrew Blackley, covering the lessons of the Sino-Japanese War of 1894-5, in particular the Battle of the Yalu, followed by presentations from Masashi Kurarni, Japanese Maritime Self Defense Force, looking at the Japanese contribution to the Mediterranean in 1917, and finally, by Alessio Patalano, who introduced the Self Defense Force’s submarine policy during the early Cold War. Andrew Blackley argued that Japan’s naval doctrine of rapid-fire close attack proved decisive in two major naval wars, indeed, demonstrating significant flexibility when faced with technical faults or warship losses. Flexibility was further indicated by Masashi Kurarni’s paper, showcasing Japan’s significant international alliance contribution to the anti-submarine war in 1917-1918, providing insight into the under-examined U-boat campaign in the Mediterranean. In keeping with these themes, Alessio Patalano presented the final paper, kindly aware of his duty to move quickly prior to the conference’s conclusion. Patalano observed that Japan’s strategy of core-competency paid dividends when the submarine began to take on a more significant role in Japan’s defence planning. The JMSDF was able to retain capability despite political, budgetary, and strategic transformation on an unprecedented scale.

The conference concluded back at the official symposium hotel where the 2017 Knox Awards Banquet was held, during which Dr. Edward J. Marolda, Commander Paul Stillwell and Dr. Jon T. Sumida were presented with Lifetime Achievement Awards for their stellar and dedicated contributions to naval history.

In conclusion, I was struck by the inspiring collegiality of this professional, academic conference. It serves the historians well to leave their monk-like confines to engage with the free-flow of ideas that historical symposiums inculcate. Between the brilliant and inspiring papers it was a real pleasure to be included in debate that frequently involved world-class subject experts and naval practitioners. In short, this was a transformative experience I highly recommend to anyone considering attending the next Symposium in 2019.

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The Hawker Osprey

INTER WAR BRITISH AIRCRAFT

Osprey Mark IV conversion, photographed at the Aircraft Armament Experimental Establishment, Martlesham Heath. This advanced Osprey had been designed to fulfill Air Ministry Specification 26/35, naval fighter/reconnaissance.

The Hawker Osprey was the naval version of the Hawker Hart/Hind: a two seater light bomber designed by the Air Ministry for Fleet Air Arm of the Royal Navy, to complement the Hawker Nimrod, the naval version of the Hawker Hornet/Fury single seat fighter. Considered the most important RAF acquisition between 1918 and 1936, the Hart and its numerous variants defined the interwar period, becoming the Air Ministry’s single most widely produced aircraft. The Hart and Hornet had been designed to take advantage of the improvements in engine technology that had occurred ten years after the First World War, notably, the newly designed Rolls-Royce Kestrel V-12 inline of 1925.

The Fleet Air Arm (FAA) of the Royal Air Force had been formed in April 1924, effectively recreating the carrier wing of the Royal Naval Air Service, as it had existed at the time of its dissolution, six years prior, in April 1918. Under the new compromise, the Admiralty would control the FAA operationally, with the Navy and Royal Marines providing the majority of pilots, as well as all observers, gunners and wireless operators, and the Admiralty delivering its aircraft requirements to the Air Ministry.[i] In October 1924, the FAA was composed of 18 Flights, totaling 128 aircraft: Blackburn Blackburns (torpedo bomber), Avro Bisons (bomber/spotter) and Fairey Flycatchers (fighter), in addition to seaplanes.[ii] Although the wartime giant Sopwith corporation had gone under in the 1920s, the legacy of the 1 ½ Strutter ultimately lived on in the form of the Osprey.

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Wing Commander Richard Bell Davies takes off from HMS Argus in his Sopwith 1 1/2 Strutter in October 1918. The Hawker Osprey filled the same role, functioning as a general purpose, two seat, carrier scout-bomber.

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The single seat Fairey Flycatcher fighter, seen here fitted with floats at the Marine Aircraft Experimental Establishment, Felixstowe.

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The Avro Bison, a four man gunfire spotter and bomber, replaced by the Osprey in the 1930s.

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Restored Hawker Demon today.

The Hart was the fighter-bomber variant of the two seater Demon, itself a modified Hornet/Fury/Nimrod, which, for the Hart and Osprey, effectively meant exchanging the second Vickers gun in the fighter, for the bombsight and gear of the light-bomber. Indeed, the Hart had been designed to fill the role of Single-Engined Day Bomber (SEDB), Specification 12/26, for which it competed against the Avro Antelope and Fairey Fox II in 1928.[iii] This was the year that the Fleet Air Arm was due to receive new aircraft, First Sea Lord David Beatty having delayed the upgrades from the 1926-27 Naval Estimate for reasons of economy.[iv] The Hawker line would go on, in 1933, to replace the Flycatcher fighter with the Hawker Nimrod, the naval version of the twin Vickers gunned Fury single-seater. The Hawker Horsley had also been adopted for the 1928 estimate as a torpedo bomber, a role likewise considered for Hawker Harrier as per Specification 23/25 in February 1927.[v]

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The Hawker Hart prototype, showing the Osprey variants- with folding wings (top right) and floats (bottom left). The Osprey had been designed to fulfill the RAF’s 21/34 Specification for a fleet spotter and reconnaissance aircraft.

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Hawker Harts being manufactured at the Hawker facility, Kingston, (top) and by Vickers Ltd., by sub-contract.

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Late model Rolls-Royce Kestrel XVI, the 21-litre 1,295 cu V12 water-cooled inline was first developed as an Air Ministry project to replicate the single-block architecture of the  18-litre American D-12 Curtiss during 1925-6. Kestrel variants could generate between 500 (IB model) and 600 hp (V model), and as much as 750 horsepower in the supercharged Peregrine derivative. This was the direct predecessor of the legendary 27-litre 1,650 cu (1,100 hp) P.V.12 (Merlin), utilized in the Hawker Hurricane, Supermarine Spitfire and North American Mustang.

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The Hart/Osprey was equipped with a Mk. III Lewis gun and a single .303 Mk. II Vickers gun with C. C. synchronizing gear, which allowed the machine gun to be fired directly through the aircraft propeller. From The Armament of British Aircraft 1909 – 1939, by H. F. King, p. 235.

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Firing the Hart’s Vickers gun.

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The Hawker style Scarff ring for the observer’s Lewis gun.

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Part of the naval adaptations, other than folding wings and floats in the seaplane conversion, was the added Kiddle-Lux floatation bags attached to the upper plane wings.

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Line drawing of Hawker Hart by James Goulding, from Francis Mason’s Profile Publications volume 57.

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Two seater Hawker Demon with Osprey seaplane. The Demon was a two seat fighter variant of the Hart/Fury designed for the RAF. Note the seemingly interchangeable design.

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Squadron of Demon biplanes.

The Ospreys were first introduced to Flights No. 404 and 409 in November 1932, and No. 407 (seaplane) Flight had its Fairey IIIFs replaced by Ospreys for work with the cruisers of the Home Fleet. Ospreys also served in Flights 403, 406, 407, 443, 444, and 447. The Ospreys then joined Squadrons 800, 801, 802 and 803 when the FAA squadrons were re-formed in 1933.[x] Eventually the Squadrons were systematized, so that fighters (Nimrods) filled the 800s, FSR (Ospreys) the 810s and TSR (Horsleys) the 820s, each aircraft squadron colour-coded to the ship it was aboard: red for Courageous, yellow for Glorious, green for Eagle and black for Hermes.[xi] At the beginning of 1936 there were three Ospreys aboard Courageous, three aboard Furious, six on Eagle, three on Glorious, while there were another 34 seaplanes and other aircraft aboard 29 Royal Navy warships (144 aircraft in the entire FAA).[xii] Late generation Ospreys were still aboard HMS Ark Royal in 1939, when they were replaced by Blackburn Skua fighter/dive-bombers.

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Hawker Ospreys from No. 800 Squadron aboard HMS Ark Royal shortly before September 1939, from British Naval Aviation by Ray Sturtivant, p. 27

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Osprey showing folding wings.

In sum, 132 Ospreys served with the Fleet Air Arm, some ending their careers as seaplanes, having worked aboard the cruisers of the Royal Navy, others as trainer aircraft during the Second World War.

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Ospreys conducting a night sortie aboard HMS Courageous in 1935, from Hugh Popham, Into Wind, p. 112

Captain Richard Bell Davies, who returned to the Royal Navy after the formation of the RAF, was critical of the Osprey only in terms of its suitability as a seaplane: he believed a slower, more robust and specialized, aircraft was required.[xiii] Indeed, it was during the 1930s, as wartime learning began to be forgotten, and radical technological developments accelerated, that the Admiralty attempted to simplify its requirements, down to essentially two airplanes: Torpedo, Spotter, Reconnaissance (TSR), and fighter/dive-bomber, plus seaplanes, thus losing the pure naval fighter role.[xiv] Whereas technical homogeneity during the disarmament period of the decade following 1918, and Air Ministry control of production, meant that invariably the FAA was going to have to make due with imperfect aircraft, the excellence of the Hawker design meant relative success in terms of roles: single seat fighter (Fairey Flycatcher, then Hawker Nimrod), two seat bomber/spotter/reconnaissance + seaplane (Hawker Osprey), torpedo bomber (Horsley): in effect, Hawker aircraft had become the entire RAF, and indeed most of the FAA, so far as single engine aircraft was concerned. In this regard Sydney Camm had come close to achieving the dream of efficiency sought by defence planners ever since, that is, the production of a single aircraft that, with slight modification, could fulfill every role.

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Hawker Osprey seaplane aboard cruiser HMS Enterprise off Palestine in 1936.

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Osprey Mk3 launching from HMS Sussex.

Ultimately, the Hart and Osprey, designed ten years after the First World War, were representative of the last decade of inter-service cooperation before the defence upheavals of the 1930s. Although in 1928 the Fleet Air Arm was still controlled by the RAF, responsibly was shared with the Royal Navy through the arrangement that became known as dual control.[xv] This system was maintained, although its existence in terms of utility for the Navy was doomed in so far as the FAA officers, holding RAF rank, were unlikely to advance beyond flight lieutenants: this was at least partly why the Squadrons were formed in 1933, to provide billets for 16 Squadron rank officers.[xvi] The history of the FAA has perhaps never been more controversial than it was during the third decade of the 20th century. Despite the administrative conflict, the second decade had left the FAA in good condition, concluding with the development of the Hawker Hart and Osprey, thus beginning the 1930s on a hopeful note.

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Hawker Osprey Mark I flying above HMS Eagle,

Ospreys had been hunted to extinction in Britain by 1916, however, Scandinavian Ospreys recolonized Scotland starting in 1954. A joint English Nature and Scottish Natural Heritage project successfully reintroduced the Osprey to the England Midlands, at the beginning of the 21st century, starting at Rutland was reintroduced to England in 2001.

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Rutland Osprey #30 (female), seen here in 2015; ZeroF the descendant of Osprey #09 (male), below.

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[i] Bill Finnis, The History of the Fleet Air Arm: From Kites to Carriers (Longden Road, Shrewsbury: Airlife Publishing Ltd., 2000)., p. 26

[ii] Reginald Longstaff, The Fleet Air Arm: A Pictorial History (London: Robert Hale Ltd., 1981)., p. 93

[iii] H. F. King, Armament of British Aircraft, 1909-1939 (London: Putnam & Company Limited, 1971)., p. 235

[iv] Stephen Roskill, Admiral of the Fleet Earl Beatty: The Last Naval Hero (New York: Antheneum, 1981)., p. 355

[v] King, Armament of British Aircraft, 1909-1939., p. 229, 232

[vi] Francis Mason, The Hawker Hart, Profile Publications 57 (London: Profile Publications Ltd., n.d.)., p. 3

[vii] Ibid., p. 4

[viii] Kev Darling, Fleet Air Arm Carrier War: The History of British Naval Aviation (Barnsley, South Yorkshire: Pen & Sword Aviation, 2009)., p. 329 – 30; King, Armament of British Aircraft, 1909-1939., p. 237

[ix] Darling, Fleet Air Arm Carrier War: The History of British Naval Aviation., p. 334

[x] Longstaff, The Fleet Air Arm: A Pictorial History., p. 100

[xi] Ibid., p. 101

[xii] Ibid., p. 102

[xiii] Richard Bell Davies, Sailor in the Air: The Memoirs of the World’s First Carrier Pilot (Barnsley, South Yorkshire: Seaforth Publishing, 2008)., p. 224

[xiv] Geoffrey Till, Air Power and the Royal Navy, 1914-1945, A Historical Survey (London: Jane’s Publishing Company, 1979)., p. 103; Hugh Popham, Into Wind (Pitman Press, Bath: Hamish Hamilton Ltd., 1969)., p. 110

[xv] Bryan Ranft, ed., The Beatty Papers: Volume II, 1916-1927, vol. 2, 2 vols., Navy Records Society 132 (Brookfield, Vermont: Ashgate Publishing Company, 1993)., p. 228

[xvi] Eric Grove, The Royal Navy since 1815 (New York: Palgrave Macmillan, 2005)., p. 174

 

Captain Charles Middleton and the Seven Years’ War

Admiral Sir Charles Middleton, the Seven Years’ War, and Naval Administration

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HMS Barham presentation badge in 1914.

The Royal Navy career of Charles Middleton spanned three wars, from the Seven Years’ War, to the American Revolution, through the French Revolutionary and Napoleonic Wars. During the first of these, Captain Middleton was engaged in trade protection and anti-privateering duty in the Leeward Islands. The future Comptroller of the Navy, then a lowly frigate commander, sailing in the 28 gun HMS Emerald, spent four years countering French commerce privateers. Middleton was considered somewhat of a disciplinarian and social climber, but also a promising administrator in a far-flung but crucial colonial posting in the Caribbean during the Seven Years’ War. Middleton’s early career has been described as a typical RN officer’s career.[i]

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The Right Honourable Sir Charles Middleton, 1st Baron Barham, Admiral of the Red, engraving by Marie Anne Bourlier, 12 October 1809, from a drawing by John Downman.

This post examines Admiral Charles Middleton’s career and achievements during the early phase, primarily concerning Captain Middleton’s role as a frigate commander during the Seven Years’ War, leading up to his appointment as Comptroller of the Navy in August 1778.

After the Seven Years’ War, Middleton seemed to have fulfilled his duty, and was prepared to retire.[ii] Fate, as it would have it, ensured that Middleton would yet return to the centres of power and play an unexpected, but decisive, role in the Royal Navy’s history. After his service in the Caribbean as a frigate commander and station administrator, Middleton went on to become a reformer and modernizer during the American Revolution, as Comptroller of the Navy. Rear-Admiral Middleton, raised to the peerage as Lord Barham, returned to power as Senior Naval Lord and eventually First Lord of the Admiralty at the time of Trafalgar in 1805.

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London in 1751 by Thomas Bowles 

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Career of Charles Middleton until 1778

The Navy

Charles Middleton was born at Leith, Edinburgh, on 14 October 1726, the second son of Robert Middleton and Helen Dundas. Helen was the great-granddaughter of Robert Dundas, Lord Arniston, while Robert, the father, was a descendant of Alexander Middleton, the brother of John, the Earl Middleton, and made his living as a customs official in Bo’ness, West Lothian, Scotland. Charles Middleton joined the Navy at a young age, credited with service aboard the merchantman Loyal June (1738-41), starting when he was eleven- although this could have been a paper assignment only, as was often the case with young officers. Middleton joined his first warship, prophetically, HMS Sandwich (90), in April 1741 at the age of 14, and shortly afterward he followed its Captain, Mead, to the Duke (90), then joined the 20 gun frigate Flamborough under Captain Joseph Hamar on 21 November 1741, for service in North America and the West Indies.

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Cape Corso fortress, Gold Coast, as it appeared in 1745, not long before Lt. Charles Middleton, while serving aboard HMS Chesterfield, was stranded there by mutineers in October 1748,

Just shy of four years of apprenticeship as a captain’s servant, midshipman and master’s mate aboard HMS Flamborough, and only ten days before his 19th birthday, Middleton passed his Lieutenant’s examination on 4 October 1745, and, the following month, was appointed to the 5th rate HMS Chesterfield (40), patrolling the channel and the coast of Sierra Leone.[iii] Middleton, 22 years old, was there in 1748, when on 15 October, at the notorious slave trading site, the Cape Corso fortress in Ghana, Middleton, along with the Chesterfield’s Captain (O’Brien Dudley), Master, 2nd Lieutenant, purser, surgeon, and 11 other men, were stranded by a mutiny amongst the ship’s crew and remaining officers. The mutineers were led by a buccaneering carpenter’s mate named John Place, with help from the supposedly drunken 1st Lieutenant, Samuel Couchman (neither of whom survived the conclusion of the court martial that was to follow). The loyal boatswain retook the ship and arrested the mutineers. The boatswain was able to bring the Chesterfield to English Harbour, in Antiqua, where it was reunited with the stranded officers on 7 March 1749.[iv] Middleton and company aboard, now under Captain James Campbell, Chesterfield returned to England, and arrived at Spithead on 14 June 1749.

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US President Barack Obama visits the former slave trading outpost at Cape Corso castle, Ghana, 11 July 2009, the site where Lt. Middleton first experienced the disreputable connection between Royal Navy seapower and the slave trade.

Middleton was put on half-pay and sent ashore the following month.[v] There he remained until transferred to a dockside assignment aboard HMS Culloden (74), in June 1752. Back on half-pay in November, he was subsequently transferred to what would become a familiar ship, HMS Anson (Captain Charles Holmes), a 4th rate, 60 gun ship of the line built in 1747; In January 1753, Middleton, 26 years old, was thus acting in the capacity of second lieutenant aboard a large ship of the line. Anson’s first lieutenant at this time was one Richard Kempenfelt, later Rear-Admiral Kempenfelt.[vi]

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Aboard HMS Anson, the first lieutenant in 1755 was Richard Kempenfelt, later Rear-Admiral Kempenfelt as painted by Tilly Kettle in 1782, prior to his drowning aboard HMS Royal George on 29 August of that year, tragically, at least partly the result of the Middleton – Sandwich coppering method which produced electrolytic degradation on warship rivets. Middleton and Kempenfelt exchanged letters on the subject of signalling during 1779 – 1782.

Middleton was briefly transferred to the Monarch (74), but was then back again aboard Anson in July 1754. Middleton succeeded Kempenfelt as 1st Lieutenant aboard Anson in January 1755. In March of that year Lt. Middleton was to be found recruiting sailors in the Bristol Channel, while aboard Princess Augusta.[vii] With Britain’s relations with France deteriorating, Middleton, aboard Anson (Captain Robert Man), was dispatched as part of Vice-Admiral Edward Boscawen’s fleet of 11 of the line to blockade the St. Lawrence, although, it being the spring of 1755, war had not yet been declared.[viii] Boscawen intercepted a detached French squadron of three and captured two 64 gun ships, Alcide and Lys, but missed a third, Dauphin Royal in fog off the Newfoundland Banks, June 8 – 9.[ix]

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Vice-Admiral Edward Boscawen, who commanded the English squadron in which 28 year old Lt. Middleton served as first Lieutenant aboard HMS Anson (60), at the outbreak of the Seven Years War. Joshua Reynolds, 1824.

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Admiral Boscawen’s action against Admiral de le Motte’s separated squadron 8 June 1755. In the foreground, Captain Andrews aboard the Defiance (60), engages Lys (64) while Captain Richard Howe, commanding the Dunkirk (60) attacks Captain de Hocquart’s Alcide (64) in the distance. This is an artistic compression: Defiance, along with Fougueux, were sent to chase Lys which was actaully captured the next day. Lt. Charles Middleton, the XO, under the command of Captain Robert Man, was aboard Anson (60), one of Boscawen’s eleven warships.

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HMS Defiance of 60 guns, 5th rate when built in 1744.

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Admiral Lord Richard Howe, then Captain HMS Dunkirk, who fought together with Lt. Middleton as part of Boscawen’s fleet. Depicted here as C-in-C Channel Fleet, print made by James Whittle and Richard Holmes, 1794

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Royal Navy warships, as of June 1755, showing first Lt. Middleton’s appointment in red. From Jonathan Dull’s The French Navy and the Seven Years’ War.

Anson cruised off Louisbourg and Halifax, then returned to England in October 1755, and was eventually stationed in Portsmouth in March of 1756. Anson, along with Bristol (50) and Harwich (50) were now dispatched to the West Indies as part of the outbound convoy with 17 merchant ships, departing England on 27 April and arriving at St. John’s Road, Antigua on 12 June 1756. That same month, Minorca fell as a result of Admiral Byng’s failed relief attempt resulting from the battle of Port Mahon, 20 May 1756.

Commander RN, & The Seven Years’ War

During 1755-6, relations soured between England’s North American colonists and the French settlers in Canada and their Native American allies. A struggle for control of the Ohio River valley soon revealed the tenuous nature of the status quo peace. The Treaty of Aix-la-Chapelle, which had ended the War of Austrian Succession in 1748, was tested on a number of occasions, such as in 1755 when General Braddock’s force was ambushed. In India, Lieutenant-Colonel Robert Clive and the British East India Company continued their swashbuckling campaign of conquest, capturing Calcutta in January 1757, and winning the decisive battle at Plassey on 23 June 1757, further antagonizing French interests. War in Europe was renewed when Prussia invaded Saxony in 1756, prompting Austria to declare war on Frederick II in 1757. Britain declared war against France on 18 May of that year, pushing Prussia into coalition with Britain, for the Austrians, who counted amongst their allies Russia and Sweden, were also allied with Louis XV’s France.[x]

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The World colonial situation prior to the Treaty of Paris, 1763 <http://www.lib.utexas.edu/maps/&gt;

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European political situation 1740 – 1757, maps.

Considering that the British monarchy originated from the electorate of Hannover, England joined Prussia and Portugal against the powerful coalition of France, Austria, Russia, Sweden, Poland, and after 1762, Spain. The war began with a series of British reversals, notably at Minorca, where Admiral Byng was unable to win the victory at Port Mahon, 20 May 1756, to the great detriment of his personal fortunes. France’s Louisbourg citadel, in present day Nova Scotia, however, was captured in July 1758. These tremendous events were followed by the capture of Quebec itself, after the victory at the Plains of Abraham on 13 September 1759. These military victories were accompanied by suitable naval victories, at Lagos, 18 – 19 August (Boscawen), and Quiberon Bay, 20 November (Hawke), during the victorious Annus Mirabilis.

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French siege and capture of Fort St. Philip, Minorca, 29 July 1756. Admiral Byng’s defeat, on 20 May 1756, shortly after the outbreak of war, enabled the Marquis de la Galissonniere’s fleet to support the siege of the Mediterranean fortress.

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Global conflict: The Seven Years’ War.

Frederick the Great won his major maneuver victories against overwhelming enemy coalition forces at Rossbach and Leuthen in November and December 1757, followed by the victory against Russia at Zorndorf in August 1758, dealing a serious repulse to the initial Grand Alliance war effort. As a result, Britain’s funding of the Prussian effort increased between 1757 and 1758 by nearly a factor of ten, to 1,860,000 pounds sterling. Frederick’s reversals against the Russians in 1759 at Kunersdorf led to Berlin’s capture, but Frederick maintained his defence against France and Austria, defeating the Austrians at Liegnitz in August, and again at Torgau in November, 1760. Britain, for its part, eventually abandoned the alliance, seeking a separate peace in 1762 to consolidate its colonial gains, a move that Frederick would not forget when Britain came looking for European allies during the American Revolutionary War.

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First Lord of the Admiralty, Admiral of the Fleet, Lord George Anson as painted prior to 1748 by Thomas Hudson. The architect of Britain’s naval strategy during the Seven Years’ War, Anson was First Lord from 1751-56 and 1757-62.

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Cartoon celebrating Captain Howe and Vice-Admiral Boscawen’s victories over the French in Canada, including the capture of Louisbourg in the summer of 1758.

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Admiral of the Fleet Sir Edward Hawke, painted by Francis Cotes in 1768.

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Admiral Sir Edward Hawke’s victory at Quiberon Bay, 20 November 1759, painted by Nicholas Pocock. This decisive battle by the Channel squadron prevented the planned invasion of England and Ireland, thus freeing Royal Navy forces for deployment to other theatres, including the Caribbean.

With the major struggle taking place in Canada and Europe, the Caribbean was at first a sideshow. The Royal Navy’s defence of its Caribbean trade had been arranged as a layered blockade and interdiction operation: the two station commanders, based at Jamaica and Antigua, were provided with small squadrons of 50 or 60 gun ships for blockading the enemy’s naval bases at St. Domingo (Spain) and Martinique (France). Heavy RN frigates of 30 to 40 guns sailed windward of Antigua and Barbados, seeking privateers. Lastly, 20 gun frigates and all lesser sloops, brigs and corvettes covered the inter-island communications, primarily around the Leeward Islands.[xi]

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The Leeward Islands from NASA Terra satellite.

In 1756 the Jamaican station was under the command of Rear-Admiral George Townshend with three of the line and four frigates. The Leeward Island station was commanded by Rear-Admiral Frankland, with an additional three of the line and four or five frigates.[xii] When the Elder Pitt took power during his brief 1756-7 term under the Duke of Devonshire, he re-shuffled the Admiralty, using Boscawen to offset Anson, who at that time was the First Lord of the Admiralty, and doubled the size of the Caribbean fleets while appointing new commanders: Rear-Admiral Thomas Cotes, now with seven of the line and ten or so frigates, to Jamaica; and Commodore John Moore was ordered to the Leeward Islands with three of the line, two 50s, three 40s and five frigates.

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Political situation in the Caribbean, 1756, from Sir Julian Corbett’s The Seven Years War. The islands of St. Lucia, Grenada and Dominica were at this time declared as neutrals under the treaty of Aix-la-Chapelle, although nominally under French control. The major French naval bases were at Guadeloupe and Martinique.

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British Caribbean commands in June 1756, Lt. Middleton’s position in red.

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Control of territory in Caribbean during 1756.

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English Harbour, Antigua today.

It was with Commodore Moore, that Middleton, still aboard the Anson, was ordered to Antigua. Middleton, now thirty years old, continued aboard Anson until 26 February 1757 when he was promoted Commander, appointed to the sloop Speaker (12), to cruise in the Leeward Islands. There is some confusion regarding his command at this point, as he was simultaneously listed as commander of the Blandford, as acting captain (26 February to 28 March), while also having commanded of the sloop Saltash, briefly.[xiii]

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Model of a 200 ton burden, 14 gun sloop, circa the 1740 pattern, similar to HMS Barbados commanded by Captain Middleton in 1758

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Model of a 12 gun sloop on the 1752 pattern, ketch-rigged (note the mizzen mast and absence of a fore mast)

It is clear from the sources, however, that Commander Middleton’s position would involve dockyard work, and appreciating the administrative aspects of running a trade defence operation. In the event, Middleton was promoted Captain in July 1758, and took command of the newly constructed Barbados (12). Middleton’s role during this time was a small but critical part of the Admiralty’s vast world system: based at English Harbour, Antigua, Captain Middleton was left in charge of anti-privateering operations while Commodore Moore conducted amphibious landings against Martinique and Guadeloupe.

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Plan of English Harbour, Antigua, 1782: base of operations for the Leeward Island station in 1758.

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English Harbour in 1800, by Nicholas Pocock

Middleton, a natural administrator, thus oversaw trade as it massed at Antigua in preparation for its biannual convoy across the Atlantic. These large convoys, sailing at the beginning of June and July, of which the first, in June 1757, totalled 170 ships, were valued at least £2,000,000, and although fairly secure from interception, were generally uninsured. Individual merchant ships, however, not to mention the inter-island and coastal trade, indeed, were potential prey for French privateers sortieing from Guadeloupe and Martinique or crossing the Atlantic from the windward: over 1,400 trade ships were captured by French privateers in the West Indies over the course of the war.[xiv]

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Order of battle for Leeward Islands and Jamaican stations, June 1757. Notice the significant increase in ships of the line attached to these two stations at this point. Middleton had been made Commander and appointed to the sloop HMS Speaker in February, a ship too small to be counted amongst the heavier warships, and thus does not appear on this list.

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John Frazer’s painting of a frigate with full sail.

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“Sloop” signed W. Van der velde, with English colours flying.<>

Captain Middleton thus found himself in a similar position to Captain Horatio Nelson, who, 27 years later, would likewise be appointed to Antigua and the Leeward Islands as a frigate commander.[xv] While captain of Barbados, in October 1758, Middleton wrote to a merchant representing the local chamber of commerce at St. Christopher’s (St. Kitt’s), regarding a proposed scheme for the defence of the islands. The plan involved two warships of 40 guns, two of 20 guns, and eight brigs of 16 guns, supported by two sloops of 10 guns each.[xvi] According to Middleton’s recommendations, these warships would be split between Barbados and Antigua, with two frigates stationed at each, and three brigs at the former, five brigs plus two sloops at the latter.

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Nelson boards a captured ship, showing Nelson leaving HMS Lowestoft (32) to board a captured American privateer, 20 November 1777, by Richard Westall, 1806.

Captain Middleton’s detailed summary of the defence scheme identified what he believed to be the optimum arrangement for trade defence, observing that the area around Barbados could be relatively easily protected, although “…Antigua, St. Christopher’s, Nevis, Montserrat, Jamaica, &c.,” were more difficult to protect considering the numerous sailing routes between the islands.[xvii] In December 1759, writing from his new command, Arundel, Middleton believed the entire station could be covered by two ship of the line, four frigates, three brigs and two sloops, with reserves to relieve these forces as needed.[xviii]

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Leeward Islands and Jamaican commands, 1758, showing only four heavy warships on station at Commodore Moore’s station.

Middleton was keen to use the heavier frigates to cover the routes to and from Martinique, Marie-Galante and Guadeloupe, so as to interrupt French prize captures there. Middleton was executing a portion of Commodore Moore’s scheme, which, based on his predecessor, Rear-Admiral Frankland, involved the main squadron covering Martinique and the passage to Fort Royal and St. Pierre, capital of the French Lesser Antilles, while the various cruisers and frigates covered the islands and searched for privateers, of which, 25 were taken in the first ten months of Moore’s command, at least one of those by Middleton in the Barbados.[xix]

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Leeward Islands and Jamaican commands, June 1759. Note the dramatic expansion in force, from four to 9 ships of the line, with three 60 and three 50 gun cruisers, made possible by the transfer of ships from the Louisbourg operation.

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Rear-Admiral of the Blue, Sir John Moore, who, as Commodore, C-in-C Leeward Islands, oversaw the attack on Guadeloupe in January 1759.

Commodore Moore’s command had now been built up to ten ship of the line and 6,000 troops (under General Hopson) with which he might begin to capture the French island bases and thus solve the privateer problem at source.[xx] An attempt to storm Martinique on 16 January 1759 had been repulsed when it was discovered that the island’s defences were too strong.[xxi] Instead, the combined force mobilized against Guadeloupe, generating a siege that lasted until 1 May. The surrender of the island was accepted by Brigadier John Barrington, who had taken command following General Hopson’s death on 27 February.[xxii] The result of this series of events, which cost the French empire 80,000 hogsheads per anum in Guadeloupe sugar, prompted the dispatch of the Toulon squadron to the West Indies. French Admiral La Clue Sabran’s squadron, however, was intercepted as it left the Mediterranean by Admiral Boscawen (now C-in-C Mediterranean), with the result that five of the French ships were lost (of which, three were captured) at the Battle of Lagos, 18 – 19 August, 1759.[xxiii]

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Battle of Lagos, of the coast of Portugal

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ESA Envisat image of Guadeloupe, Dominica, and Martinique

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View of Guadeloupe, William Wyllie, 1893

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Invasion of Guadeloupe, January & February 1759, carried out by Commodore Moore

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Guadeloupe captured, Peter Benezech’s engraving after Archibald Campbell’s view of Fort Royale, c. 1768

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Detail of the assault on Basseterre, Guadeloupe. The siege lasted until the end of May 1759, the French relief fleet arriving too late to prevent the capitulation of the island.

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Medal commemorating Commodore Moore’s capture of Guadeloupe, May 1759.

Middleton soon made Post-Captain, and in March 1759, while the Guadeloupe operation was under way, he was appointed commander of the 1746 vintage 6th rate frigate, HMS Arundel (24). Middleton, while cruising aboard the Arundel in November 1759, captured the slave transport Swift with more than 100 slaves on board. James Ramsay, Middleton’s assistant surgeon, and Middleton himself, were both appalled by the conditions onboard, confirming Middleton’s faith in abolition as the only just solution to the African slave trade. By December 1759, Captain Middleton had taken another four prizes, two merchants and two privateers, however, Arundel was in poor shape, with a damaged foremast, so Middleton returned to harbour.[xxiv] As Middleton built up the local flotillas, Commodore Moore was critiqued by the Barbados merchant committee for not bothering to intercept the French squadron sent to relieve Guadeloupe during the siege of spring 1759, with the result that “175 or 180 sail” had subsequently been captured and taken to Martinique, to be sold off at Fort Royal or St. Pierre, by the French.[xxv]

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British (1, 5) and French (2, 3, 4) frigates, sloops and corvettes designed and built in the 1740s.

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A heavy frigate, 5th rate

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Captain Nelson’s HMS Boreas (28), built in 1774, with French frigate, by Nicholas Pocock.

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A model of a 24 gun frigate built in 1741, similar to HMS Arundel, of 1746, the ship in which Captain Middleton made Post-Captain, in 1759. Note the hull ports close to the water line- for oars.

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Plan of a 12 gun “Bermudan” pattern brig, the basic Caribbean corvette designed to out-weigh the French schooners and sloops. c. 1762.

Middleton continued to busy himself with flotilla outfitting and defence arrangements, repeatedly emphasizing the need for more “Bermudian” type brigs of 12 guns (such as HMS Speaker, Antigua, and Barbados) which, due to their armament and sailing qualities, he believed especially suited for the Leeward Islands. These heavy brigs were superior to the French sloops and schooners, the English brigs having captured 30 prizes on station by 1759.[xxvi] Middleton built off his predecessor’s layered defence scheme: as was the practice, convoys would handle the major cross-Atlantic trade, while local inter-island routes were best handled by brigs, or convoyed with frigates when available. Middleton argued for a flying detachment of two powerful frigates, or cruisers, stationed off Barbados, for actively hunting enemy privateers. Another group of frigates and sloops would provide a distant blockade of Martinique, thus surrounding the island’s traffic, a critical consideration with the Dutch trade at St. Eustatius effectively circumventing the blockade, if not intercepted.[xxvii]

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In June 1760 there were three 70 gun ships of the line and five 64 gun cruisers on station, with reinforcements en route.

The coronation of George III in 1761 provided an opportunity for a change in strategy, with the Caribbean stations increasing in importance. William Pitt the Elder, who had directed British strategy as Secretary of State for the Southern Department while acting as Leader of the House, under the Duke of Newcastle (between June 1757 – 1761), was now displaced by the Earl of Bute, and resigned in October of that year. In July 1760, Middleton, replacing the gout-stricken Captain Cornwall, was given HMS Emerald (28), a prize taken in 1757, and it was in this ship that he secured his most profitable naval captures.[xxviii]

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View of St. Pierre, Martinique, August 1796, by Cooper Willyams

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Bay of St. Pierre, today.

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June 1760

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June 1761

Leeward Islands and Jamaican commands, June 1760 & 1761. By June 1761, the Leeward Islands station, where Captain Middleton was located, had four ships of the line, and eight heavy 64 & 50 gun cruisers, plus numerous lesser frigates and flotilla craft. Middleton returned to England in October 1761, at the same time, Admiral Rodney was despatched from England to orchestrate the capture of the French leewards.

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Admiral George Rodney, after 1754. In 1761 he became the C-in-C Leeward Islands, and oversaw the capture of Martinique, St Lucia, Grenada and St Vincent.

As Middleton’s tour of duty at the Leeward Islands was coming to an end, Rear-Admiral George Rodney had been sent, in October 1761, to accelerate the campaign of seizure and capture of the French islands.[xxix] In January 1762, the year Britain declared war on Spain in response to the Spanish alliance with France, Rear-Admiral Rodney took 16,000 soldiers under Major-General Robert Monckton to Martinique, and captured the island by coup de main.[xxx] Rodney next dispatched Captain Augustus John Hervey in the Dragon (3rd rate) to St. Lucia, which Hervey proceeded to capture on 25 February 1762.

With Spain in the war, the next target was Havana. Rear-Admiral Sir George Pocock, and Lieutenant-General George Keppel, were dispatched from England with a fleet and 15,000 troops to break Spain’s Cuban fortress. Lord Anson, who had administered the Navy during much of the war, died in June 1762 and thus was unable to witness the successful capture of Havana in August of that year.

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http://collections.rmg.co.uk/collections/objects/13315.html

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60 gun two deck ship of the line / cruiser, compared to a 24 gun frigate, at Gravesend, c. 1753-9, by Charles Brooking

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The 66 gun heavy cruiser HMS Buckingham engaging French warships on 3 November 1758.

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Caribbean fleets in June 1762, showing Havana invasion force.

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Commodore Augustus Hervey, 3rd Earl of Bristol, c. 1767 by Thomas Gainsborough. Commodore Hervey captured St. Lucia as part of Rodney’s 1762 offensive.

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Surrender of St. Lucia, February 25 1762, by Dominc Serres, 1772

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Spain joins the coalition against Britain and Prussia. In 1762, Martinique, St. Lucia and Havana fall to the British.

The Capture of Havana:

Admiral Pocock’s fleet and amphibious task force arrived from England, and landed on 7 June 1762 to besiege Havana.

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Rear-Admiral Sir George Pocock, who commanded the naval force at the Havana operation, painted by Thomas Hudson, c. 1761

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Commodore Augustus Keppel, Lt. General George Keppel’s brother, and the second-in-command at Havana. Painted by Joshua Reynolds in 1749

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Lt. General George Keppel, the Earl of Albremarle, who commanded the land forces at the Havana operation

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The landing on 7 June 1762 of Lord Albermarle’s force against the Morro Castle fortress at Havana. Painting by Dominic Serres.

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Capture of Havana, August 1762. This was the largest maritime operation of the war, requiring over 15,000 troops.

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The fleet enters Havana on 21 August 1762, by Dominic Serres. Notice the distinct blue and red colours indicating squadrons and commands.

Middleton, meanwhile, had returned to England. Emerald was paid off in October 1761, to be broken up, its namesake uprated to a new 5th rate completed in 1762.[xxxi] Middleton had captured 16 prizes while captaining HMS Emerald, five of which were enemy privateers. During his four years in the Caribbean, Middleton had demonstrated an aptitude for trade defence, blockade, ship construction and fitting, discipline, and naval administration.

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Full scale replica of the French 32 gun frigateFrench 32 gun frigate, Hermione, a ship similar to the 5th rate HMS Adventure (32), built in 1741 that was captained by Middleton in 1762. Seen here in June 2015 with USS Mitscher, an Arleigh Burke class DDG (guided missile destroyer).

As it turned out, in March of 1762, Middleton was appointed Captain of HMS Adventure (32 – a different ship from the Adventure which became Captain James Cook’s second alongside Resolution in 1771), a fifth rate which had been recut from a fourth rate in 1758. Captain Middleton was sent to patrol along the Channel and Normandy coast.

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Map showing British strategy and territories secured during the Seven Years’ War, from Paul Kennedy’s Rise and Fall of British Naval Mastery.

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Map showing major colonial empires after the Treaty of Paris.<http://www.worldmapsonline.com/images/Cram/History/colonialempires1763.jpg&gt;

The Treaty of Paris, which ended the Seven Years’ War, was signed on 10 February 1763, and as part of the negotiations, Guadeloupe, St. Lucia and Martinique, the former captured in 1759 and the latter two in 1762 respectively, were returned to France; Canada, however, was ceded to Great Britain. Havana and Manila, both taken from Spain, were likewise returned, in exchange for Florida and Minorca.[xxxii]

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Deptford dockyard, 1763 by John Cleveley the Elder

Middleton went on half-pay until March 1762. In December 1761, at the age of 35, Charles Middleton married Margaret Gambier, a skilled painter and later an advocate for the abolition of slavery. Margaret was the daughter of Captain James Gambier, to whom Middleton was familiar through the connection of Captain Mead, whose sister, Mary, was Margaret’s mother. Middleton had first served with Mead during their time aboard the Sandwich, twenty years prior. Margaret gave birth to their only child, a daughter, Diana, on 18 September 1762.

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Family of Margaret Gambier, who became Mrs. Middleton in December 1761.

Middleton, for his part, retired from the service, declining a sea-going appointment on 2 April 1763, to retreat to the hospitality of his wife, then living with her friend Elizabeth Bouverie, at Teston, in Kent.[xxxiii] Margaret and Elizabeth were joined there after 1777 by Captain Middleton’s former assistant surgeon from the Arundel, now a staunch abolitionist and priest, James Ramsay, who became a close friend of Mrs. Middleton and her circle, as well as private secretary to Charles, drafting many of his letters.[xxxiv] It was the wealthy Elizabeth Bouverie, proprietor of Barham Court, who, upon her death in 1798, left to Charles Middleton the entire Teston estate, the source of his title as Lord Barham.

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Recent photographs of Barham Court, Teston, Kent.

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The Mall at St. James Park, by Thomas Gainsborough, 1782. https://en.wikipedia.org/wiki/Thomas_Gainsborough#

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View of the Temple of Comus in Vauxhall Gardens by Canaletto circa 1750s, engraved by Johann Muller

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Warships fitting out at Portsmouth, 1770, by Dominic Serres. 

            Comptroller & the American Revolution

Middleton remained in these pleasant surroundings for twelve years, until, with the American Revolution underway, he joined HMS Ardent (64) in May 1775. Much as his efforts during the Caribbean operations had focused Middleton on administrative duties, he soon found himself running Chatham dockyard as Commodore Mackenzie’s assistant, and by December 1775, was in communication with Lord Sandwich regarding ship fittings, among other dockyard matters.[xxxv] Middleton was writing his own standing orders by this point, his orders for Ardent focusing on proper logistics, discipline, gunnery, and duties.[xxxvi] On 7 November 1776, Middleton was made Captain of HMS Prince George (90), a new but decommissioned second rate built in 1772.

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Prince George, 1772, 90 guns.

Middleton was working this ship up for more than a year- one imagines Middleton regularly visiting the dockyard during 1777- until February 1778 when he was transferred to the 4th rate Jupiter (50), then under construction. Middleton was back on half-pay on 22 July 1778, then, the next month, following the death of Comptroller Captain Maurice Suckling, Middleton was appointed Comptroller of the Navy by his friend, the First Lord of the Admiralty, John Montagu, the 4th Earl of Sandwich.[xxxvii] Middleton would be in this position for twelve years, until he resigned in 1790.

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Jupiter, 1778, 50 guns, 4th rate, plans by John Williams, Navy Surveyor

NPG D4160; John Montagu, 4th Earl of Sandwich by Valentine Green, after  Johan Joseph Zoffany

John Montagu, the 4th Earl of Sandwich in 1774, by Valentine Green, after Johan Joseph Zoffany.

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View of Leicester Square by Thomas Bowles, circa 1753

The Earl Sandwich was one amongst a powerful circle of Middleton’s friends, including Middleton’s cousin, Henry Dundas, the Lord Melville, then the Lord Advocate of Scotland, and George Germain, Secretary of State for America, who, together with Lord North, would fail to contain the American Revolution in years to come. Middleton kept up a regular correspondence with Admiral Hood and Captains Young and Kempenfelt, who provided the Comptroller with intelligence and a brain-trust to work out signalling tactics or new construction ideas. Middleton’s marriage into the Gambier family further increased the reach of his network, as his brother-in-law was Vice-Admiral James Gambier, C-in-C North America. Lady Middleton herself, highly respected by British society, was friends with Samuel Johnson and James Boswell, amongst other men and women of letters.[xxxviii]

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Admiral Samuel Hood’s victory at St. Kitts, 25 January 1782. Hood kept Middleton informed about developments in the Caribbean via a detailed letter correspondence.

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Admiral Sir Samuel Hood, with whom Middleton kept a regular correspondence during the American Revolutionary War.

The devout and ascendant Middleton, soon Lord Commissioner, then First Lord of the Admiralty, and Baronet Barham after 23 October 1781, was occasionally at odds with his benefactor, Sandwich. As Comptroller, Middleton was responsible for the statistical control of Navy’s dockyards, warships and naval supply, as this information was collected by the Admiralty’s various accountants. Middleton mastered the naval supply accounts and advanced his schemes for improvement, such as roofing all of the dockyards- a difficult task not completed until the following century.[xxxix] Minorca was retaken on his watch on 4 February 1782.[xl] Wartime policy occasionally led to cut corners, however, as demonstrated by Sandwich’s efforts to provide copper sheathing to all the warships of the fleet. It was Middleton’s budget method that produced the electrolytic action that pre-naturally aged the fleet’s warships, which resulted in several significant defects (contributing to the losses of HMS Terrible and Royal George).[xli] The fleet was eventually re-coppered at considerable expense, with specially coated copper nails, effectively the French method of copper construction.[xlii]

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Admiral Rodney’s victory at the Saints, off Dominica, 12 April 1782. George Rodney’s spectacular defeat of the Comte de Grasse was too late to reverse the outcome of the American Revolution, although it evened the naval scales.

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Barham as Comptroller of the Navy in 1788.

As a result of his incessant centralizing drive for reform, Middleton’s later career was not without its antagonists: the Viscount Howe, Admiralty First Lord from 1783 until 1788- who Middleton had worked with under Boscawen in 1755- had opposed Middleton’s reforms. Middleton and Sandwich eventually fell out as well, nevertheless, the Middleton – Sandwich administration, despite its travails and failures, would be remembered as one of those dynamic Admiralty leadership combinations that so infrequently graced the office of state, comparable perhaps only to Sir John Fisher and Winston Churchill in 1914, or Francis Drake and Admiral Sir John Hawkins in 1588.[xliii]

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Portrait of the Earl Richard Howe, commemorating his victory at the Glorious First of June, 1794.

Middleton was elected MP (Tory) for Rochester in 1784 – 1790, and made Rear-Admiral of the Red on 24 September 1787. Together with his old friend James Ramsay, and Lady Middleton’s associate William Wilberforce MP, Middleton advocated for the abolition of slavery and the slave trade, of which he had seen the worst of during his naval career. Middleton, during this time, defeated his erstwhile opponent Lord Howe, who was superseded by the brother Pitt, John, the Earl of Chatham, on 16 July 1788. Middleton was long frustrated in his efforts to get himself onto the Admiralty Board, however, and he resigned in March 1790. Margaret, Lady Middleton, died two years later, on 10 October 1792, and Charles was left with Diana and her husband Gerard. Middleton was made Vice-Admiral in February 1793, then, his wish was granted in 1794, and he joined the Admiralty as First Naval Lord, aside Lord Spencer, until November 1795. He made full Admiral of the Blue in 1795.[xliv] Middleton was out of the loop, however, as the Admiralty was under the control of another of Middleton’s antagonists, Admiral Sir John Jervis (presently, after his victory in February 1797, the Earl St. Vincent), First Lord of the Admiralty in 1801.

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Portrait of Admiral Sir  John Jervis, the Earl St. Vincent, by William Beechey, c. 1787-90

The Rhinebeck Panorama composite image:  c.1806-7

Rhineback panorama of London in 1806

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The Admiralty, February 1795 by Thomas Malton, jr.

It was the intervention, at this point, of Middleton’s friend, the leader of the “new Tories”, William Pitt the Younger, who returned him to power. Middleton was appointed chairman of the Commission for Revising, a naval budgetary control organization established in December 1804, not long after the Earl St. Vincent’s departure the preceding year (“that damned Scotch packhorse” Admiral John Jervis called Middleton).[xlv] Henry Dundas, the Viscount Melville, then the First Lord, was out by May 1805 and Pitt asked Middleton to succeed him.[xlvi]

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William Pitt, the Younger, by John Hoppner, 1805

An important consideration was any successor’s ability to work with Vice-Admiral Lord Horatio Nelson of the Nile. Middleton had first met Nelson in November 1787, and Nelson had found in Middleton a kindred reformer. Although separated by more than two decades, they had served on the same station as frigate commanders, and had corresponded during the American Revolutionary War.[xlvii]

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Vice-Admiral Lord Horatio Nelson of the Nile, 1800, by Friedrich Fuger

Like Nelson, an evangelical man, Middleton was distraught by the heavy-handedness of St. Vincent’s reforms; not to mention his military mistakes. Knowing a sure thing when he saw it, Pitt appointed Middleton as First Lord, his status in the peerage raised to 1st Baron Barham of Barham Court and Teston, Kent, with Admiral James Gambier (Margaret’s nephew), the Baron Gambier, as First Sea Lord.[xlviii]

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Admiral James Gambier, Baron Gambier, sketch by Joseph Slater, 1813

Middleton dispatched Nelson reinforcements, and tightened the Channel blockade in the lead up to Trafalgar,[xlix] and afterward Middleton was made full Admiral of the Red on 9 November 1805. Known for their proficiency with ship design, and defensive mindset, Gambier and Middleton introduced the revised Naval Regulations of 1806.[l] With Nelson deified, and Pitt soon to follow, at eighty years old, Charles Middleton retired for the last time 1806.[li] The Lord Barham, Admiral of the Red Sir Charles Middleton, Comptroller of the Navy during the American Revolutionary War, Senior Naval Lord during the French Revolution, and First Lord of the Admiralty during Trafalgar, frigate commander in the Leeward Islands during the Seven Years War, died on 17 June 1813, at the age of 87.

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Isaac Pocock’s portrait of Admiral Sir Charles Middleton, the Lord Barham.

Middleton’s legacy is as a farsighted reformer and modernizer, at once pragmatic and controversial. As First Lord of the Admiralty, he established the position of First Sea Lord as the chief naval post on the Board, thus setting the pattern for the 19th and 20th centuries.[lii] A relentless modernizer, yet a devout Tory; a disciplinarian who opposed slavery, Middleton’s career certainly possessed its share of conflicts. Details about Middleton’s important administrative career during three wars can be found in a number of sources, although the modern researcher will not find a better one than Sir John Knox Laughton’s three volumes of the Barham papers, published shortly before the First World War, by the Navy Records Society.[liii]

Barham was established as a Royal Navy ship name, starting with the 74 gun 3rd rate in 1811 (modified to 50 guns in 1826).

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HMS Barham (50) at Sheerness, in February 1836, by Francis Byron 

An HMS Barham screw frigate was ordered for 1860, however the order was canceled.

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 The name was next given to an ironclad cruiser in 1889, which was sold off in February 1914, as, on 31 December of that year, the name was recycled into HMS Barham.

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HMS Barham was a 27,500 ton Queen Elizabeth class oil-fuel super-dreadnought built and commissioned between February 1913 and October 1915. Beginning on 1 October 1915, HMS Barham, commanded by Captain Arthur W. Craig, became the flagship of the 5th Battle Squadron, led by Rear-Admiral Evan Thomas, and fought at the Battle of Jutland on 31 May 1916. 25 years later Barham was at the Battle of Matapan, in March 1941. The warship was finally torpedoed, with the loss of most of the crew, by U-331, commanded by Kptlt. Hans-Diedrich Freiherr von Tiesenhausen, on 25 November 1941.

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HMS Victory is towed into Portsmouth Harbour in preparation for preservation, December 1921. HMS Thunderer and Barham, docked in line-ahead on the left, by William Wyllie.<http://collections.rmg.co.uk/collections/objects/15173.html&gt;

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Crest of HMS Barham (1915).

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[i] N. A. M. Rodger, The Command of the Ocean (New York: W. W. Norton & Company, 2006)., p. 373

[ii] N. A. M. Rodger, The Wooden World: An Anatomy of the Georgian Navy (London: Fontana Press, 1988)., p. 212-14

[iii] John Talbott, The Pen & Ink Sailor: Charles Middleton and the King’s Navy 1778 – 1813, Kindle (Frank Cass Publishers, 1998)., chapter 1.

[iv] John Knox Laughton and R. Vesey Hamilton, The Barham Papers, Volume I, digital, vol. 1, 3 vols., Navy Records Society 32, 1906., p. xii-xiii

[v] Roger Morriss, “Middleton, Charles, First Baron Barham (1726-1813),” The Oxford Dictionary of National Biography (Oxford: Oxford University Press, 2004).

[vi] Talbott, The Pen & Ink Sailor: Charles Middleton and the King’s Navy 1778 – 1813., chapter 1.

[vii] Clevland to Hawke, 11 March 1755, #88, Ruddock Mackay, ed., The Hawke Papers, A Selection: 1743 – 1771, Navy Records Society 129 (Aldershot, Hants: Scolar Press, 1990). p. 117 fn

[viii] Laughton and Hamilton, The Barham Papers, Volume I., p. xiv

[ix] Julian Corbett, The Seven Years War, A Study in British Combined Strategy (London: The Folio Society, 2001)., p. 41; Rodger, The Command of the Ocean., p. 263; A. T. Mahan, The Influence of Sea Power Upon History, 1660 – 1783 (New York: Dover Publications, Inc., 1987)., p. 284

[x] John B. Hattendorf, “The Struggle with France, 1689 – 1815,” in The Oxford Illustrated History of the Royal Navy, ed. J. R. Hill and Bryan Ranft (Oxford: Oxford University Press, 1995), 80–119., p. 96-7

[xi] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 268-9

[xii] Ibid., p. 272

[xiii] Laughton and Hamilton, The Barham Papers, Volume I., p. xvi

[xiv] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 267-8; Rodger, The Command of the Ocean., p. 277

[xv] John Sugden, Nelson: A Dream of Glory, vol. 1, 2 vols. (London: Pimlico, 2005)., p. 244

[xvi] Middleton to Mr. Walter Pringle, 21 October 1758, Laughton and Hamilton, The Barham Papers, Volume I., p. 1-2

[xvii] Middleton to Mr. Walter Pringle, 21 October 1758, Ibid., p. 3

[xviii] Middleton to Pringle, 4 December 1759, Laughton and Hamilton, The Barham Papers, Volume I., p. 16

[xix] Corbett, The Seven Years War, A Study in British Combined Strategy., p. 278; Middleton to Mr. Walter Pringle, 21 October 1758, Laughton and Hamilton, The Barham Papers, Volume I., p. 7

[xx] Rodger, The Command of the Ocean., p. 277

[xxi] Ibid., p. 277

[xxii] Ibid., p. 277

[xxiii] Ibid., p. 277-8

[xxiv] Middleton to Pringle, 4 December 1759, Laughton and Hamilton, The Barham Papers, Volume I., p. 17

[xxv] Council and Merchants of Barbados to Joseph Pickering, 1759. Laughton and Hamilton, The Barham Papers, Volume I., p. 21-2

[xxvi] Middleton to Pringle, 1759, Laughton and Hamilton, The Barham Papers, Volume I., p. 18

[xxvii] Middleton to Sir James Douglas, 1760, Laughton and Hamilton, The Barham Papers, Volume I., p. 32

[xxviii] Laughton and Hamilton, The Barham Papers, Volume I., p. x, Rodger, The Wooden World: An Anatomy of the Georgian Navy., p. 103

[xxix] Anson to Rodney, 5 October 1761, #846 in David Syrett, ed., The Rodney Papers, Volume I, 1742 – 1763, Navy Records Society 148 (Aldershot, Hants: Ashgate Publishing Company, 2005)., p. 422

[xxx] Rodger, The Command of the Ocean., p. 284

[xxxi] Lieutenant’s Logs, Navy Board, HMS Emerald, 1758 – 1760, ADM/L/E/96, http://collections.rmg.co.uk/archive/objects/526873.html ; T. D. Manning and C. F. Walker, British Warship Names (London: Putnam, 1959).

[xxxii] Rodger, The Command of the Ocean., p. 287-8

[xxxiii] Morriss, “Middleton, Charles, First Baron Barham (1726-1813).”

[xxxiv] Laughton and Hamilton, The Barham Papers, Volume I., p. 46

[xxxv] Middleton to Lord Sandwich, 1 December 1775, G. R. Barnes and J. H. Owen, eds., The Sandwich Papers, Vol. I., August 1770 – March 1778, vol. 1, Navy Records Society 69 (Navy Records Society, 1932). p. 78

[xxxvi] Captain’s Order Book, 1 August 1775, Laughton and Hamilton, The Barham Papers, Volume I., p. 39

[xxxvii] Laughton and Hamilton, The Barham Papers, Volume I., p. x

[xxxviii] http://www.thepeerage.com/p5349.htm#i53488

[xxxix] Ibid., 376

[xl] Laughton and Hamilton, The Barham Papers, Volume I., p. xxxv

[xli] Rodger, The Command of the Ocean., 375-6

[xlii] Ibid., 374-5

[xliii] Arthur Herman, To Rule the Waves (New York: HarperCollins Publishers Inc., 2004)., p. 316

[xliv] Roger Knight, Britain Against Napoleon: The Organization of Victory, 1793 – 1815 (St Ives plc: Penguin Books, 2014)., p. xix-xx

[xlv] Talbott, The Pen & Ink Sailor: Charles Middleton and the King’s Navy 1778 – 1813.

[xlvi] Rodger, The Command of the Ocean., p. 480

[xlvii] Sugden, Nelson: A Dream of Glory., p. 370-1

[xlviii] Andrew Lambert, Admirals (London: Faber and Faber Limited, 2009)., p. 180-1; Herman, To Rule the Waves. p. 336, 369; John Sugden, Nelson: The Sword of Albion, vol. 2, 2 vols. (London: The Bodley Head, 2012)., p. 761-5

[xlix] Sugden, Nelson: The Sword of Albion., p. 785-6

[l] Richard Blake, “James Gambier, Baron Gambier (1723-1789),” The Oxford Dictionary of National Biography (Oxford: Oxford University Press, 2004).

[li] http://collections.rmg.co.uk/collections/objects/100697.html

[lii] Rodger, The Command of the Ocean., 480

[liii] Sydney Riddick, “Charles Middleton, Afterward Lord Barham, and Naval Administration, 1778-1805” (MA Thesis, Liverpool University, 1939).; H. C. Fox, “A Discussion of the Problems of Naval Administration Arising from the Period Covered by ‘The Barham Papers.,’” Naval Review, no. 4 (1935): 758. ; Talbott, The Pen & Ink Sailor: Charles Middleton and the King’s Navy 1778 – 1813.; Laughton and Hamilton, The Barham Papers, Volume I.; John Knox Laughton, The Barham Papers, Volume II, digital, vol. 2, 3 vols., Navy Records Society 38, 1910.; John Knox Laughton, The Barham Papers, Volume III, digital, vol. 3, 3 vols., Navy Records Society 39, 1911.

Combined Joint Task Force – Operation Inherent Resolve: The Air Campaign, Effectiveness, Part III

NATO Secretary General at the Global Coalition to Counter-ISIL Defense Ministerial

Logo for the Global Counter ISIL Defence Ministerial, held in Washington D.C., 20 July 2016.[i]

Combined Joint Task Force – Operation Inherent Resolve: The Air Campaign, Effectiveness, Part III

CENTCOM’s CJTF-OIR mission is now entering the second year since its inception in August 2014. It has been almost six months since the United States and its coalition partners began transitioning to the expanded phase of the CJTF-OIR mission. April to October 2016 witnessed a general expansion of the Global Coalition’s air campaign, complemented by relentless diplomatic pressure to bolster the Coalition’s political support and capabilities. Turkish ground forces intervened in August to prevent the Kurdish occupation of Manbij, and in September Russia accelerated its support for the Syrian regime forces battling in Aleppo. The April – October period ended with the Coalition preparing for its final series of operations against Raqqa and Mosul.

Diplomacy: Strengthening the Commitment, Two Years of Progress

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US President Barack Obama speaking to Russian President Vladimir Putin on 18 April 2016. Control between the Russian and Coalition partners remained both complicated and dangerous, and was not always conducted with mutual satisfaction.

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NATO Secretary General Jens Stoltenberg flies by helicopter to Standing NATO Maritime Group 2 Flagship, Bonn, 21 April 2016.[ii] NATO’s role in the Coalition remained hugely important, especially in the naval, air and training roles, although the United States continued to shoulder the majority of airstrikes and ground personnel.

Command reshuffling continued throughout the April – October period. On 21 April, Major General Peter E. Gersten, the deputy commander, operations and intelligence for the CJTF-OIR and 9th Air Expeditionary Task Force, was moved to the Secretary of Air Force’s office at the Pentagon as deputy assistant for programs, Office of the Assistant Secretary of the Air Force for Financial Management and Comptroller,[iii] continuing a trend seen throughout 2016 of Iraq and Afghanistan senior commanders moving between and into Washington posts.

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Vice President Joseph Biden boards a C-17 aircraft after concluding his visit to Baghdad on April 28.[iv] Biden’s surprise visit was meant to impress the importance of the Coalition’s long-term Mosul strategy; the recapture of ISIL’s Iraq capital is one of President Obama’s year end goals.

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In Hannover, US President Barack Obama met with the Prime Minister of the United Kingdom, David Cameron; the Chancellor of Germany, Angela Merkel, President of France, Francois Hollande and Matto Renzi, the Prime Minister of Italy. 25 April 2016. Europe’s commitment to the counter-ISIL mission remained steadfast despite a number of ISIS terrorist attacks on European soil.

On April 28, Lt. General Thomas Waldhauser, formerly the director joint forces development at the Pentagon (J-7, Joint Staff HQ, USMC)[v], was promoted full general and appointed the commander, US Forces, AFRICOM.[vi] The Africa Command played an important role in the expanded counter-ISIL mission: several high profile strikes were carried out in Libya.

On 2 May, US Secretary of Defense Ash Carter announced that Norway had agreed to provide special forces to Jordan to assist in the training of Syrian Sunni fighters. The coalition continued to train “vetted” Syrian fighters. Norway also agreed to send a special medical team directly to the combat areas of northern Iraq.[vii] Carter personally thanked Norway’s Defence Minister, Ine Eriksen Soreide for her assistance in securing Norway’s commitment to the ongoing mission. Carter planned to meet with Defence Minister Soreide in Stuttgart for a CJTF ministers meeting happening later that week.

On 4 May Air Force Lieutenant General Charles Q. Brown Jr., the deputy commander USAF Central Command, Southwest Asia, became deputy commander, US Central Command, MacDill Air Force Base.[viii] That same day, Ash Carter met with the Danish Defense Minister, Peter Christensen, at the Stuttgart anti-ISIL defence ministerial. Christensen pledged to commit Danish forces to the full spectrum of military operations in Iraq and Syria.[ix]

On 11 May, Elissa Slotkin, Acting Assistant Secretary for International Security Affairs, and Joint Staff Director for Strategic Plans and Policy, Lt. General Kenneth F. McKenzie, held a video-conference with their Russian MOD counterparts to recommit to the US-Russia memorandum of understanding on flight restrictions for Syria., the first of many teleconferences for the period.[x] The Russia-US memorandum would become especially significant towards the end of September with the collapse of the ceasefire agreement, and the renewed Russian air campaign against Aleppo.

On 13 May, US Secretary of Defence Ash Carter announced that Belgium would commit air assets (F-16s) to Syria as part of the counter-ISIL mission. Carter commended Prime Minister Charles Michel and Defence Minister Steven Vadeput for their support.[xi]

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Supreme Allied Commander Europe, General Curtis Scaparrotti (US Army), and General John W. Nicholson, commander Operation Resolute Support (Afghanistan), at the Meetings of the Chiefs of Defence, in Brussels, 18 May. The interplay between Afghanistan, NATO, and the CJTF-OIR was maintained at the highest level, yet remained only one of the several security challenges facing the US and NATO. Other areas of concern were Eastern Europe and the Asia-Pacific.

Meetings of the Chiefs of Defence at NATO Headquarters in Brussels - MC-CS Resolute Support Format

18 May 2016, General Joseph F. Dunford (USMC) meeting with Vice Admiral John N. Christenson, the US Military Representative to NATO, at the 175th session of the Meetings of the Chiefs of the Defence at NATO HQ, Brussels.[xii] Dunford, along with Secretary Carter, were instrumental in pushing for US troop increases to the CJTF.

On 18 May, Secretary Carter met with Qatar’s defence minister, Minister of State for Defence Affairs Khalid al-Attiyah, and they discussed mutual security, including the counter-ISIL missions.[xiii]

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US Secretary of State John Kerry meets with NATO Secretary General Stoltenberg prior to the US-NATO bilateral meeting in Brussels on May 19.[xiv] Stoltenberg and Kerry conducted nearly round-the-clock global diplomacy to keep the Coalition on mission, while building bridges for ceasefire negotiations in Syria, but also keeping the broader strategic perspective in mind.

On 24 May, the US DOD announced that Brigadier Karen H. Gibson, deputy commanding general Joint Force Headquarters-Cyber, US Army Cyber Command, had been promoted to Director of Intelligence, Combined Joint Task Force-Operation Inherent Resolve, based in Kuwait.[xv] That same day, Brigadier General G. Kaiser was made commander, Combined Security Transition Command-Afghanistan, Operation Freedom’s Sentinel. These appointments reflected a long-standing trend of moving intelligence and special forces personnel to CJTF and Afghanistan. Cyber, intelligence, training and battle-space control only increased in significance as the air campaign and ISF training operations expanded during the summer.

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US President Obama photographed here taking notes before the G7 leaders working lunch in Shima City, Japan, 26 May 2016. Russia had been evicted from the G8 following the March 2014 invasion of Crimea. Along with Secretary Kerry, with only half a year left in office, President Obama maintained focus on the counter-ISIL mission and Afghanistan, the two wars that had not ended during his eight years as President.

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June 2, Graduates of the USAF Academy Colorado Springs celebrate. President Obama congratulates graduate in the background.[xvi]

On June 3, US Secretary of Defense Ash Carter, during his visit to Singapore, met with Prime Minister Lee Hsien Loong, and the two discussed countering terrorism, including ISIL, as well as joint air operations in the Asia-Pacific. Carter thanked the Prime Minister for his aggressive stance on counter-ISIL and anti-piracy (Gulf of Aden) missions.[xvii] The coalition relied on smaller partners and regional actors to handle specific tasks, often outside the main theatre of operations.

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NATO Secretary General Jens Stoltenberg meeting with French President Francois Hollande on 3 June 2016.[xviii]

On 3 June Army Command Sgt. Major William F. Thetford, command senior enlisted leader for US Special Operations Command, MacDill Air Force Base, Tampa, replaced Army Command Sgt. Major Christopher K. Greca as command senior enlisted advisor for CENTCOM, MacDill AFB.[xix]

On 8 June, US DOD Secretary Ash Carter and Deputy Secretary of Defense Bob Work held a meeting with Sweden’s Minister of Defense, Peter Hultqvist. Discussion topics included Russian aggression and expanding the counter-ISIL mission. Bob Work later met with the Defense Minister of Montenegro, Milica Pejanovic-Djuisic, thanking the minister for their commitment to Afghanistan.[xx] Also on June 8, Brigadier General Daniel R. Walrath, deputy commanding general (maneuver) 1st Armored Division; and commander Combined Joint Operations Center/Army Forces-Jordan, Operation Inherent Resolve, Jordan, was moved to the Office of the Deputy Chief of Staff, US Army, Washington DC.[xxi]

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ISW European situation map, showing ISIL attacks between March 25 and July 15, 2016. Turkey’s greater involvement in the Coalition drew a number of ISIL backed attacks.

On 10 June, Brigadier General Aaron M. Prupas, the deputy director of intelligence, US Forces – Afghanistan, also assistant deputy of staff of intelligence to NATO HQ, Operation Resolute Support, was made the director (intelligence, surveillance and reconnaissance strategy, plans, policy, and force development) CENTCOM, Kabul, Afghanistan, under the Deputy Chief of Staff (ISR), USAF HQ at the Pentagon.[xxii] Brigadier General Aaron replaced Major General Linda R. Urrutia-Varhall who became the director (operations) and the military deputy at the National Geospatial-Intelligence Agency, Springfield, Virginia.

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            President Obama at the Department of Finance to give a statement on the Orlando shootings (12 June 2016), following a National Security Council meeting on June 14, 2016. James Clapper, Director of National Intelligence, is standing in front of the camera. The Chair of the Joint Chiefs of Staff, General Joseph Dunford and Treasury Secretary Jacob Lew are to his left.[xxiii] .[xxiv]

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14 June: NATO Defense Ministers meet in Brussels. US Secretary of Defence Ash Carter meets with Pedro Morenes Eluate, the Spanish Secretary of Defense , and Jeab-Yves Le Drian, Minister of Defense for France.[xxv] Carter also met with Michael Fallon, Britain’s Secretary of State for Defence.[xxvi] Accelerating the ISIL campaign was discussed by all parties. Later, Secretary of Defense Ash Carter met with Fikri Isik, the Turkish Minister of Defense. Carter emphasized Turkey’s critical role in the Counter-ISIL Coalition. Carter also thanked the Minister for his support in the ongoing refugee crisis, and in his commitment to Afghan security.[xxvii] Carter also met with the Secretary of State for the Defence of France, Jean-Yves le Drian.[xxviii]

The next day, June 15, Carter met with General Stepan Poltorak, the Ukrainian Minister of Defense, and confirmed the US and NATO commitment to Ukrainian security, including US non-recognition of Russia’s annexation of Crimea in March 2014.[xxix] On 16 June, Secretary Carter met with Saudi Arabia’s Deputy Crown Prince and Minister of Defense Mohammed bin Salman. Carter and bin Salman discussed Saudi Arabia’s important role in the counter-ISIL mission, as well as the Saudi operations to counter Al Qaida in the Arabian Peninsula, particularly in Yemen.[xxx]

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Afghanistan situation map for June 30, 2016.[xxxi] ISW map. The long war entered its 15th year in October 2016.

On 17 June, the US Department of Defense released its Afghanistan situation report, “Enhancing Security and Stability in Afghanistan” covering the period December 2015 to May 2016.[xxxii] The report discussed the successes of the counter-ISIL mission in Afghanistan (Islamic State – Khorasan), as well as the ongoing NATO Operation Resolute Support and US led Operation Freedom’s Sentinel. The report, significantly, noted that insurgent violence has led to increased levels of civilian and Afghan National Defense and Security Forces (ANDSF) casualties. The report also highlighted ongoing capability gaps in the ANDSF (although noting that Afghanistan’s aerial capability had increased three times from its 2015 level thanks to the delivering of ground attack aircraft and helicopters), and observed that while the NATO commitment continues to hover around the 7,000 soldier level, the US was significantly short of its 9,800 troop level establishment during the report period. US troop level is expected to fall to 5,500 by January 2017.

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            A video-conference was held between Russian and US DOD personnel on 18 June regarding Russian airstrikes carried out on June 16 that targeted At-Tanf in Syria, where US backed Syrian opposition and counter-ISIL forces were stationed.[xxxiii] At the Pentagon, on 20 June, Secretary of Defense Ash Carter met with Avigdor Lieberman, Israel’s Minister of Defense. They discussed regional security concerns, as well as Lieberman’s planned visit to Fort Worth, Texas, where he would see the F-35 JSF production line (Israel will be the first foreign country to receive F-35s).[xxxiv] That same day, Carter issued a statement applauding Polish Minister of National Defense Macierewicz’s decision to deploy 60 special operations forces to Iraq, as well as commit four F-16s to Kuwait for reconnaissance missions.[xxxv] Likewise, Carter issued another statement, also 20 June, thanking Gerry Brownlee, the Minister of Defense of New Zealand, for his commitment to the training mission in Iraq through November 2018.[xxxvi]

            The next day, 21 June, US Deputy Secretary of Defense Bob Work met with the Dutch Minister of Defense Secretary-General Wim Geerts at the Pentagon, where the two discussed Europe and the counter-ISIL campaign.[xxxvii] On 24 June Ash Carter spoke by telephone with UK State Secretary for Defense Michael Fallon: they discussed the ongoing counter-ISIL mission and US-UK commitment to NATO.[xxxviii]

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US Secretary of State meets with NATO Secretary General for bilateral talks on 27 June 2016, in Brussels.[xxxix] The same day US Secretary of Defense Ash Carter issued a statement congratulating Iraqi Prime Minister Haider Al-Abadi for the progress made securing Fallujah from ISIL control.[xl]

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June 29, 2016: North American leaders summit working lunch at the National Gallery in Ottawa, with Canadian Prime Minister Justin Trudeau and President of Mexico Enrique Pena Nieto. US Secretary of State John Kerry sits to Obama’s right and National Security Advisor Susan E. Rice is to his left.[xli] Canada’s role in the Global Coalition remains complex, with the Liberal government committing 168 special operations forces to Iraq, while continuing to fly reconnaissance and refueling missions.

On June 28 there was a suicide bombing attack at Istanbul’s Ataturk airport.[xlii] Secretary Carter called Turkish Minister of Defense Fikri Isik to express his condolences.[xliii]

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US President Obama discusses a statement on Afghanistan with Secretary of Defense Ash Carter and General Joseph Dunford, the Chairman of the Joint Chiefs of Staff, July 6, 2016.[xliv]

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NATO Deputy Secretary General Alexander Vershbow meets with the Minister of State for Defence Affairs, Mohamed Ahmed Albowardi Alfalacy, of the United Arab Emirates, 6 July 2016[xlv] The UAE plays a crucial role in the coalition, providing basing and support for US airstrikes, while also committing to the all important training mission.

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8 July 2016, the NATO Summit in Warsaw. Secretary General Stoltenberg visits with NATO Allied Ground Surveillance personnel and their Global Hawk UAV.[xlvi]

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Jens Stoltenberg meets with US President Barack Obama and US Secretary of State John Kerry in Warsaw on 8 July 2016.[xlvii] Operation Resolute Support was the major subject of discussion, with commitments made to sustain the operation through the conclusion of 2016, with financial commitments made to the Afghan National Defence and Security Forces through the 2020 timeframe. It was hoped Afghanistan would be capable of financial responsibility for its security forces by the end of 2024 (the conclusion of the “Transformation Decade” as arranged at the 2012 NATO Chicago Summit).

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Enemy attacks in Afghanistan, January 2014 to May 2016. The figures indicate an overall decline in IED and mine fatalities, but an increase in direct actions.

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8 July 2016, Family Portrait of NATO heads of state, Warsaw Summit.[xlviii] Prime Minister David Cameron of the United Kingdom smiles, despite having lost the Brexit Referendum in June. He was to subsequently to resign on July 13. A week after this picture was taken, Turkish Prime Minister Erdogan, standing in front of Chancellor Merkel, would survive the coup attempt of July 15, 2016.

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9 July 2016, Warsaw: Barack Obama shakes hands with Afghanistan’s Chief Executive Officer, Abdullah Abdullah and Mohammad Ashraf Ghani, the President of Afghanistan. Ash Carter is on the left and Jens Stoltenberg on the right.[xlix] Secretary Carter later met with Turkey’s Defense Minister, Fikri Isik, expressing uniformity on the anti-ISIL mission, and looked forward to meeting again in Washington DC for the July 20-21 Counter-ISIL Defense Ministerial.[l] Carter then left for Baghdad, arriving July 11.

US Defense Secretary Carter met with Iraqi Prime Minister Haider al Abadi in Baghdad shortly after arriving on 11 July. At this meeting Carter highlighted the success achieved by capture the Qayyarah West airfield. Carter announced that the US intended to deploy another 560 troops to Iraq to build on momentum leading up to the planned assault on Mosul, an arrangement that had been made with CJTF-OIR commander Lt. General Sean MacFarland.[li] Mosul, the plan went, would be attacked from both north and south: in the north by Kurdish Peshmerga forces and in the south by Iraqi Security Forces. Manbij, the strategic hub along the Turkish border between Iraq and Syria, was now surrounded and under intensive aerial bombardment.

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July 15, 2016, President Obama meets with Gerard Araud, French Ambassador to the US, following the ISIS terrorist attack in Nice. US Secretary of Defense Ash Carter called French Minister of Defense Jean-Yves Le Drian to offer his condolences.[lii]

On 19 July US Secretary Carter called Turkey’s Fikri Isik to reiterate his support for the democratically elected government, following the 15 July 2016 coup attempt.[liii]

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NATO Secretary General Jens Stoltenberg at the Global Coalition to Counter-ISIL Defence Ministerial, chaired by US Secretary of Defence Ash Carter, 20 July 2016, at Joint Base Andrews, outside Washington D.C.[liv] Carter later spoke with French Minister of Defense Jean-Yves Le Drian. Carter expressed gratitude for the decision to deploy France’s Charles de Gaulle aircraft carrier to support the CJTF.[lv] Carter also met with the Defense Ministers from Saudi Arabia and Australia, both involved in the training mission in Iraq.

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French (and USN and German) naval forces operating against ISIL.

On 26 July the next video-conference between Russian MOD and US DOD personnel took place.[lvi] On 28 July Brigadier General Terrence J. McKenrick, the commanding general, Brigade Modernization Command, Army Capabilities Integration Center, US Army Training and Doctrine Command, Fort Bliss, Texas, was promoted to deputy commanding general, US Army Central/Third Army, Kuwait.[lvii]

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August 2, 2016. President Obama greets Prime Minister Lee Hsien Loong of Singapore on the White House south lawn. The Prime Minister also met with Secretary Carter for a wreath laying ceremony at Arlington National Cemetery.

On 2 August Air Force Chief Master Sgt. Eric D. Neilsen, was moved from the Joint Special Operations Air Component – Central, Al Udeid Air Base, Qatar, to become the senior enlisted leader for NATO Special Operations Forces, Supreme HQ Allied Powers Europe, Mons, Belgium; highlighting the close integration between CTJF and NATO special operations.[lviii]

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Russian airstrikes in Syria, July 28 to August 20, 2016. Institute for the Study of War map.[lix]

September 7, 2016: Secretary Carter met with Israeli Minister of Defense Avigdor Lieberman for a bilateral meeting during the London UN Peacekeeping Defense Ministerial. They discussed regional security and ISIL.[lx] Carter then met with Fikri Isik, Turkey’s Minister of Defense, on September 8. Carter reaffirmed his commitment to Turkey’s security, and assured the minister of US support for anti-ISIL operations along the Turkish border.[lxi]

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ISW situation map for ISIL activity in Turkey the year of 2015-2016.[lxii]

On 16 September, the US President’s National Security Council met. It was noted that at this time in the campaign, 50% of Iraq territory once controlled by ISIL had been recaptured, and that ISIL in Syria was now effectively cut off from the outside world.[lxiii]

The next video-conference between US DOD and Russian MOD liaisons took place on September 14, with another conference held on 22 September following the Russian or Syrian regime airstrikes on a UN aid convoy, disrupting the weeklong ceasefire agreement before the end of September.[lxiv]

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September 20: US President Barack Obama before delivering his final presidential address at the UN General Assembly.[lxv]

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            Stoltenberg attending the UN General Assembly session on 20 September 2016, during his visit to New York.[lxvi]

             On 22 September, Secretary Ash Carter met with Australian Prime Minister Malcolm Turnbull at the Pentagon. They discussed US and Australian support for the counter-ISIL mission and the ongoing campaign in Afghanistan, as well as regional security concerns, the recent North Korean nuclear test, and naval developments in the Asia-Pacific.[lxvii]

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            Also on 22 September, the United Kingdom’s Michael Fallon met with Kurdish Peshmerga fighters, who expressed gratitude for the UK’s commitment to the coalition training mission.

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            NATO Secretary General Jens Stoltenberg attends a seminar at the Kennedy School, Harvard, during his visit to the United States, 23 September 2016. NATO and the Coalition took great lengths to explain the importance of the mission to often skeptical populations; the Combined Joint Task Force continued to maintain youtube and twitter pages filled with regular updates on airstrikes and other coalition movements.

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Chairmen of the Joint Chiefs of Staff General Dunford and Secretary Ash Carter state that the coalition has gained momentum in battling ISIL in Syria, September 24, 2016.[lxviii] On September 28, Carter announced that an additional 600 US soldiers were being committed to Iraq, in anticipation of the Mosul offensive.[lxix]

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19 September. CJTF-OIR commander Lt. General Townsend meets US Army Secretary Eric Fanning in Baghdad at the beginning of the Secretary’s tour of US forces in Iraq.

Operations in Transition: Escalation

            The summer of 2016 was a transitional period for the CJTF: while Ramadi had been recaptured at the end of 2015, and Hit was soon to follow (April 2016), with the Mosul – Raqqa corridor squeezed at Sinjar, although Fallujah was still under ISIL control. Much of the air campaign over the past five months was focused on the degrading of ISIL forces in preparation for the expected showdown over the ISIL capitals in Syria and Iraq.

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Two French Mirage 2000Ds refuel over Iraq, April 8, 2016.

In the target information section of the CJTF-OIR strike reports, it is not unusual to see one strike credited with destroying dozens of ISIL fuel trucks, or destroying a cluster of local targets, from tunnels, bridges, rocket vehicles, VIEDs, IEDs and explosives factories, many boats and river craft, medium and heavy machine gun positions, bunkers, communications, HQ, and training facilities, currency mints, oil derricks, pump jacks, well heads, technicals, tactical vehicles, bulldozers, rear-end loaders, recoilless rifles, artillery pieces, mortars, weapons caches, fighting entrenchments, ISIL camera positions, sniper positions, multistory buildings, entire House Borne IEDs (HBIEDs), and some particularly interesting targets such as battle tanks and at least one ISIL controlled drone. A typical example, representative of the dozens of strikes conducted during any given day, are six strikes executed near Qayyarah, on April 5, 2016, destroying an ISIL tactical unit, weapons storage facility, four mortar firing positions, a supply cache, a VBIED production facility, and 13 staging areas.

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Table showing the monthly weapon release figures for one year of the war, February 2015 – 2016. The low figures in the spring of 2015 coincide with the withdrawal of the B-1B bombers for modifications, and subsequent uptick with the arrival of B-52s.[lxx]

strikedataapril2.jpg

Table showing breakdown of CJTF-OIR strike mission targets for April 2016.[lxxi] Mosul was the most heavily attacked, receiving 137 strikes, nearly twice as many as Mar’a in Syrian, with 70 strikes. Fallujah, Hit and Qayyarah received more than 50 strikes each.

            A huge series of strikes were carried out against ISIL controlled refinery assets near Mosul on 14 and 15 April 2016.[lxxii]

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16 April: airstrikes target a VBEID and ISIL troop barracks near Al Hawl.[lxxiii]

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18 April: coalition strikes destroy ISIL explosives and IED factories at Qayyarah[lxxiv]

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Coalition strikes on April 24, targeting ISIL munitions factories in Fallujah and Sultan Abdallah, fighting positions around Manbij were also attacked.[lxxv] More ISIL infantry positions were engaged outside Fallujah on 25 April.[lxxvi]

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Qayyarah was targeted on 27 April, as was Al Huwayjah.[lxxvii] An HQ facility at Washiyah, Syria, was also destroyed.

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On 28 April an ISIL fueling station outside Mosul was destroyed.[lxxviii] Mar’a was also targeted.[lxxix]

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An ISIL VBIED factory at Al Qam was destroyed on 29 April. Additional VBIEDs were targeted near Kirkuk.[lxxx]

On 4 May 2016, the US Defense Department announced that Special Warfare Operator 1st Class, Charles H. Keating, a US Navy SEAL, had been killed in combat at Tall Usquf Iraq, May 3.[lxxxi] On 8 May, the DoD announced that 1st Lt. David A. Bauders of Seattle Washington, 176th Engineer Company, had been killed while supporting Operation Inherent Resolve, on 6 May at Al Asad Air Base, Iraq due to a non-combat related incident.[lxxxii]

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Weapons facilities at Qayyarah were bombed on May 5.[lxxxiii]

            On 10 May US Special Operations Command carried out a hostage rescue raid in Paktika Province, Afghanistan, freeing Ali Haider Gilani, son of Pakistant’s former Prime Minister, had been held captive for three years by Al Qaeda.[lxxxiv]

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19 May: Snipers in Ar Rutbah are targeted.[lxxxv]

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On 20 May, the ISIS Syrian capital at Ar Raqqah was hit, a huge weapons cache destroyed along with an oil derrick.[lxxxvi] A mortar position at Mar’a was targeted on May 21. Another weapons cache was destroyed on May 22, again near Mar’a.[lxxxvii] Also on 21 May, the US killed Taliban leader Mullah Mohammad Mansour in an airstrike in the Afghanistan-Pakistan border. Mansour had been the Taliban leader since July 2015. He was succeeded by Mullah Haybatullah Akhundzada.

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On 24 May a VBIED was destroyed at Fallujah.[lxxxviii] PGM circled.

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An ISIL HQ building in Mosul was destroyed on 25 May.[lxxxix]

On 23 May, the US DOD announced that Taliban leader Mullah Mansur had been killed in an airstrike carried out along the Pakistan-Afghanistan border on 21 May.[xc] On 28 May, Gunner’s Mate Seaman Connor Alan McQuagge, a 19 yearold from Utah, died of a non-combat related injury while underway in the Red Sea, aboard USS Harpers Ferry (LSD 49), supporting Operation Inherent Resolve.[xci]

On 27 May the US conducted an airstrike against Abdullahi Haji Da’ud, an al-Shabaab commander in south-central Somalia. Da’ud was responsible for coordinating militia operations between Somalia, Kenya and Uganda, and had been head of Amniyat, the al-Shabaab intelligence branch.[xcii]

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Another large ISIL VBIED was destroyed at Fallujah on 28 May.[xciii] PGM circled.

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ISIL technical destroyed at Hit on 30 May.[xciv]

An Iraqi Shi'ite fighter fires artillery during clashes with Islamic State militants near Falluja

May 29, Iraq Shiite fighters fire artillery at ISIL controlled Fallujah.[xcv]

As of May 31 2016, 20,131 US military personnel had been wounded and 1,843 killed in Afghanistan since the start of the conflict in October 2001.

June2016.jpg

Strike data for June 2016. Manbij, along the strategic M4 route to Aleppo, received 32% of all strikes, over 276 of the 874 strikes conducted that month. Qayyarah accounted for 106 strikes, Mosul and Fallujah another 96 and 80 respectively.

june11

On 6 June an ISIL oil tanker facility at Mosul was bombed.[xcvi] On 11 June a fuel weighing station at Qayyarah was destroyed as part of the mission to disrupt ISIL oil supplies.[xcvii] Mosul was bombed again on 14 June.

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Another ISIL technical is destroyed near Mar’a, 18 June.[xcviii] An ISIL position is bombed, 21 June, near Mabij.[xcix]

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ISIL technical destroyed near Manbij, 22 June.[c] PGM circled. That day the US DOD reported that Petty Officer 2nd Class Andrew J. Clement, 38, had died on 21 June from non-combat injuries sustained while he was deployed to Camp Lemonnier, Djibouti, in support of Operation Freedom’s Sentinel.[ci]

On 25 June the US conducted strikes against two ISIL commanders near Mosul, killing both: Basim Muhammad Ahmad Sultan al-Bajari, ISIL’s deputy minister of war (and former al Qaeda operative), and Hatim Talib al-Hamundi, ISIL military commander, Mosul.[cii]

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On 26 June, Iraqi forces announced that Fallujah had been fully liberated, ISIS losses estimated at 2,500.[ciii] ISF Counter-Terrorism soldier drives through the streets of Fallujah.

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An ISIL convoy destroyed by coalition airstrikes, June 29, 2016.[civ] An uparmoured dump truck was also destroyed at Abu Kamal the same day.[cv]

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Fleeing ISIL vehicle about to be hit by airstrike (in red) outside Habbaniyah, Iraq, 29 June 2016.[cvi]

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A building complex controlled by fighters is demolished on 30 June 2016 near Manbij. Manbij was the most heavily bombed target for June and August.[cvii]

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Russian airstrikes in Syria between 18 June and 28 June, 2016. ISW map.[cviii]

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Syrian Democratic Forces fighter watches coalition airstrike near Manbij, July 2016.[cix]

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Iraqi Army Aviation M-28 Havoc attack helicopters annihilate an ISIL convoy fleeing Fallujah, July 2016.[cx] The helicopter attacking here is circled.

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3 July 2016: ISIL vehicle destroyed near Manbij.[cxi]

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ISIL controlled building are destroyed on 5 July 2016 near Manbij.[cxii]

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ISIL VBIED moments before destruction by coalition airstrike, outside Bayji, 7 July 2016.[cxiii]

On 9 July, US Forces-Afghanistan killed Umar Khalifa in an airstrike. Khalifa was a leader of the Tariq Gidar Group of the Islamic Sate-Khorasan Province, and responsible for multiple high profile attacks in Pakistan.[cxiv]

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11 July, ISIL artillery piece destroyed near Manbij. PGM circled.[cxv]

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13 July 2016: more buildings targeted in Manbij.

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Buildings in Manbij explode as they are targeted by CJTF-OIR airstrikes, 11 July.[cxvi]

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Rubble in Manbij, 16 July 2016.

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16 July 2016, B-52 refuels from KC-10 Extender, Iraq.[cxvii]

The US DOD announced that 1st Lt. Anais A. Tobar, 25 years old, of Miami, Florida, had died on 18 July in Southwest Asia, in a non-combat related incident. 1st Lt. Tobar had been supporting Operation Inherent Resolve when she was killed.[cxviii]

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Fireball engulfs Manbij neighbourhood on 19 July 2016.[cxix]

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A huge cloud of smoke spirals up from an airstrike on Manbij, 24 July 2016.[cxx] Further strikes were carried on 26 July.

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Al Baghdadi was the subject of airstrikes on 25 July.[cxxi]

On July 26 US forces conducted an airstrike against ISIL-K in Afghanistan, targeting Hafiz Sayed Khan, killing him. Khan was an ISIL emire involved in recruiting and participating in attacks in Afghanistan’s Nangarhar province.[cxxii]

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Fireball from coalition airstrike on Manbij, 27 July 2016.[cxxiii]

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ISW map for late July 19-25, showing terrorist activity in Iraq.[cxxiv]

Lt. Col. Flando E. Jackson, USAF, died on 4 August in Southwest Asia from non-combat injuries sustained during support for Operation Inherent Resolve.[cxxv]

m777.JPG

Battery C, 1st Battalion, 320th Field Artillery Regiment, Task Force “Strike”, carries out a fire mission with their M777 howitzer in support of Iraqi Security Forces operating at Kara Soar Base, 7 August 2016.[cxxvi] Artillery fire missions are not counted in any of the coalition air campaign strike tallies, nor are the Russian or Syrian regime figures.

strikedataaugust.jpg

CJTF OIR strikes for August 2016. Manbij, close to the Turkish border, continued to be targeted, receiving 144 strikes, more than twice as many as Mosul (61) and more than three times as many as Qayyarah (49). Ar Raqqah, the Islamic State’s capital in Syria, was only struck 14 times, for 3% of all strikes. 522 strikes were conducted in August.

On 1 August the US conducted an airstrike against Sirte, Libya, stating that the airstrike had been requested by the Libyan government to counter ISIL forces.[cxxvii]

august14sultan

August 9: Coalition airstrikes destroy ISIL command and control node near Sultan Abdallah, Iraq.[cxxviii]

A terrorist attack was carried out in Southern Turkey on 10 August.[cxxix] On 14 August the DOD announced that Staff Sgt. Christopher A Wilbur, US Army, 36 years old, died from non-combat injuries on 12 August, in Kandahar, Afghanistan while supporting Operation Freedom’s Sentinel.[cxxx]

On 13 August, Syrian Democratic Forces announced that they had occupied Manbij.[cxxxi] On 15 August the US DOD announced the liberation of Manbij.[cxxxii]

On August 23rd one US soldier, Staff Sgt. Matthew V. Thompson, 28 years old, of Irvine California, was killed and another wounded, along with 6 Afghan Security Forces soldiers in an IED blast in Helmand province.[cxxxiii]

August25factory.gif

Coalition airstrike destroys an ISIL VBIED factory near Mosul on 25 August.[cxxxiv]

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Turkish APCs head towards Jarablus on August 25. Turkey began its armed intervention in the Syrian Civil War on 24 August, taking aim against both Kurdish and ISIL fighters.

The delicate diplomatic situation between Turkey and the Kurdish YPG forces in Manbij was redressed somewhat when Kurdish forces withdrew from Manbij on 25 August.[cxxxv]

On 30 August the US conducted an airstrike against Abu Muhammad Al-Adani, near Al Bab, Syria. Al-Adani, who was killed, was an ISIL spokesman and recruiter, responsible for organizing lone-wolf attacks.[cxxxvi] Another strike, carried out 7 September against Raqqa in Syria, killed Wa’il Adil Hasan Salman al-Fayad (“Dr. Wa’il), a senior ISIL leader, information minister, and a member of the Senior Shura Council. Wa’il was credited with overseeing production of the Islamic State’s gruesome propaganda videos.[cxxxvii]

The DOD announced that 1st Lt. Jeffrey D. Cooper, 25 years old, had died September 10 in Kuwait from non-combat-related injuries.[cxxxviii] On September 9, US Air Force Chief of Staff, General David Goldein stated that the air campaign was gaining momentum.[cxxxix]

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11 September 2016, Task Force “Strike”, 2nd Brigade Combat Team, 101st Airborne Division, trains with 15th Iraqi Army Division soldiers during their advise and assist mission in support of CJTF-OIR in Kuwait.[cxl]

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13 September, 7RAR (7th Battalion, Royal Australian Regiment) soldiers train with ISF at Taji.

On 16 September Warrant Officer Travis R. Tamayo, 32, of Brownsville, Texas died from a non-combat related incident in Abu Dhabi, UAE, while supporting Operation Inherent Resolve.[cxli]

On 17 September, the DOD announced that it may have struck Syrian regime forces near Dayr Az Zawr.[cxlii] On 20 September the US Navy announced the death of Aviation Boatswain’s Mate, Airman, Devon M. Faulkner, 24, who died from non-combat related injuries while supporting Operation Odyssey Lightning, the US campaign in Libya.[cxliii]

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21 September, 2016. US Secretary of the Army, Eric Fanning, takes photographs with Task Force Strike soldiers during his visit to the Combined Joint Task Force.[cxliv]

ISF forces raised the Iraqi flag over Sharqat on 23 September, liberating the city.[cxlv]

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Infographic provided on the CJTF OIR website showing total training establishment as of September 24.[cxlvi]

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September 25, 2016. CJTFOIR commander, Lt. General Stephen J. Townsend met with XVIII Airborne Corps soldiers at the Qayyarah airfield, Iraq.[cxlvii] XVIII Airborne Corps had previously led the coalition mission in Afghanistan, completing its tour there in December 2014. Townsend, commanding XVIII Airborne Corps, replaced Lt. General Sean MacFarland, III Armored Corps, shortly after 10 August, 2016. Townsend is expected to oversee the CJTF-OIR assaults on Mosul (Operation Conquest) and Raqqa, the ISIL capitals in Iraq and Syria. Russian airstrikes against Aleppo dramatically accelerated at the end of September, as Syrian regime forces prepared to enter the city in what many expect will be the decisive battle of the Syrian Civil War.[cxlviii]

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RAF Tornado with 500 lb/230 kg Paveway IV laser-guided bombs on a strike mission, September 23, 2016.[cxlix]

Conclusions

F4.JPG

USAF F-4C Wild Weasel flying over North Vietnam, December 1972.[cl]

During Operation Linebacker I between May and October 1972, 150,000 tons of munitions were dropped on North Vietnam; probably more than 130 kilotons: 300 million lbs.[cli] 40,000 tons were dropped on the area around An Loc between April and June 1972, while B-52s, flying 2,700 sorties, dropped 57,000 tons in Quang Tri Province. 18,000 sorties were flown in Military Region I, including Hue and Quang Tri.[clii] The B-52 Operation Linebacker II raids over eleven days in December 1972 produced 729 sorties and more than 20,000 tons dropped: 40 million lbs. One million tons of bombs were dropped during Operation Rolling Thunder, March 1965 to November 1968, the equivalent of 40 B-52s dropping full payloads, 800 tons, per day.[cliii]

B52.JPG

B-52 refueling over Southeast Asia, 1967.[cliv] Operation Arc Light preceded Linebacker. B-52Ds could deliver 40,000 lbs of bombs. In the 1990s, the B-52G delivered 66,000 lbs of bombs, and modernized B-52Hs can carry 70,000 lbs, a typical strike package consisting of eighteen 1000 lb mk83 bombs.

In Iraq and Syria the tempo of the air campaign remains enormous, with 17,369 weapons releases for the first seven months of 2016, with an average of almost 2,500 launches per month. In December 2015, 21,113 sorties yielded 715 strikes that delivered 3,139 releases (often described as “bombs dropped”). That year a total of 21,113 sorties were flown. Of those, at least 9,914 had resolved in a weapons launch, with a number of estimates putting the total number of bombs dropped and guided missiles fired (presumably excluding cannon expended, although cannon attacks are included in the strike figures), at over 20,000 for 2015. For the first seven months of 2016, the figure was 12,350 sorties, with 6,575 of those sorties resulting in a weapons launch.

kcl135.JPG

KC-135 Stratotanker flies over New Jersey on 31 August 2016.[clv] KC-135 and other refueling assets conducted 46,535 aircraft refuelings as of 31 July 2016, year to date.[clvi]

In April 2016 there were 2,582 weapons releases, then 2,341 coalition aircraft weapon releases in May.[clvii] There were 3,167 in June (almost double the quantity of launches in June the previous year),[clviii] and in July 2016 the B-52s began to operate in Afghanistan. In Iraq and Syria, 2,411 weapons were launched that month.[clix] There have been numerous reports that US stockpiles are decreasing, with the munitions industry struggling to keep up with demand for JDAMs, 1000 lb laser guided bombs, and other precision guided ordinance. The coalition is undoubtedly dropping many hundreds of thousands of lbs of munitions on Iraq and Syria, perhaps more than a million of lbs, every month. Keep in mind that none of these figures include Syrian regime airstrikes, or Russian airstrikes in Syria.

B1B2.JPG

In February 2016, Rockwell’s B-1B Lancers, comprising the bulk of the USAF bomber force, and responsible for dropping 1/3 of total ordinance between July and January 2015,[clx] were withdrawn from the CJTF-OIR theatre for systems, weapons (JASSM-ER) and cockpit upgrades. Each B-1 can deliver 125,000 lbs of ordinance, with a typical load of 75,000 lbs of bombs not uncommon. This B-1B, with F-16 and F-15K escort, flies over South Korea on 21 September 2016, UN International Peace Day, in a show of resolve following the latest North Korean nuclear test.[clxi] The B-52s and B-1Bs have now been integrated into the USAF Global Strike Command, and will no doubt be deployed together in the expected air war finale, possibly before the end of the year.

[i] http://www.nato.int/cps/en/natohq/photos_134215.htm

[ii] http://www.nato.int/cps/en/natohq/photos_130212.htm

[iii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/740029/general-officer-assignments

[iv] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/vpotus_baghdad.jpg

[v] http://www.defense.gov/News/News-Releases/News-Release-View/Article/745287/general-officer-announcement

[vi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/745154/statement-by-secretary-of-defense-ash-carter-on-lt-gen-thomas-waldhauser

[vii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/747626/statement-by-secretary-of-defense-ash-carter-on-norways-decision-to-expand-role

[viii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/751030/general-officer-announcements

[ix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/751477/readout-of-secretary-carters-meeting-with-danish-minister-of-defense-peter-chri

[x] http://www.defense.gov/News/News-Releases/News-Release-View/Article/757136/statement-by-pentagon-press-secretary-peter-cook-on-us-russia-video-conference

[xi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/759621/statement-by-secretary-of-defense-ash-carter-on-belgiums-expanded-role-in-the-c

[xii] http://www.nato.int/cps/en/natohq/photos_130941.htm

[xiii]

[xiv] http://www.nato.int/cps/en/natohq/photos_131090.htm

[xv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/780277/general-officer-assignments

[xvi] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/_b4a8635.jpg

[xvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/790166/readout-of-secretary-carters-meeting-with-singaporean-prime-minister-lee-hsien

[xviii] http://www.nato.int/cps/en/natohq/photos_131963.htm

[xix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/791045/command-senior-enlisted-leader-assignment

[xx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/794803/readout-of-deputy-secretary-of-defense-bob-works-meeting-with-montenegrin-minis

[xxi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/794218/general-officer-assignments

[xxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/796688/general-officer-assignments

[xxiii] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/2_p061416ps-0381.jpg

[xxiv] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/p061516ps-0402.jpg

[xxv] http://www.nato.int/cps/en/natohq/photos_132431.htm

[xxvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/799360/readout-of-secretary-carters-meeting-with-british-secretary-of-state-for-defens

[xxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/798513/readout-of-secretary-carters-meeting-with-turkish-minister-of-defense-fikri-ik

[xxviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/799360/readout-of-secretary-carters-meeting-with-british-secretary-of-state-for-defens

[xxix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/799690/readout-of-secretary-of-defense-ash-carters-meeting-with-ukrainian-minister-of

[xxx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/801790/readout-of-secretary-of-defense-ash-carters-meeting-with-kingdom-of-saudi-arabi

[xxxi] http://www.understandingwar.org/sites/default/files/APR-JUN%202016%20AFG%20Threat%20Assessment%20Map%20PDF%20final%20%281%29_0.pdf

[xxxii] http://www.defense.gov/Portals/1/Documents/Enhancing_Security_and_Stability_in_Afghanistan-June_2016.pdf

[xxxiii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/803046/statement-by-pentagon-press-secretary-peter-cook-on-us-russia-video-conference

[xxxiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/804931/readout-of-secretary-carters-meeting-with-israeli-minister-of-defense-avigdor-l

[xxxv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/805485/statement-by-secretary-carter-on-polands-decision-to-expand-campaign-against-is

[xxxvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/805527/statement-by-secretary-of-defense-ash-carter-on-new-zealands-decision-to-extend

[xxxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/808727/readout-of-deputy-secretary-works-meeting-with-dutch-minister-of-defense-secret

[xxxviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/812022/readout-from-secretary-carters-call-with-uk-state-secretary-for-defense-michael

[xxxix] http://www.nato.int/cps/en/natohq/photos_132812.htm

[xl] http://www.defense.gov/News/News-Releases/News-Release-View/Article/814822/statement-from-secretary-carter-on-fallujah

[xli] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/2_p062916ps-0719.jpg

[xlii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/775865/readout-of-secretary-carters-meeting-with-qatari-minister-of-state-for-defensege/image_file/p062816ps-0823.jpg

[xliii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/819791/readout-of-secretary-carters-call-with-turkish-minister-of-defense-fikri-ik

[xliv] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/pod1-p070616ps-0128.jpg

[xlv] http://www.nato.int/cps/en/natohq/photos_133044.htm

[xlvi] http://www.nato.int/cps/en/natohq/photos_133039.htm

[xlvii] http://www.nato.int/cps/en/natohq/photos_133048.htm

[xlviii] http://www.nato.int/cps/en/natohq/photos_133042.htm

[xlix] http://www.nato.int/cps/en/natohq/photos_133060.htm

[l] http://www.defense.gov/News/News-Releases/News-Release-View/Article/832439/readout-of-secretary-carters-meeting-with-turkish-minister-of-defense-fikri-iik

[li] http://www.defense.gov/News/News-Releases/News-Release-View/Article/832829/defense-secretary-commends-iraqi-forces-announces-new-accelerants-to-combat-isi

[lii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/840876/readout-of-secretary-carters-call-with-french-minister-of-defense-jean-yves-le

[liii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/850006/readout-of-secretary-carters-call-with-turkish-minister-of-defense-fikri-iik

[liv] http://www.nato.int/cps/en/natohq/photos_134215.htm

[lv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/850679/readout-of-secretary-carters-meeting-with-french-minister-of-defense-jean-yves

[lvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/858304/statement-by-pentagon-press-secretary-peter-cook-on-us-russia-video-conference

[lvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/879127/general-officer-assignments

[lviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/885684/command-senior-enlisted-leader-assignment

[lix] http://www.understandingwar.org/sites/default/files/10%20-%2029%20AUG%20Russian%20Airstrikes.pdf

[lx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/936475/readout-of-secretary-carters-meeting-with-israeli-minister-of-defense-avigdor-l

[lxi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/937226/readout-of-secretary-carters-meeting-with-turkish-minister-of-national-defense

[lxii] http://www.understandingwar.org/sites/default/files/ISIS%20Turkey%20Map.pdf

[lxiii] https://www.whitehouse.gov/the-press-office/2016/09/16/readout-presidents-national-security-council-meeting-counter-isil

[lxiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/946209/statement-by-pentagon-press-secretary-peter-cook-on-us-russia-video-conference

[lxv] https://www.whitehouse.gov/sites/default/files/imagecache/gallery_img_full/image/image_file/p092016ps-0057.jpg

[lxvi] http://www.nato.int/cps/en/natohq/photos_135173.htm

[lxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/953167/readout-of-secretary-of-defense-ash-carters-meeting-with-australias-prime-minis

[lxviii] https://pbs.twimg.com/media/Cs-3JXqUsAA8Fmv.jpg

[lxix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/958052/statement-from-secretary-of-defense-ash-carter-on-additional-support-to-iraqi-c

[lxx] https://www.washingtonpost.com/news/checkpoint/wp/2016/03/21/u-s-air-war-against-isis-enters-new-phase-but-the-fight-for-mosul-is-coming/

[lxxi] http://www.inherentresolve.mil/Portals/1/Documents/Strike%20Releases/2016/04April/20160407%20Strike%20Release%20Final.pdf?ver=2016-04-07-084253-203

[lxxii] http://www.inherentresolve.mil/Portals/1/Documents/Strike%20Releases/2016/04April/20160415%20Strike%20Release%20Final.pdf?ver=2016-04-15-081540-793

[lxxiii] https://www.youtube.com/watch?v=lBXH_2Vh2y0

[lxxiv] https://www.youtube.com/watch?v=tGQ1dwLfyE4

[lxxv] https://www.youtube.com/watch?v=Um2cTjCsatI

[lxxvi] https://www.youtube.com/watch?v=nulyzL6jwqg

[lxxvii] https://www.youtube.com/watch?v=DdE-ZIFgLds

[lxxviii] https://www.youtube.com/watch?v=XgqJuGGKi9Y

[lxxix] https://www.youtube.com/watch?v=z4YdRQ0iiWE

[lxxx] https://www.youtube.com/watch?v=Unnu81Emvuw

[lxxxi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/751070/department-of-defense-identifies-navy-casualty

[lxxxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/754273/dod-identifies-army-casualty

[lxxxiii] https://www.youtube.com/watch?v=HW3y49ULreY

[lxxxiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/756104/statement-by-secretary-of-defense-ash-carter-on-hostage-rescue-in-afghanistan

[lxxxv] https://www.youtube.com/watch?v=BwelYG6Q-94

[lxxxvi] https://www.youtube.com/watch?v=iSkdBnzkVQQ

[lxxxvii] https://www.youtube.com/watch?v=dXzUH0T7fqE

[lxxxviii] https://www.youtube.com/watch?v=JaYboMzvXPc

[lxxxix] https://www.youtube.com/watch?v=9H6JEesdcK0

[xc] http://www.defense.gov/News/News-Releases/News-Release-View/Article/778259/statement-by-pentagon-press-secretary-peter-cook-on-us-airstrike-against-taliba ; http://www.defense.gov/News/News-Releases/News-Release-View/Article/778380/statement-by-secretary-of-defense-ash-carter-on-us-airstrike-against-taliban-le

[xci] http://www.defense.gov/News/News-Releases/News-Release-View/Article/784079/dod-identifies-navy-casualty

[xcii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/788062/statement-by-pentagon-press-secretary-peter-cook-on-us-airstrike-in-somalia

[xciii] https://www.youtube.com/watch?v=aH4X-EGtDYo

[xciv] https://www.youtube.com/watch?v=xtjtCn896yU

[xcv] http://www.reuters.com/article/us-mideast-crisis-iraq-falluja-idUSKCN0YL1B0

[xcvi] https://www.youtube.com/watch?v=jvnMY7u026c

[xcvii] https://www.youtube.com/watch?v=1kr1eoi94es

[xcviii] https://www.youtube.com/watch?v=7Z04I8iCHcw

[xcix] https://www.youtube.com/watch?v=vO53IUFXols

[c] https://www.youtube.com/watch?v=WzZyusGFTSs

[ci] http://www.defense.gov/News/News-Releases/News-Release-View/Article/810435/dod-identifies-navy-casualty

[cii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/823506/statement-by-pentagon-press-secretary-peter-cook-on-strike-targeting-isil-milit

[ciii] http://www.haaretz.com/middle-east-news/1.727142

[civ] https://www.youtube.com/watch?v=AxBpqNbvuJs

[cv] https://www.youtube.com/watch?v=aCnrlEeQlwA

[cvi] https://www.youtube.com/watch?v=mXb1GSDxeSA

[cvii] https://www.youtube.com/watch?v=cuHeeLWUmLQ

[cviii] http://www.understandingwar.org/backgrounder/russian-airstrikes-syria-june-3-28-2016

[cix] https://www.youtube.com/watch?v=9lqJ89GgiRs

[cx] https://www.youtube.com/watch?v=eM4TGOJgon4

[cxi] https://www.youtube.com/watch?v=lPPPybddQ0A

[cxii] https://www.youtube.com/watch?v=yx3emfVNoN8

[cxiii] https://www.youtube.com/watch?v=iby9R5p1MAc

[cxiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/836651/statement-from-pentagon-press-secretary-peter-cook-on-death-of-umar-khalifa

[cxv] https://www.youtube.com/watch?v=IEHu2ZYIDPw

[cxvi] https://www.youtube.com/watch?v=pY1og3vuO4M

[cxvii] https://www.sofmag.com/barksdale-airmen-continue-b-52-mission-against-isis/

[cxviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/849496/dod-identifies-air-force-casualty

[cxix] https://www.youtube.com/watch?v=kSiHbRUy6WI

[cxx] https://www.youtube.com/watch?v=ZvBofL5Tgtg

[cxxi] https://www.youtube.com/watch?v=MKVk2h0xcps

[cxxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/913820/statement-by-deputy-press-secretary-gordon-trowbridge-on-strike-targeting-an-is

[cxxiii] https://www.youtube.com/watch?v=PTc8jV4MJjw

[cxxiv] http://www.understandingwar.org/backgrounder/russian-airstrikes-syria-june-3-28-2016

[cxxv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/906735/dod-identifies-air-force-casualty

[cxxvi] http://www.inherentresolve.mil/News/Article/954941/coalition-continues-counter-isil-progress-across-iraq-syria/

[cxxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/881794/statement-by-pentagon-press-secretary-peter-cook-on-us-air-strike-in-libya

[cxxviii] https://www.youtube.com/watch?v=5bsawnnI4sQ

[cxxix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/911063/statement-from-secretary-of-defense-ash-carter-on-attacks-in-turkey

[cxxx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/914092/dod-identifies-army-casualty

[cxxxi] http://www.reuters.com/article/us-mideast-crisis-syria-islamic-state-idUSKCN10N178

[cxxxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/914947/statement-by-secretary-of-defense-ash-carter-on-the-liberation-of-manbij

[cxxxiii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/923444/statement-by-secretary-of-defense-ash-carter-on-us-casualties-in-afghanistan ; http://www.defense.gov/News/News-Releases/News-Release-View/Article/924303/dod-identifies-army-casualty

[cxxxiv] https://www.youtube.com/watch?v=2eQSmoK99Rs

[cxxxv] http://www.wsj.com/articles/turkey-send-more-tanks-into-syria-as-kurds-pull-out-of-manbij-1472129794

[cxxxvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/930843/statement-by-pentagon-press-secretary-peter-cook-on-precision-airstrike-targeti ; http://www.defense.gov/News/News-Releases/News-Release-View/Article/941733/statement-from-pentagon-press-secretary-peter-cook-on-strike-against-isil-senio

[cxxxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/946983/statement-from-pentagon-press-secretary-peter-cook-on-airstrike-against-isil-se

[cxxxviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/940436/dod-identifies-army-casualty

[cxxxix] https://www.airforcetimes.com/articles/fight-against-isis-gaining-momentum-goldfein-says-on-npr

[cxl] https://www.youtube.com/watch?v=Ac62VSqMSc0

[cxli] http://www.defense.gov/News/News-Releases/News-Release-View/Article/947846/dod-identifies-army-casualty

[cxlii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/947848/statement-by-pentagon-press-secretary-peter-cook-on-coalition-airstrike-in-syria

[cxliii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/951831/department-of-defense-identifies-navy-casualty

[cxliv] https://www.youtube.com/watch?v=bNvMQfSMzX0

[cxlv] https://twitter.com/OIRSpox/status/779367961266098176

[cxlvi] https://pbs.twimg.com/media/CtNGQ6BWcAAB-SA.jpg

[cxlvii] https://twitter.com/CJTFOIR/status/780092970074791936

[cxlviii] http://www.telegraph.co.uk/news/2016/10/01/john-kerry-suggests-syrian-elections-include-assad-as-hospitals/

[cxlix] https://pbs.twimg.com/media/CtEZ6ZvWYAApNza.jpg

[cl] http://www.nationalmuseum.af.mil/Upcoming/Photos.aspx?igphoto=2000558442

[cli] https://t.co/VuTIIKOYv2

[clii] Drew Middleton, Air War Vietnam, Arno Press, New York Times Company, New York, 1978.

[cliii] Karnow, Stanley, Vietnam: A History, p. 468

[cliv] http://www.nationalmuseum.af.mil/Upcoming/Photos.aspx?igphoto=2000270836

[clv] http://www.af.mil/News/ArticleDisplay/tabid/223/Article/938871/af-week-in-photos.aspx

[clvi] http://www.defense.gov/Portals/1/features/2014/0814_iraq/docs/Airpower_31_July_2016.pdf

[clvii] http://www.defense.gov/Portals/1/features/2014/0814_iraq/docs/Airpower_31_May_2016.pdf

[clviii] http://www.defense.gov/Portals/1/features/2014/0814_iraq/docs/Airpower_30_June_2016.pdf

[clix] http://www.defense.gov/Portals/1/features/2014/0814_iraq/docs/Airpower_31_July_2016.pdf

[clx] https://www.washingtonpost.com/news/checkpoint/wp/2016/03/21/u-s-air-war-against-isis-enters-new-phase-but-the-fight-for-mosul-is-coming/

[clxi] http://www.af.mil/News/Photos.aspx?igphoto=2001638865#.V-k6nlNUE0E.twitter

Combined Joint Task Force – Operation Inherent Resolve: The Air Campaign, Effectiveness, Part II

Inherent Resolve Camp

The Operation Inherent Resolve Campaign Medal, instated March 30, 2016.[i] The first five medals were awarded by US Secretary of Defense Ash Carter on 18 April 2016.

medals2

Combined Joint Task Force – Operation Inherent Resolve: The Air Campaign, Effectiveness, Part II

It has been over six months since the 13 November 2015 Paris terrorist attacks. Russian involvement has significantly changed the situation in Syria, while the latest terrorist attack against the Brussels airport and metro-station on 22 March, in addition to the 19 March attacks in Istanbul, seem to suggest ongoing pressure from the Islamic State’s European terrorist network.

How has CENTCOM’s Operation Inherent Resolve and its vast air campaign developed since November 2015? According to US Department of Defense figures, since the beginning of the air campaign (dated to 8 August 2014), over $6.5 billion dollars has been spent ($11.4 million a day), with total coalition sorties, as of 28 March 2016, estimated at 87,940.[ii] Of those, 11,230 were strike missions, with 7,556 carried out in Iraq and 3,674 in Syria. Meanwhile, the White House, Pentagon, NATO, and Moscow have all been been keen to stress improvements, such as the recapture of Ramadi, capital of Anbar province, at the end of 2015, or the capture of Palmyra, in Syria, by the Russian supported Syrian Army at the end of March 2016. Likewise, Baghdad, with US and NATO backing, is now preparing to begin an offensive against Mosul, the capital of Nineveh province, and a major ISIL stronghold. Meanwhile, Kabul remains a target for terrorist attacks,[iii] and the broader War on Terror is expected to continue into 2018 at least. How has the enormous Combined Joint Task Force – Operation Inherent Resolve’s air campaign effort been maintained by the Global Coalition in diplomatic and operational terms? How effective has it been over the last six months?

Diplomacy and Strategy: Maintaining the Coalition

On December 2, 2015 the UK parliament voted to expand the RAF mission to include Syria. That day, US Secretary of Defense Ash Carter made a statement applauding the UK’s commitment, and also voiced approval of the 1,200 personnel committed by Germany.[iv] On 7 December, the Defense Department announced that it had killed Abu Nabil (aka, Wissam Najm Abd Zayd al Zubaydi), who was an Iraqi ISIL leader and operative in Libya. He had been targeted as part of a strike on 13 November.[v]

On 15 December, the DOD announced that as part of the broader anti-Terror strategy, including air-strikes against targets in Somalia, the US was prepared to maintain a force level of 9,800 personnel in Afghanistan, to transition to 5,500 after 2016.[vi]

carterselva

Ash Carter and General Paul J. Selva, USAF, the vice chairman of the Joint Chiefs of Staff, testify before the Senate Armed Service Committee on 9 December.

On 19 December, as part of a tour of US and Coalition naval forces in theatre, Ash Carter made a phone call to Iraqi Prime Minister Haider al-Abadi regarding what appeared to be a friendly-fire incident involving the death of Iraq Security Forces by Coalition airstrikes.[vii] That same day Carter visited the French nuclear carrier Charles de Gaulle, then the flagship of the USN’s Central Command Task Force 50. Carter placed a phone call to French Minister of Defense, Jean Yves Le Drian, in which the two discussed the ongoing anti-ISIL mission and, significantly, the future role of Russia in Syria, as well as the position of Iran.[viii] Carter also met with King Hamad bin Isa Al Khalifa of Bahrain at the King’s residence, where they discussed counter-ISIL strategy.[ix]

On 22 December, Secretary of Defense Carter called Italy’s Defence Minister, Roberta Pinotti, to follow up on their meeting in Rome the previous October. In this phone call they discussed Italian commitments to Iraq and Libya.[x] Six days later, following the Christmas break, Carter made a statement congratulating Iraq’s Prime Minister for the recapture of Ramadi from ISIL forces.[xi]

Meanwhile, the Pentagon was confronted with the North Korean nuclear test of 6 January which caused a flurry of activity: Carter was in close communication with Japanese and South Korean Defence Ministries, as well as US Forces Command Korea to discuss responses.[xii] As a result of these developments, Brigadier General Tony D. Bauernfeind, the Deputy Commander Special Operations Joint Task Force-Afghanistan was transferred to Special Operations Command, Korea, as Commanding General.[xiii]

On 11 January, Carter met with King Abdullah II of Jordan at the Pentagon. Together they discussed the situation in Syria and reaffirmed their mutual commitment to countering ISIL.[xiv]

obama-ben rhodes

Barack Obama and Director of Speechwriting Cody Keenan work on the State of the Union Address while Ben Rhodes, Deputy National Security Advisor for Strategic Communications, looks on, seemingly exasperated. January 11, 2016.

On 13 January 2016, at 9:10 pm EST, US President Barack Obama gave his final State of the Union address to the joint session of Congress. In his address, the President described the efforts that had been made thus far to degrade and destroy ISIL and al Qaeda- while the President denied that the Long War against global terrorism represented a new “World War III”, he did acknowledge that the US led 60 member nation coalition had conducted over 10,000 air strikes. Obama once again asked the US Congress to pass a vote authorizing military action against ISIL.[xv] Earlier that day, Ash Carter made a statement thanking US Secretary of State John Kerry for negotiating the release of ten US Navy sailors held by Iran.[xvi]

The next day, Deputy Secretary of Defense Bob Work traveled to Israel as part of a two-day trip to shore up US-Israeli defence commitments. During the trip, Work met with Israeli Minister of Defense Moshe Ya’alon and the Director-General of Israeli Ministry of Defense Dan Harel, as well as Israel’s President, Reuven Rivlin. In addition to broader discussion of regional strategy, the meeting emphasized US-Israeli technology cooperation, specifically the DOD’s Third Offset Strategy.[xvii] Work was scheduled to follow up this trip with another trip to the United Kingdom. While in Cheltenham and Hereford during January 14, 15, 16 and 17, the Deputy Secretary met with UK Minister of State for Defence Procurement, Philip Dunne, and discussed “global security issues, bilateral defence cooperation,” and other technical issues related to refocusing the UK’s defence establishment on cyber, special operation and technical innovation, following on the UK’s Strategic Defense and Security Review.[xviii]

On 18 January Ash Carter met with Australian Prime Minister Malcolm Turnbull at the Pentagon, following a wreath laying ceremony at Arlington National Cemetery. The focus of the discussion was on Syria and Iraq, in addition to the ongoing crisis in the Asia-Pacific region. Carter expressed his desire to see continued Australian cooperation, in particular, Turnbull’s participation in the upcoming counter-ISIL coalition meeting in Paris.[xix]

obama turnbull

January 19th, President Obama says goodbye to Australian Prime Minister Malcolm Turnbull following a working lunch.

Next, Coalition partners, meeting in Paris, issued a joint statement on January 20th. The Defence Ministries of Australia, France, Germany, Italy, the Netherlands, the UK and United States affirmed their commitment to accelerating the “C-ISIL/DAESH” mission. The joint statement confirmed that the coalition had gained momentum and was now preparing to move into, “its next phase targeting ISIL/DAESH vulnerabilities.” The statement emphasized that, while the military campaign was a critical component of the overall strategy, equally important would be ongoing political steps to ensure regional stability.[xx] A further meeting would take place in February.

Major re-shuffling of the Afghan-Iraq command occurred on 21 January. Major General Jay B. Silveria USAF was moved to deputy commander USAF Cent-Com, and, wearing a second hat, also became deputy Combined Forces Air Component Commander, Cent-Com (Southwest Asia). Brigadier General Jeffrey B. Taliaferro became Commander 9th Air And Space Expeditionary Task Force-Afghanistan, as well as NATO C-in-C for Air Command-Afghanistan, in addition to deputy commander USAF-Afghanistan Central Command. Brigadier General Richard A. Coe, the deputy commander (air) for Combined Joint Forces Land Component Command-Iraq, and Joint Air Component Coordination Element-Iraq (for CJTF-OIR) was moved to the Inspector General position for HQ Air Combat Command in Langley Virginia. Brigadier General Coe was replaced by Col. Matthew C. Isler- promoted, Brigadier General- formerly of the 12th Flying Training Wing, Air Education and Training Command, San Antonio Texas. To support closer integration with UK forces, Brigadier General Chris M. Short, 57th Fighter Wing commander, became the defense attaché-UK, within the Defense Intelligence Agency.[xxi]

Meetings of the Chiefs of Defence at NATO Headquarters in Brussels- Military Committee in Chiefs of Staff Session

Left to right: General Sir Nicholas Houghton (UK Chief of Defence) with General Tom Middendorp (Chief of Defence, The Netherlands) and General Joseph Dunford (Chairman of the US Joint Chiefs of Staff)

174th Military Committee in Chiefs of Defence Session, Brussels. General Sir Nicholas Houghton, UK Chief of Defence, General Tom Middendorp, Chief of Defence, The Netherlands, and the Chair of the US Joint Chiefs of Staff, General Joseph Dunford, met on 21 January, 2016.

The next day, Ash Carter met with Iraqi Prime Minister Haider al-Abadi, during the World Economic Forum in Davos, Switzerland. They reiterated their commitment to countering-ISIL, with Carter stressing the successes in the Ramadi operation.[xxii] The global coalition was preparing for a major summit in Brussels. Carter also met with Afghan President Ashraf Ghani, where they discussed the deployment of Afghanistan’s A-29 aircraft in the counter-Taliban campaign, and both looked forward to meeting again at the NATO summit in July to be held in Warsaw.[xxiii] The A-29 contract is worth $427 million, and will deliver 20 of the close attack planes by 2018.[xxiv]

''The Global Security Outlook'' Session at the World Economic Forum

Afghan President Mohammad Ashraf Ghani, NATO Secretary General Stoltenberg, US Secretary of Defense Ash B. Carter, the Deputy Prime Minister and Coordinating Minister for Economic and Social Policies, Office of the Prime Minister of Singapore, and Espen Barth Eide, Head of Geopolitical Affairs, World Economic Forum are seen discussing the Global Security Outlook at the 2016 World Economic Forum in Davos, Switzerland, 22nd January.

obama-phone.jpg

US President Barack Obama at the Resolute Desk in the Oval Office, January 22nd 2016

On 27 January, Carter announced that General John Campbell, C-in-C US Forces Afghanistan and Commander NATO Operation Resolute Support was to be replaced by Lt. General John Nicholson, former commander US 82nd Airborne Division and Chief of Staff for the International Security Assistance Force and US Forces Afghanistan.[xxv]

The following day the US and Russian Defense personnel consulted via video conference on further implementation of their “memorandum of understanding” designed to prevent flight accidents over Syrian airspace.[xxvi] The next day, 29 January, Ash Carter made a statement regarding the Dutch Minister of Defense, Jeanine Hennis-Plasschaert’s, decision to expand Dutch airstrikes over Syria. Carter looked forward to meeting with Hennis-Plasschaert, and the representative from the 26 nation military coalition, in two-weeks time in Brussels for the coalition’s Defence Ministerial conference.[xxvii]

January 29th: Major General Mark R. Stammer, C-in-C Combined Joint Task Force Operation Enduring Freedom-Horn of Africa was replaced by Brigadier General Kurt L. Sonntag, formerly Special Operations Command South, US Southern Command.[xxviii] Brigadier General Scott A. Howell, promoted Major General, became commander, Special Operations Joint Task Force-Afghanistan.[xxix] On 5 February Colonel Daniel L. Simpson was promoted to Brigadier General and transferred from the National Security Agency to deputy director of intelligence, US Forces-Afghanistan, as well as assistant deputy chief of staff of intelligence to NATO HQ, Operation Resolute Support.[xxx] It is significant to note the number of intelligence officers being transferred to Afghanistan postings.

forcenumbers

As of February 2nd, Lt. General Sean B. Macfarland, C-in-C CJTF-OIR had approximately 6,500 soldiers from 17 nations under his command in Iraq.[xxxi]

NATO Secretary General attends European Defence Ministers meeting

February 5th, NATO Secretary General Jens Stoltenberg photographed at the European Defence Ministers meeting.

On February 9th, President Obama sent Congress his Fiscal Year 2017 budget for $582.7 billion for the DOD. The budget was meant to reflect changes in the security situation, including, “Russian aggression, terrorism by the Islamic State of Iraq and the Levant (ISIL) and others, and China’s island building and claims of sovereignty in international waters”. The budget allowed for 460,000 soldiers in the Army, 335,000 soldiers in the National Guard, and 195,000 soldiers in the Army Reserve for 56 total brigade combat teams. The Marine Corps would consist of 182,000 marines and 38,5000 reservists. The Navy was to expand from 280 ships to 308 (over 5 years), with 380,900 active duty and reserve sailors. The USAF was to consist of 491,700 active duty, reserve and national guard airmen, for 55 tactical fighter squadrons.[xxxii]

bilateral.jpg

February 10th, US Secretary of Defense Ash Carter and Staff in bilateral meeting with NATO Secretary General Jens Stoltenberg.

Defense Secretary Carter met with Canadian Minister of National Defense Harjit Sajjan on 10 February during Carter’s visit to Brussels. Sajjan was thanked for his commitment to countering ISIL, including the extension of Canada’s role in aerial refueling and surveillance. Canada is also expanding its training and intelligence missions for Iraq.[xxxiii]

NATOfamily.jpg

NATO Defence Ministers family portrait 10th February 2016, NATO HQ, Brussels.

On 11 February, Ash Carter met with Saudi Arabia’s Minister of Defense, Mohammed bin Salman, in Brussels. Both parties agreed on the importance of accelerating the counter-ISIL mission. Carter responded favorably to the Minister’s offer to expand Saudi Arabia’s role in the air campaign.[xxxiv]

On February 12th, Brigadier General Scott A. Kindsvater, formally the Assistant deputy commander USAF Central Command, became deputy commander-Operations and Intelligence, CJTF-OIR.[xxxv] Also on the 12th, Ash Carter met with United Arab Emirates Minister of State for Defense Affairs, Mohammed Al Bowardi, in Brussels. Carter “welcomed” the Minister’s willingness for the UAE to rejoin the coalition air campaign.[xxxvi] Further, on the 12th, the International Syria Support Group (ISSG) members met at Munich to discuss a Cessation of Hostilities agreement.

February 15 was the beginning of the Syrian Democratic Forces operation to secure Shaddadi.[xxxvii] On 16 February Brigadier General Antonio M. Fletcher, formerly the special assistant to the commanding general, US Army Special Operations Command, Fort Bragg, became deputy commander, Special Operations Joint Task Force-Afghanistan, Operation Freedom’s Sentinel. Brigadier General Robert P. Walters Jr., formerly the director of intelligence US Special Operations Command, MacDill Air Force Base became deputy chief of staff, intelligence, Resolute Support Mission, NATO and director J-2, US Forces Afghanistan, Operation Freedom’s Sentinel- continuing the trend of appointing intelligence officers to Afghanistan postings.[xxxviii]

The following day, Secretary of Defense Carter made a statement condemning the 17 February terrorist attacks in Ankara.[xxxix] On 19 February the DOD announced that it had conducted an airstrike on an ISIL training camp near Sabratha, Libya, targeting Noureddine Couchane (“Sabir”), a Tunisian, operating the ISIL training camp there.[xl] That same day, Brigadier General David W. Hicks (USAF) was transferred from vice commander First Air Force, Tyndall Air Force Base, Florida, to Commander NATO Air Training Command-Afghanistan, Operation Resolute Support.[xli] The following day the DOD admitted that two Serbian hostages held in Libya had been killed, although the Defense Department did not admit if it was responsible, or if these were reprisal killings for its 19 February airstrike.[xlii]

obama-cameron.jpg

23rd February, President Obama and members of the national security team meet via video conference with Prime Minister of the United Kingdom, David Cameron, Chancellor Angela Merkel of Germany and French President Francois Hollande to discuss the situation in Syria. From Obama’s right is Vice President Joseph Biden, Assistant to the President for Homeland Security, Lisa Monaco, Avril Haines, Deputy National Security Advisor, and National Security Advisor Susan E. Rice.

afghanistan

ISW map estimating Taliban control in Afghanistan, 23 February 2016.[xliii]

On 23 February USMC Colonel William H. Seely III was promoted to Brigadier General, serving in the function of chief of staff USMC Cyberspace Command, Fort Meade, then deployed at the J-2 Combined Joint Forces Land Component Command-Iraq.[xliv]

obama-state.jpg

February 25th, President Obama at a National Security Council meeting held at the US State Department to discuss the Counter-ISIL mission.

February 29th: the DOD held a video conference with Russian Defense officials concerning the ongoing US-Russia memorandum of understanding on flight safety over Syria.[xlv]

iraq-NATO.jpg

1st March 2016, NATO Secretary General Jens Stoltenberg meets with Iraq’s President Fouad Massoum.

obama-security.jpg

March 4th, Barack Obama and members of the National Security Council discuss counter-terrorism, via video conference from the White House Situation Room, with Afghan President Ashraf Ghani and Chief Executive Abdullah Abdullah. From the President’s right are Vice President Joseph Biden, Assistant to the President for Homeland Security, Lisa Monaco, Peter Lavoy, Senior Director for South Asian Affairs, Avril Haines, Deputy National Security Advisor, and National Security Advisor Susan E. Rice.

ISIS's Regional Campaign MAR2016-01_16 (1).png

Institute for the Study of War, ISIS Regional Campaign map showing major areas of operation, March 2016[xlvi]

On March 8th, Ash Carter met with German Defense Minister, Ursula von der Leyen, at the Pentagon. The two discussed the counter-ISIL mission, the situation in Ukraine, and Afghanistan, and Carter was pleased with Germany’s ongoing commitment to Operation Resolute Support.[xlvii] On 11 March the DOD announced that Army General Curtis M. Scaparrotti would succeed USAF General Breedlove as Supreme Allied Commander, Europe.[xlviii] Scaparrotti had previously commanded the International Security and Assistance Force Afghanistan during the 2011-2012 surge.[xlix]

On 14 March, Carter met with Israeli Defense Minister, Moshe Ya’alon at the Pentagon. On March 15, the DOD appointed Major General Paul A. Ostrowski to deputy commanding general for support, Combined Security and Transition Command-Afghanistan, Operation Freedom’s Sentinel.[l] Likewise, Brigadier General Jeffery D. Broadwater, the deputy commander of the 1st Armored Division, was appointed the director CJ-35 for Resolute Support Mission, NATO, Operation Freedom’s Sentinel, replacing Brigadier General Richard C. Kim. Brigadier General Broadwater traded postings with Brigadier General Joel K. Tyler, who had formerly been the director of operations for the CTJF-OIR.

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NATO Secretary General Stoltenberg conducts a briefing during his visit to Afghanistan with Chairman of the Military Committee, General Petr Pavel (left) and Operation Resolute Support Commander, General John Nicholson (centre), 14 March 2016.

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March 18th, 2016. President Obama speaks with French President Francois Hollande and Belgian Prime Minister Charles Michel regarding the capture of Salah Abdeslam, a planner of the November 13 2015 Paris Terrorist attacks. Standing across from Obama is Lisa Monaco, Assistant to the President for Homeland Security and Counterterrorism.

On the 17th, the Pentagon released its 2017 Defense Posture Statement.[li] In that document, Defense Secretary Carter lamented the possible sequestration that would follow 2017, resulting in a $100 billion in cuts from 2018 to 2021. Carter acknowledged a dramatic shift in the global balance of power, suggesting that the concept of a return to great power politics may be a valid comparison. The Secretary of Defense stressed the importance of countering ISIL, “most immediately in its parent tumor in Iraq and Syria, and also where it is metastasizing, in Afghanistan, Africa, and elsewhere”. Carter noted that the $7.5 billion budget for Operation Inherent Resolve would be “critical to continuing to implement and accelerate the coalition military campaign plan that the United States has developed”. The 2017 strategy would focus on destroying ISIL in Raqqa, in Syria, and Mosul, in Iraq.[lii]

The budget included the all important figure of $630 million for training and equipping the Iraqi Security Force, and another $250 million for “enabling Syrian anti-ISIL forces.”[liii] Significantly, only $41.7 million was earmarked for Operation Freedom’s Sentinel. Another $9 million was earmarked for other counter-ISIL operations in the Levant, and a further $166 million for the North and West African theatres. The DOD intended to spend another $1.8 billion to purchase over 45,000 GPS guided bombs due to the reduction in coalition stockpiles caused by the air campaign.[liv] A further $5.7 billion was earmarked for the increase of global daily unmanned air patrols form 70 to 90 by the end of 2018. These patrols would include “a mix of MQ-9 Reapers, Extended Range Reapers, and MQ-1C Advanced Gray Eagles” and require “60 patrols from the Air Force, 16 from the Army, and 14 that are government-owned and flown by contractors for the Air Force and US Special Operations Command”. The A-10 Thunderbolt II would continued flying until 2022, as the A-10s operating in support of Operation Inherent Resolve flying out of Incirlik Air Base in Turkey were deemed essential for the air campaign.[lv]

On March 19th the Pentagon announced the deployment of the XVIII Airborne Corps HQ to Kuwait, along with 450 soldiers, where the XVIII Airborne Corps would replace III Corps as the command HQ for the Combined Joint Task Force – Operation Inherent Resolve.[lvi]

On 22 March Deputy Secretary of Defense Bob Work met Danish Permanent Secretary for the Ministry of Defense, Thomas Ahrenkiel, at the Pentagon, where they discussed the counter-ISIL campaign.[lvii]

stoltenberg-Brusselsattacks.jpg

22nd March, NATO Secretary General Jens Stoltenberg prepares to give a statement following the Brussels airport terrorist attacks.

On 24 March Deputy Secretary of Defense Bob Work hosted Norway’s Secretary for Defense, Oystein Bo, at the Pentagon, where the two discussed broader counter-ISIL strategy.[lviii] Secretary of Defense Ash Carter meanwhile called Crown Prince Mohammed bin Salman, Saudi Arabia’s Minister of Defense, to discuss the situation in the middle-east and the counter-ISIL mission.[lix]

On 25 March Major General Christopher K. Haas became deputy chief of staff, Operations, Resolute Support Mission, having been transferred from his posting as director, force management and development, US Special Operations Command.[lx] Major General Hass replaced Major General Mark R. Quantock, who became director J-2 US Central Command, MacDill Air Force Base. Brigadier General Willard M. Burleson III, the director, Mission Command Center of Excellence, US Army Combined Arms Center, Fort Leavenworth, also became senior advisor to the Ministry of Defense, US Forces-Afghanistan, Operation Freedom’s Sentinel.

carterdunford.jpg

March 25, Ash Carter and Marine Corps General Joe Dunford, the Chairman of the Joint Chiefs of Staff, briefed reporters on counter-ISIL strategy.

On March 29th Ash Carter hosted the Estonian Defense Minister, Hannes Hanso, at the Pentagon to discuss Estonia’s support for “operations in Afghanistan, Africa, the Balkans, and importantly its support for the coalition’s counter-ISIL campaign.”[lxi] Naturally, Russia was another major item on the agenda.

On March 30th the Defense Department announced that service members who had been active in Iraq, Syria, or nearby water or airspace from June 15, 2014, onwards would be eligible to be awarded the newly implemented Inherent Resolve Campaign Medal.[lxii]

obama-nucleardinner.jpg

March 31st, President Obama hosts a working dinner with the heads of state and delegation members attending the Washington Nuclear Security Summit in the White House East Room.

On 31 March, Acting Assistant Secretary for International Security Affairs Elissa Slotkin, and Joint Staff Vice Director for Strategic Plans and Policy Major General Steven M. Shepro, held a video conference from the Pentagon, with Russian MOD counterparts concerning the ongoing memorandum of understanding regarding flight safety over Syrian airspace.[lxiii]

obama-Jin

April 1st, 2016. US President Barack Obama bids farewell to Chinese President XI Jinping at the conclusion of the Nuclear Security Summit, Washington DC.

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April 4th, President Obama and members of his national security team meet with Jens Stoltenberg, NATO Secretary General, in the Oval Office. To the right of the President are Vice President Biden, Secretary of State John Kerry, and National Security Advisor Susan Rice. Seated in front of the camera, holding a highlighted document, is Secretary of Defense Ash Carter, and right of Carter is Avril Haines, Deputy National Security Advisor, and Lisa Monaco, Assistant to the President for Homeland Security and Counterterrorism.

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President Obama shakes hands with NATO Secretary General Jens Stoltenberg during their bilateral meeting on April 4th. Vice President Joe Biden and Secretary of State John Kerry visible in background.

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April 4th, Barack Obama poses with NATO Secretary General Jens Stoltenberg in the Oval Office following their bilateral meeting.

President Obama also met with his National Security Team and the Joint Chiefs of Staff on April 5th and issued a statement in which he stressed the need to continue accelerating the air campaign, which he credited with cutting critical the Raqqa-Mosul supply line.[lxiv]

On 14 April, the DOD announced that Brigadier General Dennis S. McKean, formerly the commandant US Army Armor School, would become the chief, Office of Security Cooperation – Iraq, US Central Command.[lxv]

obama CIA

On April 13, President Barack Obama, flanked by Vice President Biden, Secretary of State Kerry, CIA Director Brennan, and the Chairman of the Joint Chiefs of Staff, General Dunford made a statement on the coalition’s anti-ISIL strategy.[lxvi] Speaking from the CIA headquarters in Langley, Virginia, President Obama stated that the Islamic State is now on the defensive. The President noted successes in Anbar province, Iraq, especially around Hit. The President also pointed to gains made in Syria at al-Shaddadi, including the cutting of the supply corridor between Raqqah and Mosul. “In other words,” said the President, “the ISIL core in Syria and Iraq continues to shrink,” with ISIL fighters estimated to be in their lowest numbers in two years. Meanwhile, Obama pointed to diplomatic efforts about to resume in Geneva, seeking a conclusion to the Syrian civil war.[lxvii]

On April 16th, the New York Times reported that the Obama Administration was planning to accelerate its anti-ISIL campaign by increasing the deployment of Special Operations forces to Syria, as well as Army helicopters to Iraq. “Dozens” of SOF soldiers were to be added, to the 50 currently working inside Syria, up to as many as 200. The SOF were expected to provide support for the planned operation against Raqqa, the Islamic State’s capital, while the Army’s Apache helicopter gunships (which Iraq’s government had refused in December 2015)[lxviii] would support the planned future operation to capture Mosul.[lxix] Ash Carter, meanwhile, was in Al Dhafra air base for a tour of the Middle East. There were approximately 5,000 US service members in Iraq at the time. The coalition was now transitioning to its second phase of operations.

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Ash Carter meets with Global Hawk pilots during his tour of Iraq, April 17, 2016.

Operations and Tactics: Executing the Mission

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Kurdish Peshmerga fighters training in Irbil Iraq, October 11 2015.

nov13-strikes

During airstrikes carried out on 13 November 2015, nine coalition strikes were carried out against ISIL units near Ramadi, while other strikes near Ramadi destroyed 16 buildings, two weapons caches, six ISIL fighting positions, two light machine guns, an ISIL rocket launcher and two sniper positions. Also targeted and destroyed were five vehicle borne improvised explosive devices (VBIEDs), a staging area, two heavy machine guns, two command and control positions, a supply cache, an ISIL vehicle, another fighting position, plus damage was done to an ISIL controlled road.[lxx]

As part of Operation Tidal Wave II (the targeting of ISIL controlled oil assets), 116 fuel trucks were destroyed near Abu Kamal, Syria on November 15.[lxxi]

nov16a.jpg

            In the above image a PGM (precision guided munition) can be seen moments before it destroys an ISIL fuel truck. In the image below, incoming cannon rounds from the attacking A-10 Thunderbolt II aircraft can be seen a split second before destroying another truck.[lxxii]

nov16b

            On November 18th coalition airstrikes destroyed a bridge leading to Ramadi.[lxxiii]

nov18

On November 19 the coalition conducted three strikes near Kisik , Iraq, destroying four LMGs, two vehicles and two supply caches. [lxxiv] That same day the coalition destroyed an ISIL anti-air emplacement near Fallujah.[lxxv]

nov22

nov22a

Shortly afterwards, on November 24, the CJTF-OIR youtube page uploaded video highlighting the destruction of 283 ISIL fuel trucks during November 22, near Al Hassakah and Dayr Az Zawr Syria.[lxxvi] The images above show a small sample of the trucks, parked end-to-end in a huge circle, being decimated by A-10 cannon strikes.

            On the 24th of November the coalition destroyed a homemade exposive (HME) cache near Ramadi. On December 1st the coalition targeted a VBIED factory near Al Qaim, Iraq, and destroyed it, following that up with airstrikes the next day that destroyed two VBIEDs near Ramadi.[lxxvii]

dec1

            The photo above shows the VBIED factory before its destruction, while the colour before and after screen captures (below) show the destruction of VBIEDs near Ramadi.

dec2adec2b

On December 5, the coalition destroyed five ISIL oil wellheads near Dayr Az Zawr, Syria.[lxxviii] PGM circled.

dec5

Two VBIED factories near Qayyarah Iraq were targeted on December 7th and 10th, and a logistics factory was also hit.[lxxix]

dec10

On December 9, six strikes were carried out near Ramadi, destroying 2 ISIL boats used to cross the Euphrates, as well as two “tactical units” and five “fighting positions” and three weapons caches.[lxxx] Further strikes were carried out at Ramadi on 13 December, destroying multiple ISIL controlled buildings.[lxxxi] These were only a small sample of broader coalition strike missions, which included hundreds of attacks on a monthly bases. Multiple strikes were carried out every day.

dec15

On 15 December coalition airstrikes hit Al Qaim, Iraq, destroying an HQ building, an IED factory and a VBIED factory.[lxxxii]

During December 16-17 multiple strikes were carried out at Mosul, pulverizing ISIL positions and vehicles.[lxxxiii] More strikes were carried out on 20 December.[lxxxiv]

On 21 December six USAF personnel were killed when they were attacked while on patrol by a suicide bomber on a motorcycle at Bagram Air Base in Afhganistan. [lxxxv] Another two services members were injured as was a US contractor.[lxxxvi] These soldiers had been operating as part of Operation Freedom’s Sentinel.

On December 24 the coalition continued to hammer ISIL oil assets near Dayr Az Zawr, Syria. In sum 11 strikes were carried out in Syria that day followed by 19 strikes in Iraq.[lxxxvii] Cave complexes around Al Baghdadi were targeted, as shown in the image below.[lxxxviii]

dec24

On December 25-26 the coalition targeted ISIL controlled bridges near Tal Afar, Iraq.[lxxxix]

dec28

On December 28th the ISF recaptured portions of Ramadi, raising the Iraqi flag over the rubble of a government building.[xc]

ramadi.jpg

On December 29 the New York Times reported that Iraqi Security Forces had recaptured Ramadi- one the heaviest bombed cities during the December air campaign.[xci] By this point the CJTF-OIR had trained 15,892 ISF forces with another 4,200 in training.

December2015.jpg

This chart shows the number of times a respective area was targeted, according to CJTF-OIR website press releases for December 2015, providing an indication of the scale of daily and monthly attacks. It is important to recognize that these figures do not include the hundreds of sorties and strikes carried out by Russian aircraft during the same period.[xcii]

Jan1

Further strikes against the Dayr Az Zawr oilfields occurred on December 29.[xciii] Additional strikes were carried out against Mosul,[xciv] and further attacks hit the Abu Kamal bridge, Syria, on January 1st.[xcv] The various oil works at Dayr Az Zawr were targeted again on 2 January.[xcvi]

jan5a

jan5b

Ramadi was subjected to additional airstrikes on 5 January.[xcvii] A PGM seen here moments before obliterating an ISIL controlled building.

On 6 January 2016 the DOD announced the death of Staff Sgt. Matthew Q. McClintock, 1st Battalion, 19th Special Forces Group (Airborne), who was killed in Marjah District, Afghanistan, during a firefight as part of Operation Freedom’s Sentinel.[xcviii]

raffale

French F-2 Rafale flies over Iraq on 8 January.[xcix]

jan10

On January 10 a bridge at Tal Afar was destroyed.[c] Mosul was again targeted on January 11, this time an ISIL controlled bank and mint was targeted. This was the beginning of a shift in focus towards targeting central Mosul, in particular, ISIL’s financial assets. Other buildings were also targeted, again, dozens of strikes were carried out each day.[ci]

jan12

Kisik, Iraq was bombed on January 12th.[cii] The following day an IED factory at Hit, Iraq was bombed.[ciii] Mosul was again the targeted of bombing on 15 January, PGM circled.[civ]

jan15jan15b

Mosul was bombed again on the 18th: you can see approximately seven separate bombs hitting the same target in the video posted on the CJTF-OIR youtube page, before the structure collapses- significantly this would only count as part of one “strike” in the vernacular of the US Defense Department.[cv]

jan18jan18b

On January 17 the DOD announced the death of Major John D. Gerrie who was killed in “a non-combat related incident” on January 16th while involved in Operation Inherent Resolve- the US Central Command’s anti-ISIL campaign.[cvi] The casualty had initially been attributed to Operation Freedom’s Sentinel, but was re-categorized as an OIR loss on January 22.

On January 25 airstrikes near Mar’a, Syria, destroyed another ISIL HQ building.[cvii] On 28 January an ISIL controlled communication array in Mosul was destroyed.[cviii]

Jan28jan28b

On 29 January the DOD announced the death of Sgt. Joseph F. Stifter, 1st Battalion, 7th Field Artillery Regiment, 2nd Brigade Combat Team, 1st Infantry Division, when his HMMWV rolled over near Al Asad Airbase, Al Anbar Province, during activity supporting Operation Inherent Resolve on 28 January.[cix]

jan2016

This chart shows the strike allocations conducted in Iraq and Syria for January 2016. Notice that despite the Iraqi Security Forces having entered Ramadi at the end of December 2015, Ramadi and the surrounding area accounted for 23% of all coalition strikes during January, and received the most strikes in absolute terms. Mosul was the next most heavily targeted city, accounting for 19% of all strikes that month. Interestingly, the ISIL capital in Syria, Ar Raqqah received only 3% of strikes, only 24 in total, compared to the 167 against Ramadi and 138 against Mosul. Note also the dropping off of strikes against the oil centre of Dayr Az Zawr, which had received 28 strikes the previous month, but only 11 in January.

mapfeb.jpg

Map showing territory lost to the Islamic State by February 2016.

Meanwhile, during the end of January, and the first week of February, Russia flew 468 sorties in Syria, destroying 1,354 facilities in the provinces of Aleppo, Latakia, Hama, Homs, Damascus, Raqqa, Daraa, and Deir-ez-Zor.[cx]

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ISW map showing Russian airstrikes in Syria, February to March 2016.[cxi]

A series of coalition strikes were carried out on 2 February. The oil fields at Dayr Az Zawr, Syria were targeted again. Then ISIL positions at Manbij, Syria were bombed.

feb2

Further heavy airstrikes were carried out on 13 February. Mosul was bombed again: see the before and after comparison below.[cxii] Several major buildings were destroyed, again note the multiple bomb impacts.[cxiii]

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Abu Kamal, Syria, was bombed on 15 February, targeting weapon storage.[cxiv] ISIL barracks and vehicles were also targeted.[cxv]

feb15

The Dayr Az Zawr oil and gas plants were bombed again on 19 February.[cxvi] On 20 February ISIL positions near Al Hasakah Syria were bombed.[cxvii] Additional strikes against Al Hasakah were conducted on 21 February.[cxviii] Bridges at Dayr Az Zawr, Syria, were bombed on 21-22 February, and further wellhead strikes took place.[cxix]

feb21feb22feb22b

An IED factory near Al Qaim, Iraq, was bombed on February 24th.[cxx]

feb24feb25

On 25 February an oil separation facility at Abu Kamal, Syria was hit.[cxxi]

Fallujah, one of the major ISIL control-points in Iraq, was targeted on 29 February, where an ISIL weapons storage facility was bombed.[cxxii] Also on the 29th, a VBIED was destroyed at Manbij, Syria.[cxxiii]

            On 1 March another VBIED and a weapons storage warehouse at Mosul were destroyed.[cxxiv] The PGM can be seen before a series of explosions obliterates the warehouse in the images below.

mar1amar1b

An ISIL technical was destroyed at Ramadi on 2 March.[cxxv] On 3 March, Syrian President Bashir al-Asad’s forces recaptured the strategic city of Palmyra, a major turning point in the Syrian Civil War. On 4 March, the DOD carried out an airstrike at al Shaddadi, Syria, targeting senior ISIL leader Tarkhan Tayumurazovish Batirashvili, aka, Abu Umar al-Shishani, or Omar the Chechen, a senior member of the Islamic State’s war council. Omar the Chechen had been targeted as a Specially Designated Global Terrorist.[cxxvi]

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US Navy F/A-18 Hornets fly over Iraq on 3 March 2016.

On 5 March ISIL vehicles were bombed at Manbij, Syria, while a weapons facility at Hit, Iraq, was also bombed.[cxxvii]

mar5amar5

On 7 March the DOD announced that on March 5th it conducted an airstrike against al-Shabaab’s training camp in Raso, Somalia with manned and unmanned aircraft.[cxxviii]

ISIL positions at Mar’a were targeted on 8 March.[cxxix] An ISIL vehicle was also destroyed at Mar’a on 11 March.[cxxx]

mar8

ISIL positions at Hit, Iraq, were bombed on 12 March.[cxxxi] At least two IED factories at Mosul was destroyed on 14 March.[cxxxii] In the video, multiple PGMs can be seen hitting the targets, before secondary explosions completely destroy them.[cxxxiii]

mar14mar14amar14b

Another ISIL vehicle was destroyed near Hit, Iraq on 15 March.[cxxxiv] Also on 15 March, it was reported that Russia would begin a phased withdrawal of its forces from Syria, following the success of pro-regime forces at Palmyra. Russia was expected to maintain a reserve presence in support of the Syrian Army.

On 19 March the coalition dropped bombs on an ISIL HQ building in Mosul.[cxxxv] Also on 19 March, Staff Sgt. Louis F. Cardin, 2nd Battalion, 6th Marine Regiment, 26th Marine Expeditionary Unit, was killed while “providing force protection fire support” near Makhmur, Northern Iraq, when their fire base was attacked by ISIL rockets.[cxxxvi] Several other marines were wounded in the attack. The Pentagon noted that this was the second combat fatality since the start of OIR.[cxxxvii] On 21 March, the Pentagon admitted it had formed a USMC base in northern Iraq, staffed by 100 to 200 marines from the 26th Marine Expeditionary Unit.[cxxxviii]

mar19

mar19b

On 22 March the DOD announced that it had conducted an airstrike in Yemen against an al-Qa’ida training camp, then being used by more than 70 militants training with the al-Qa’iada in the Arabian Peninsula (AQAP).[cxxxix]

mar23

On 23 March the coalition carried out multiple strikes at Qayyarah, Iraq; where a radio tower and other communication facilities were demolished.[cxl] An ISIL vehicle was also destroyed at Al Hawl, Syria.[cxli] The bridge at Qayyarah was again targeted on 24 March, destroying a large part of it.[cxlii]

mar24

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Afghan tactical air controllers call in practice strikes at a training range in Kabul, 27 March. Czech Republic air advisors look on.

An ISIL barracks and a safehouse, at Hit, Iraq were bombed on March 28th.[cxliii] The next day an HQ building in Hit was destroyed.[cxliv] Further strikes at Hit on 31 March destroyed a VBIED.[cxlv]

mar31mar29

On 31 March the DOD carried out an airstrike in Somalia, targeting Hassan Ali Dhoore, a senior al-Shabaab agent within the organization’s Amniyat (security and intelligence) wing.[cxlvi]

ISIS Sanctuary 31 MAR 2016-01_2.png

Institute for the Study of War map showing estimated ISIL control in Syria and Iraq on 31 March.[cxlvii]

On 1 April a weapons cache at Qayyarah was bombed.[cxlviii] A bridge at Hit was bombed on 2 April.[cxlix] On 3 April a VBIED was destroyed near Shadaddi, Syria.[cl] In the video, the vehicle can be seen racing down a road before it is surrounded by cannon fire and explodes in a huge fireball.

april5.jpg

On April 7, the Pentagon announced that it had killed Abu Zubary al-Bosni near Bajar, a Swedish fighter, and Khalid Osman Timayare, the “deputy emir of the Anwar al-Awlaki Brigade,” also a Swedish national, was killed at Ar Rayhaniyah.[cli] By this point in the Shaddadi offensive, 6,100 square kilometers had been recaptured, and the coalition had conducted over 209 strike missions, “killing hundreds of enemy fighters.”[clii]

A number of attacks were carried out on April 8. In Syria, remotely piloted aircraft (RPAs) carried out eight strikes, one at Hawl and seven at Mara. In Iraq, fighter aircraft and attack planes, supported by RPAs, bombed targets at Huwayjah, where an HMG was destroyed, at Fallujah, and at Hit, where two HMGs were destroyed, as well as a recoilless rifle, a supply cache, a boat and two vehicles. At Kirkuk two strikes destroyed an ISIL bunker, two vehicles and seven rocket systems plus a VBIED. At Mosul, seven strikes destroyed various targets including a VBIED manufacturing plant and a supply cache. At Qayyarah eight ISIL positions were bombed. Near Sinjar two supply caches were destroyed. At Sultan Abdallah a supply cache was destroyed and an assembly area bombed.[cliii]

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Iraqi HMMWV fires TOW missile in Hit during fighting early in April.

On April 9th, attack aircraft carried out two strikes in Syria, one bombing the Dayr Az Zawr oil separation plant. At Manbij, a strike destroyed ISIL artillery and rocket systems. 21 strikes were conducted in Iraq. An ISIL HMG was bombed at Huwayjah. 22 rockets and two “rocket rails” were destroyed at Albu Hayat. An ISIL mortar system and vehicle were destroyed near Habbaniyah. At Haditha an ISIL tactical unit and fighting positions were bombed. At Hit four strikes were carried out, destroying an HMG, an artillery piece, and anti-aircraft piece and 30 boats and one vehicle. At Kirkuk a fighting position was bombed. At Kisik two strikes hit an ISIL “command and control node”. At Mosul three strikes were carried out, destroying additional buildings and three rocket systems. An ISIL HQ building was bombed at Tal Afar, and at Qayyarah four strikes destroyed weapons facilities and two ISIL VBIEDs were also destroyed.[cliv] This level of destruction was typical for the entire period, November 2015 to April 2016.

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On April 9, B-52 bombers operating out of Al Udeid Air Base, Qatar began operations as part of the CJTF-OIR effort, signaling a dramatic expansion of the air war.[clv]

On 10 April one strike was carried out at Raqqah, Syria, and 24 strikes were conducted in Iraq. Qayyarah was bombed 3 times, destroying two boats and a vehicle. Mosul was bombed eight times, destroying five communications facilities, two vehicles and a boat. Kirkuk was hit four times, destroying two ISIL HMGs, and a supply cache, amongst other areas and targets bombed.[clvi]

On 11 April the coalition carried out five strikes in Syria and 13 strikes in Iraq. On 14 April four strikes were conducted in Syria, at Hawl, Raqqah, and Ma’ra in Syria; while 17 strikes were carried out in Iraq, at Hit, four machine gun positions were destroyed, a boat and boat dock, an ISIL vehicle, and a command position were all bombed. In Kisik two ISIL units were destroyed as well as a bunker. At Mosul, a VBIED and a storage facility were destroyed. At Qayyarah, an HQ unit and financial centre were bombed. Near Sultan Abdallah two strikes destroyed seven ISIL boats and a mortar position. Another mortar was bombed at Tal Afar.[clvii]

prowler.JPG

US Marine Corps EA-6B Prowlers deployed to Turkey to support the OIR air campaign, starting on 14 April.[clviii]

On April 14th, the New York Times reported that a team of Italian engineering specialists had arrived to work on repairing the Mosul dam, recaptured from ISIL in 2014, which earlier in the year CJTF-OIR commander Lt. General Macfarland described as a serious humanitarian disaster waiting to happen should it collapse.[clix]

The A-29 Super Tucano airplanes, flown by USAF trained Afghan Air Force pilots, went into action on 15 April.[clx] Also on 15 April Airman First Class Nathaniel H. McDavitt, operating at part of Operation Inherent Resolve, was killed when the building he had been working in collapsed as a result of high winds.[clxi]

strikes15paril.jpg

Strikes carried out the week of 9 to 15 April.

On 18 April, Reuters newswire reported that the previous day, the coalition had conducted 20 airstrikes against IS militants in Syria and Iraq. Three strikes targeted two anti-aircraft pieces in Syria, and in Iraq, 17 strikes hit near eight different cities, destroying a weapons cache, communications facility, and safe house, a mortar position, a boat and a rocket team; basically par for the course in the ever increasing tempo of air operations.[clxii]

Conclusion

 

The coalition has dramatically accelerated its bombing campaign, conducting round-the-clock operations in Syria and Iraq. In the current phase of operations, heavy airstrikes are conducted daily against the major IS cities of Mosul, starting in February 2016, and the focus is now shifting to the IS capital, Raqqah, in Syria. More assets have been deployed to increase the pressure, including, in April, B-52 Stratofortress bombers, signaling a major escalation. The diplomatic and military effort to keep the coalition dedicated has yielded some results, with nations pledging either increased or continued support. However, by far the majority of strikes remain USAF led. The Russian campaign in Syria has been carefully orchestrated to prevent a conflict with coalition aircraft operating in the area, and is expected to maintain pressure if not at the tempo that had been carried out when Russia first intervened. President Obama spoke with Russian President Vladimir Putin in a phone conference on April 18, and both parties agreed to “increase coordination” in the Syrian air campaign.[clxiii]

            Meanwhile, NATO and US coalition airstrikes are carried out in Afghanistan- as part of Operation Resolute Support and Freedom’s Sentinel- as well as in Somalia, Yemen, and Libya as part of the broader anti-al Qaida, anti-ISIL campaign. The US, NATO and the coalition have confirmed their intent to maintain troop presence in Afghanistan, and increasing deployments are being made to Iraq, where the US has suffered a handful of casualties, including combat fatalities. As a result of all this devastation from the air, the coalition has noticed a significant decrease of ISIL activity in Afghanistan.[clxiv] If true, this represents a major turning point since, in January 2016, the incoming Operation Resolute Support commander Lt. General John W. Nicholson described the situation in Afghanistan as “deteriorating” in a Senate Armed Services Committee hearing on January 28.[clxv] The difficult nature of the situation in Afghanistan remains evident, following  the major attacks in Kabul on 19 April.

However, Operation Inherent Resolve staff estimates suggest that the Islamic State has lost 40% of its former Syrian and Iraqi territory, with the CJTF-OIR spokesman stating that ISIL was “weakened” and efforts were now shifting to focus on fracturing the terrorist group.[clxvi] However, the OIR spokesman also pointed to the Iraqi Security Forces defensive posture at Fallujah, and noted that ISIL forces are putting up the staunchest resistance yet experienced, despite having suffered over 500 deaths from over 21 airstrikes in Iraq in the last week.[clxvii] At this time the coalition of nations involved in targeting ISIL in Iraq include the US, Australia, Belgium, Canada, Denmark, France, Jordan, the Netherlands, and the United Kingdom. In Syria, strikes have been carried out by the US, Australia, Bahrain, Canada, France, Jordan, the Netherlands, Saudi Arabia, Turkey and the United Arab Emirates and the United Kingdom.

total.jpg

The Combined Forces Air Component Commander Air Power Statistics for March 2016 show large increases in overall sorties and, significantly, in strikes, from November through to February, with March still showing an overall increase over the preceding year.[clxviii]

In the following phase of operations, the focus will shift to further pulverizing Mosul and Raqqa, while the diplomatic agenda will accelerate to secure the modest gains made over the past six months. Nevertheless, it remains to be seen if the ISF and coalition aligned Syrian forces can operate on the scale necessary to conduct the large-scale offensives required for Mosul or Raqqa, and the increasingly combat orientated presence of US Special Forces and Marines seems to suggest skepticism regarding the success of the training regime. The arrival of additional coalition, USAF, Army and USMC air assets, including Apache helicopters and other close attack aircraft, not to mention the B-52s, no doubt heralds a further expansion of the air war in the future.

[i] http://www.defense.gov/News/News-Releases/News-Release-View/Article/708442/department-of-defense-publishes-inherent-resolve-campaign-medal-guidance

[ii] http://www.defense.gov/News/Special-Reports/0814_Inherent-Resolve

[iii] http://www.reuters.com/article/us-afghanistan-blast-idUSKCN0X80PX ; http://www.mysask.com/portal/site/main/template.MAXIMIZE/?javax.portlet.tpst=635b2ff202604ea181fa421740315ae8_ws_MX&javax.portlet.prp_635b2ff202604ea181fa421740315ae8_viewID=story&javax.portlet.prp_635b2ff202604ea181fa421740315ae8_topic_display_name=World%20News&javax.portlet.prp_635b2ff202604ea181fa421740315ae8_topic_name=World&javax.portlet.prp_635b2ff202604ea181fa421740315ae8_news_item_id_key=37135419&javax.portlet.begCacheTok=com.vignette.cachetoken&javax.portlet.endCacheTok=com.vignette.cachetoken

[iv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/632434/statement-from-secretary-carter-on-counter-isil-actions-by-the-united-kingdom-a

[v] http://www.defense.gov/News/News-Releases/News-Release-View/Article/633221/statement-from-pentagon-press-secretary-peter-cook-on-nov-13-airstrike-in-libya

[vi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/634187/dod-releases-report-on-enhancing-security-and-stability-in-afghanistan

[vii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/637498/statement-from-pentagon-press-secretary-peter-cook-on-secretary-carters-phone-c

[viii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/637499/readout-of-secretary-carters-visit-to-frances-aircraft-carrier-charles-de-gaull

[ix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/637503/readout-of-secretary-carters-meeting-with-the-king-of-bahrain

[x] http://www.defense.gov/News/News-Releases/News-Release-View/Article/637806/readout-of-secretary-carters-call-with-italian-minister-of-defense-roberta-pino

[xi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/638744/statement-by-secretary-of-defense-ash-carter-on-progress-in-the-fight-for-ramadi

[xii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/641779/dod-identifies-army-casualty ; http://www.defense.gov/News/News-Releases/News-Release-View/Article/641725/readout-of-secretary-of-defense-carters-call-with-republic-of-korea-defense-min

[xiii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/642709/general-officer-assignments

[xiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/642261/readout-of-secretary-carters-meeting-with-his-majesty-king-abdullah-ii-of-jordan

[xv] https://www.whitehouse.gov/the-press-office/2016/01/12/remarks-president-barack-obama-%E2%80%93-prepared-delivery-state-union-address

[xvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/642791/statement-from-secretary-of-defense-ash-carter-on-us-navy-sailors-departure-fro

[xvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/643050/readout-of-deputy-secretary-works-visit-to-israel

[xviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/643424/deputy-secretary-of-defense-bob-works-visit-to-the-united-kingdom

[xix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/643442/readout-of-secretary-carters-meeting-with-australian-prime-minister-turnbull

[xx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/643681/joint-statement-on-counter-isil-cooperation-by-the-defense-ministers-of-austral

[xxi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/643975/general-officer-assignments

[xxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/644017/readout-of-secretary-of-defense-ash-carters-meeting-with-iraqi-prime-minister-h

[xxiii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/644250/readout-of-secretary-carters-meeting-with-the-president-of-afghanistan-ashraf-g

[xxiv] http://www.military.com/daily-news/2016/04/15/a29-super-tucanos-see-first-action-afghanistan.html

[xxv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/645193/statement-by-secretary-of-defense-ash-carter-on-change-of-command-in-afghanistan

[xxvi] http://www.defense.gov/News/News-Releases/News-Release-View/Article/645700/statement-by-pentagon-press-secretary-peter-cook-on-us-russia-video-conference

[xxvii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/646430/statement-by-secretary-of-defense-ash-carter-on-the-netherlands-expansion-of-ai

[xxviii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/646918/general-officer-assignments

[xxix] http://www.defense.gov/News/News-Releases/News-Release-View/Article/646920/general-officer-assignments

[xxx] http://www.defense.gov/News/News-Releases/News-Release-View/Article/651341/general-officer-assignments

[xxxi] http://www.voanews.com/content/sixty-five-hundred-coalition-troops-in-iraq-us-wants-more/3172721.html

[xxxii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/652687/department-of-defense-dod-releases-fiscal-year-2017-presidents-budget-proposal

[xxxiii] http://www.defense.gov/News/News-Releases/News-Release-View/Article/653572/readout-of-secretary-of-defense-ash-carters-meeting-with-canadian-minister-of-n

[xxxiv] http://www.defense.gov/News/News-Releases/News-Release-View/Article/654672/readout-of-secretary-carters-meeting-with-deputy-crown-prince-and-minister-of-d

[xxxv]